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Horizon BCBSNJ
Uniform Medical Policy ManualSection:Pathology
Policy Number:045
Effective Date: 08/03/2010
Original Policy Date:06/22/2010
Last Review Date:01/14/2020
Date Published to Web: 07/02/2010
Subject:
Fecal Analysis in the Diagnosis of Intestinal Dysbiosis

Description:
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IMPORTANT NOTE:

The purpose of this policy is to provide general information applicable to the administration of health benefits that Horizon Blue Cross Blue Shield of New Jersey and Horizon Healthcare of New Jersey, Inc. (collectively “Horizon BCBSNJ”) insures or administers. If the member’s contract benefits differ from the medical policy, the contract prevails. Although a service, supply or procedure may be medically necessary, it may be subject to limitations and/or exclusions under a member’s benefit plan. If a service, supply or procedure is not covered and the member proceeds to obtain the service, supply or procedure, the member may be responsible for the cost. Decisions regarding treatment and treatment plans are the responsibility of the physician. This policy is not intended to direct the course of clinical care a physician provides to a member, and it does not replace a physician’s independent professional clinical judgment or duty to exercise special knowledge and skill in the treatment of Horizon BCBSNJ members. Horizon BCBSNJ is not responsible for, does not provide, and does not hold itself out as a provider of medical care. The physician remains responsible for the quality and type of health care services provided to a Horizon BCBSNJ member.

Horizon BCBSNJ medical policies do not constitute medical advice, authorization, certification, approval, explanation of benefits, offer of coverage, contract or guarantee of payment.

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Intestinal dysbiosis may be defined as a state of disordered microbial ecology that is believed to cause disease. Laboratory analysis of fecal samples is proposed as a method of identifying individuals with intestinal dysbiosis and other gastrointestinal disorders.

PopulationsInterventionsComparatorsOutcomes
Individuals:
  • With suspected intestinal dysbiosis, irritable bowel syndrome, malabsorption, or small intestinal bacterial overgrowth
Interventions of interest are:
  • Fecal analysis testing
Comparators of interest are:
  • Standard approach to diagnosing specific conditions
Relevant outcomes include:
  • Test validity
  • Symptoms
  • Functional outcomes

BACKGROUND
Laboratory analysis of both stool and urine has been investigated as markers of dysbiosis. Commercial laboratories may offer testing for comprehensive panels or individual components of various aspects of digestion, absorption, microbiology, and metabolic markers. Representative components of fecal dysbiosis testing are summarized in Table 1.

Table 1. Components of the Fecal Dysbiosis Marker Analysis

MarkersAnalytes
Digestion
    • Triglycerides
    • Chymotrypsin
    • Iso-butyrate, iso-valerate, and n-valerate
    • Meat and vegetable fibers
Absorption
    • Long-chain fatty acids
    • Cholesterol
    • Total fecal fat
    • Total short-chain fatty acids
Microbiology
    • Levels of Lactobacilli, bifidobacteria, and Escherichiacoli and other “potential pathogens,” including AeromonasBacillus cereusCampylobacterCitrobacterKlebsiellaProteusPseudomonasSalmonellaShigellaStaphylococcus aureus, and Vibrio
    • Identification and quantitation of fecal yeast (including Candida albicansCandida tropicalisRhodotorula, and Geotrichum) (optional viral and/or parasitology components)
Metabolic
    • N-butyrate (considered key energy source for colonic epithelial cells)
    • β-glucuronidase
    • pH
    • Short-chain fatty acid distribution (adequate amount and proportions of the different short-chain fatty acids reflect the basic status of intestinal metabolism)
Immunology
    • Fecal secretory immunoglobulin A (as a measure of luminal immunologic function)
    • Calprotectin

Fecal calprotectin as a stand-alone test is addressed in a separate policy on 'Fecal Calprotectin Testing' (Policy #093 in the Pathology Section).

A related topic, fecal microbiota transplantation, the infusion of intestinal microorganisms to restore normal intestinal flora, is addressed in 'Fecal Microbiota Transplantation' (Policy #080 in the Medicine Section). Fecal microbiota transplantation has been rigorously studied for the treatment of patients with recurrent Clostridium difficile infection.

Regulatory Status

Clinical laboratories may develop and validate tests in-house and market them as a laboratory service; laboratory-developed tests must meet the general regulatory standards of the Clinical Laboratory Improvement Amendments. Laboratories that offer laboratory-developed tests must be licensed by the Clinical Laboratory Improvement Amendments for high-complexity testing. To date, the U.S. Food and Drug Administration has chosen not to require any regulatory review of comprehensive testing for fecal dysbiosis.

Related Policies

  • Fecal Microbiota Transplantation (Policy #080 in the Medicine Section)
  • Fecal Calprotectin Testing (Policy #093 in the Pathology Section)

Policy:
(For Medicare Advantage, please refer to the Medicare Coverage Section below for coverage guidance.)

Fecal analysis of the following components is considered investigational as a diagnostic test for the evaluation of intestinal dysbiosis, irritable bowel syndrome, malabsorption, or small intestinal overgrowth of bacteria:
    • Triglycerides
    • Chymotrypsin
    • Iso-butyrate, iso-valerate, and n-valerate
    • Meat and vegetable fibers
    • Long chain fatty acids
    • Cholesterol
    • Total short chain fatty acids
    • Levels of Lactobacilli, bifidobacteria, and Escherichia coli and other “potential pathogens,” including Aeromonas, Bacillus cereus, Campylobacter, Citrobacter, Klebsiella, Proteus, Pseudomonas, Salmonella, Shigella, Staphylococcus aureus, and Vibrio
    • Identification and quantitation of fecal yeast (including Candida albicans, Candida tropicalis, Rhodotorula, and Geotrichum)
    • N-butyrate
    • Beta-glucoronidase
    • pH
    • Short chain fatty acid distribution (adequate amount and proportions of the different short chain fatty acids reflect the basic status of intestinal metabolism)
    • Fecal secretory Immunoglobulin A

Medicare Coverage:
There is no National Coverage Determination (NCD). In the absence of an NCD, coverage decisions are left to the discretion of Local Medicare Carriers. Novitas Solutions, Inc, the Local Medicare Carrier for jurisdiction JL, has not issued a determination for this service. Therefore, Medicare Advantage Products will follow the Horizon BCBSNJ Medical Policy.


[RATIONALE: This policy was created in 2010 and has been updated regularly with searches of the MEDLINE database. The most recent literature update was performed through October 14, 2019.

Evidence reviews assess whether a medical test is clinically useful. A useful test provides information to make a clinical management decision that improves the net health outcome. That is, the balance of benefits and harms is better when the test is used to manage the condition than when another test or no test is used to manage the condition.

The first step in assessing a medical test is to formulate the clinical context and purpose of the test. The test must be technically reliable, clinically valid, and clinically useful for that purpose. Evidence reviews assess the evidence on whether a test is clinically valid and clinically useful. Technical reliability is outside the scope of these reviews, and credible information on technical reliability is available from other sources. The following is a summary of the literature to date.

Fecal Testing for Intestinal Dysbiosis

The gastrointestinal tract is colonized by a large number and a variety of microorganisms including bacteria, fungi, and archaea. The concept of intestinal dysbiosis rests on the assumption that abnormal patterns of intestinal flora, such as overgrowth of some commonly found microorganisms, have an impact on human health. Symptoms and conditions attributed to intestinal dysbiosis in addition to gastrointestinal disorders include chronic disorders (e.g., irritable bowel syndrome [IBS], inflammatory or autoimmune disorders, food allergy, atopic eczema, unexplained fatigue, arthritis, ankylosing spondylitis), malnutrition, or neuropsychiatric symptoms or neurodevelopmental conditions (e.g., autism), and breast and colon cancer.

The gastrointestinal tract symptoms attributed to intestinal dysbiosis (i.e., bloating, flatulence, diarrhea, constipation) overlap in part with either IBS or small intestinal bacterial overgrowth syndrome. The diagnosis of IBS is typically made clinically, based on a set of criteria referred to as the Rome criteria. The small intestine normally contains a limited number of bacteria, at least as compared with the large intestine. Small intestine bacterial overgrowth may occur due to altered motility (including blind loops), decreased acidity, exposure to antibiotics, or surgical resection of the small bowel. Symptoms include malabsorption, diarrhea, fatigue, and lethargy. The laboratory criterion standard for diagnosis consists of the culture of a jejunal fluid sample, but this requires invasive testing. Hydrogen breath tests, commonly used to evaluate lactose intolerance, have been adapted for use in diagnosing small intestinal bacterial overgrowth.

Clinical Context and Test Purpose

The purpose of fecal analysis in patients who have various gastrointestinal conditions is to differentiate intestinal microflora and related immunologic responses that may be related to those conditions.

The question addressed in this policy is: Does fecal dysbiosis testing used in individuals who have gastrointestinal conditions such as suspected intestinal dysbiosis, IBS, malabsorption, or small intestinal bacterial overgrowth improve the net health outcome?

The following PICOs were used to select literature to inform this policy.

Patients

The relevant populations of interest are those with gastrointestinal conditions such as suspected intestinal dysbiosis, IBS, malabsorption, or small intestinal bacterial overgrowth.

Interventions

The intervention of interest is the use of fecal dysbiosis testing. The rationale for intestinal dysbiosis testing is that alterations in intestinal flora (e.g., overgrowth of some commonly found microorganisms) and related immunologic responses have an impact on human health and disease. The further assumption is that therapeutic (antibiotics, prebiotic, probiotic, or fecal microbiota transplantation) or lifestyle management interventions can be made to address the alterations.

The setting is ambulatory primary care or gastroenterology consultation.

Comparators

The following practices are currently being used to manage various gastrointestinal conditions: the standard approach to diagnosing specific intestinal conditions, which can include using laboratory tests, imaging, and endoscopy as indicated.

The setting is ambulatory primary care or gastroenterology consultation.

Outcomes

The general outcomes of interest are the correct diagnosis of gastrointestinal conditions potentially associated with alterations in intestinal microflora and initiation of appropriate treatment.

These tests might be used during the evaluation and treatment of acute and chronic intestinal disorders. The duration of follow-up is condition-specific and is expected to be weeks to months.

Study Selection Criteria

For the evaluation of clinical validity of fecal dysbiosis testing, methodologically credible studies were selected using the following principles:

For the evaluation of the clinical validity of the tests, studies that meet the following eligibility criteria were considered:

    • Reported on the accuracy of the marketed version of the technology (including any algorithms used to calculate scores)
    • Included a suitable reference standard
    • Patient/sample clinical characteristics were described
    • Patient/sample selection criteria were described
    • Included a validation cohort separate from the development cohort.
Technical Reliability

Assessment of technical reliability focuses on specific tests and operators and requires a review of unpublished and often proprietary information. Review of specific tests, operators, and unpublished data are outside the scope of this policy and alternative sources exist. This policy focuses on the clinical validity and clinical utility.

Clinically Valid

A test must detect the presence or absence of a condition, the risk of developing a condition in the future, or treatment response (beneficial or adverse).

Establishing that fecal analysis to identify intestinal dysbiosis is beneficial would involve evidence that the fecal dysbiosis testing provides an incremental benefit to net health outcomes in patients with gastrointestinal tract symptoms as compared to current clinical pathways. No studies were identified in the initial literature review or during the literature searches for policy updates that compared health outcomes in individuals managed with and without fecal analysis to identify intestinal dysbiosis. There were also no studies on the accuracy of fecal analysis vs another method for diagnosing IBS, small intestine bacterial overgrowth, or other conditions. Additionally, no studies were identified establishing diagnostic criteria for intestinal dysbiosis as a disorder.

Retrospective Studies

Emmanuel et al (2016) retrospectively analyzed fecal biomarker results, dichotomized to normal or abnormal, from 3553 patients who underwent stool testing and met Rome III symptom criteria for IBS.1, Records were identified from samples sent to Genova Diagnostics from 2013-2014 for which patient questionnaires were completed (patient questionnaires are sent with every test kit; demographic surveys were completed for 7503 of 24258 of the fecal specimens obtained during study period, and Rome III questionnaire results were completed for 5990 of those) and the case definition of IBS was based on patient reporting of symptoms on the Rome III questionnaire. The Genova Comprehensive Digestive Stool Analysis evaluates digestion/absorption markers, gut metabolic markers, and gut microbiology markers.2, Of the 3553 patient samples included, 13.6%, 27.5%, and 58.1%, respectively, reported having constipation-predominant IBS, diarrhea-predominant (IBS-D), and mixed subtypes of IBS. Most patients (93.5%) had at least 1 abnormal result. There were differences by IBS subgroup, with IBS-D patients demonstrating higher rates of abnormal fecal calprotectin, eosinophil protein X, and bacterial potential pathogens (13.4%, 12.2%, and 75% of subjects, respectively) than constipation-predominant IBS patients (7.1%, 4.4%, and 71.0%, respectively) and mixed subtypes of IBS patients (10.9%, p<0.004 vs IBS-D; 8.0%, p<0.003 vs IBS-D; 71.6%, p=0.010 vs p IBS-D).

A retrospective analysis of data from the Genova Diagnostics database for 2256 patients who underwent stool testing was published by Goepp et al (2014).3, Patients had symptoms suggestive of IBS (e.g., 48% had abdominal pain, 14% had diarrhea). Eighty-three percent of patients had at least one abnormal test result. The most common abnormal result, occurring in 73% of cases, was low growth in the beneficial bacteria lactobacillus and/or bifidobacterium. The next most common was testing positive for eosinophil protein X and fecal calprotectin, occurring in 14% and 12% of samples, respectively. A limitation of the study was that it did not include a confirmation of the diagnosis of IBS (i.e., using Rome criteria) and thus the accuracy of the Genova tests compared with clinical diagnosis could not be determined.

Nonrandomized Observational Studies

Studies using quantitative real-time polymerase chain reaction analysis have compared microbiota in patients who had known disease with healthy controls in an attempt to identify a microbiotic profile associated with a particular disease. None of these studies evaluated whether the fecal analysis in patients with IBS or other conditions led to improved health outcomes.

Andoh et al ( 2012) reported on fecal microbiota profiles of 161 Japanese patients with Crohn disease (CD) and 121 healthy controls.4, Healthy individuals tended to have a different distribution of fecal microbiota than CD patients. For example, compared with controls, CD patients had significantly lower levels of Faecalibacterium and Eubacterium and significantly higher levels of Streptococcus.

Sobhani et al (2011) evaluated fecal microbiota samples taken before colonoscopy from 60 patients with colorectal cancer and 119 sex-matched healthy individuals in France.5, Total bacteria levels did not differ significantly between colorectal cancer and non-colorectal cancer groups. There were significant elevations of the Bacteroides/Prevotella group in the colorectal cancer population.

Joossens et al (2011) published a study comparing fecal microbiota in 68 patients with CD, 84 unaffected relatives, and 55 matched controls in Belgium.6, When samples from patients who had CD were compared with all unaffected controls, significant differences were found in the concentration of five bacterial species. Compared with controls, CD patients had lower levels of Dialister invisus, an uncharacterized species of Clostridium cluster XIVa, Faecalibacterium prausnitzii, and Bifidobacterium adolescentis as well as an increase in Ruminococcus gnavus.

Fecal markers in addition to microbiology profiles have been evaluated whether the testing can distinguish between individuals with various gastrointestinal diseases. Langhorst et al (2008) in Germany evaluated 139 patients (54 with IBS, 43 CD, 42 ulcerative colitis) undergoing diagnostic ileocolonoscopy, who provided fecal samples.7, Samples were analyzed with enzyme-linked immunosorbent assay. Patients with IBS had significantly higher levels of lactoferrin, calprotectin, and polymorphonuclear-elastase than patients who had ulcerative colitis or CD (all p<0.001). In the ulcerative colitis and CD groups, there were higher levels of all three markers in patients who had inflammation compared with those who did not.

Clinically Useful

A test is clinically useful if the use of the results informs management decisions that improve the net health outcome of care. The net health outcome can be improved if patients receive correct therapy, or more effective therapy, or avoid unnecessary therapy, or avoid unnecessary testing.

Direct Evidence

Direct evidence of clinical utility is provided by studies that have compared health outcomes for patients managed with and without the test. Because these are intervention studies, the preferred evidence would be from randomized controlled trials.

Direct evidence of clinical utility is provided by studies that have compared health outcomes for patients managed with and without the test. Because these are intervention studies, the preferred evidence would be from randomized controlled trials. No randomized or comparative intervention studies supporting the clinical utility of fecal testing were identified.

Chain of Evidence

Indirect evidence on clinical utility rests on clinical validity. If the evidence is insufficient to demonstrate test performance, no inferences can be made about clinical utility.

Indirect evidence of clinical utility rests on clinical validity. It is not possible to construct a chain of evidence because there is insufficient evidence of clinical validity to draw conclusions on clinical utility.

Summary of Evidence

For individuals who have gastrointestinal conditions such as suspected intestinal dysbiosis, irritable bowel syndrome, malabsorption, or small intestinal bacterial overgrowth who receive fecal analysis testing, the evidence includes several cohort and case-control studies comparing fecal microbiota in patients who had a known disease with healthy controls. The relevant outcomes are test validity, symptoms, and functional outcomes. The available retrospective cohort studies on fecal analysis have suggested that some components of the fecal microbiome and inflammatory markers may differ across patients with irritable bowel syndrome subtypes. No studies were identified on the diagnostic accuracy of fecal analysis vs another diagnostic approach or that compared health outcomes in patients managed with and without fecal analysis tests. No studies were identified that directly informed the use of fecal analysis in the evaluation of intestinal dysbiosis, malabsorption, or small intestinal bacterial overgrowth. The evidence is insufficient to determine the effects of the technology on health outcomes.

SUPPLEMENTAL INFORMATION

Practice Guidelines and Position Statements

No guidelines or statements were identified.

U.S. Preventive Services Task Force Recommendations

Not applicable.

Ongoing and Unpublished Clinical Trials

A search of ClinicalTrials.gov in October 2019 did not identify any ongoing or unpublished trials that would likely influence this review.]
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Horizon BCBSNJ Medical Policy Development Process:

This Horizon BCBSNJ Medical Policy (the “Medical Policy”) has been developed by Horizon BCBSNJ’s Medical Policy Committee (the “Committee”) consistent with generally accepted standards of medical practice, and reflects Horizon BCBSNJ’s view of the subject health care services, supplies or procedures, and in what circumstances they are deemed to be medically necessary or experimental/ investigational in nature. This Medical Policy also considers whether and to what degree the subject health care services, supplies or procedures are clinically appropriate, in terms of type, frequency, extent, site and duration and if they are considered effective for the illnesses, injuries or diseases discussed. Where relevant, this Medical Policy considers whether the subject health care services, supplies or procedures are being requested primarily for the convenience of the covered person or the health care provider. It may also consider whether the services, supplies or procedures are more costly than an alternative service or sequence of services, supplies or procedures that are at least as likely to produce equivalent therapeutic or diagnostic results as to the diagnosis or treatment of the relevant illness, injury or disease. In reaching its conclusion regarding what it considers to be the generally accepted standards of medical practice, the Committee reviews and considers the following: all credible scientific evidence published in peer-reviewed medical literature generally recognized by the relevant medical community, physician and health care provider specialty society recommendations, the views of physicians and health care providers practicing in relevant clinical areas (including, but not limited to, the prevailing opinion within the appropriate specialty) and any other relevant factor as determined by applicable State and Federal laws and regulations.

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Index:
Fecal Analysis in the Diagnosis of Intestinal Dysbiosis
Comprehensive Digestive Stool Analysis
Great Smokies Diagnostic Laboratory, Comprehensive Digestive Stool Analysis
Intestinal Dysbiosis
Stool Analysis, Intestinal Dysbiosis
Genova Diagnostics' Comprehensive Digestive Stool Analysis

References:
1. Emmanuel A, Landis D, Peucker M, et al. Faecal biomarker patterns in patients with symptoms of irritable bowel syndrome. Frontline Gastroenterol. Oct 2016;7(4):275-282. PMID 27761231

2. Genova Diagnostics. 2015; www.gdx.net. Accessed November 7, 2019.

3. Goepp J, Fowler E, McBride T, et al. Frequency of abnormal fecal biomarkers in irritable bowel syndrome. Glob Adv Health Med. May 2014;3(3):9-15. PMID 24891989

4. Andoh A, Kuzuoka H, Tsujikawa T, et al. Multicenter analysis of fecal microbiota profiles in Japanese patients with Crohn's disease. J Gastroenterol. Dec 2012;47(12):1298-1307. PMID 22576027

5. Sobhani I, Tap J, Roudot-Thoraval F, et al. Microbial dysbiosis in colorectal cancer (CRC) patients. PLoS One. Jan 27 2011;6(1):e16393. PMID 21297998

6. Joossens M, Huys G, Cnockaert M, et al. Dysbiosis of the faecal microbiota in patients with Crohn's disease and their unaffected relatives. Gut. May 2011;60(5):631-637. PMID 21209126

7. Langhorst J, Elsenbruch S, Koelzer J, et al. Noninvasive markers in the assessment of intestinal inflammation in inflammatory bowel diseases: performance of fecal lactoferrin, calprotectin, and PMN-elastase, CRP, and clinical indices. Am J Gastroenterol. Jan 2008;103(1):162-169. PMID 17916108

Codes:
(The list of codes is not intended to be all-inclusive and is included below for informational purposes only. Inclusion or exclusion of a procedure, diagnosis, drug or device code(s) does not constitute or imply authorization, certification, approval, offer of coverage or guarantee of payment.)

CPT*

    HCPCS

    * CPT only copyright 2020 American Medical Association. All rights reserved. CPT is a registered trademark of the American Medical Association.

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    Medical policies can be highly technical and are designed for use by the Horizon BCBSNJ professional staff in making coverage determinations. Members referring to this policy should discuss it with their treating physician, and should refer to their specific benefit plan for the terms, conditions, limitations and exclusions of their coverage.

    The Horizon BCBSNJ Medical Policy Manual is proprietary. It is to be used only as authorized by Horizon BCBSNJ and its affiliates. The contents of this Medical Policy are not to be copied, reproduced or circulated to other parties without the express written consent of Horizon BCBSNJ. The contents of this Medical Policy may be updated or changed without notice, unless otherwise required by law and/or regulation. However, benefit determinations are made in the context of medical policies existing at the time of the decision and are not subject to later revision as the result of a change in medical policy

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