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Horizon BCBSNJ
Uniform Medical Policy ManualSection:Surgery
Policy Number:085
Effective Date: 06/18/2018
Original Policy Date:04/14/2009
Last Review Date:08/11/2020
Date Published to Web: 03/20/2018
Subject:
Cryosurgical Ablation of Miscellaneous Solid Tumors Other Than Liver, Prostate, or Dermatologic Tumors

Description:
_______________________________________________________________________________________

IMPORTANT NOTE:

The purpose of this policy is to provide general information applicable to the administration of health benefits that Horizon Blue Cross Blue Shield of New Jersey and Horizon Healthcare of New Jersey, Inc. (collectively “Horizon BCBSNJ”) insures or administers. If the member’s contract benefits differ from the medical policy, the contract prevails. Although a service, supply or procedure may be medically necessary, it may be subject to limitations and/or exclusions under a member’s benefit plan. If a service, supply or procedure is not covered and the member proceeds to obtain the service, supply or procedure, the member may be responsible for the cost. Decisions regarding treatment and treatment plans are the responsibility of the physician. This policy is not intended to direct the course of clinical care a physician provides to a member, and it does not replace a physician’s independent professional clinical judgment or duty to exercise special knowledge and skill in the treatment of Horizon BCBSNJ members. Horizon BCBSNJ is not responsible for, does not provide, and does not hold itself out as a provider of medical care. The physician remains responsible for the quality and type of health care services provided to a Horizon BCBSNJ member.

Horizon BCBSNJ medical policies do not constitute medical advice, authorization, certification, approval, explanation of benefits, offer of coverage, contract or guarantee of payment.

__________________________________________________________________________________________________________________________

Cryosurgical ablation (hereafter referred to as cryosurgery or cryoablation [CRA]) involves freezing of target tissues; this is most often performed by inserting a coolant-carrying probe into the tumor. Cryosurgery may be performed as an open surgical technique or as a closed procedure under laparoscopic or ultrasound guidance.

PopulationsInterventionsComparatorsOutcomes
Individuals:
  • With solid tumors (located in the breast, lung, pancreas, kidney, or bone)
Interventions of interest are:
  • Cryosurgical ablation
Comparators of interest are:
  • Surgical resection
  • Other ablative techniques
  • No intervention
Relevant outcomes include:
  • Overall survival
  • Disease-specific survival
  • Quality of life
  • Treatment-related morbidity

Background

Breast Tumors
Early-stage primary breast cancers are treated surgically. The selection of lumpectomy, modified radical mastectomy, or another approach is balanced against the patient's desire for breast conservation, the need for tumor-free margins in resected tissue, and the patient's age, hormone receptor status, and other factors. Adjuvant radiotherapy decreases local recurrences, particularly for those who select lumpectomy. Adjuvant hormonal therapy and/or chemotherapy are added, depending on the presence and number of involved nodes, hormone receptor status, and other factors. Treatment of metastatic disease includes surgery to remove the lesion and combination chemotherapy.

Fibroadenomas are common benign tumors of the breast that can present as a palpable mass or a mammographic abnormality. These benign tumors are frequently surgically excised to rule out a malignancy.

Lung Tumors

Early-stage lung tumors are typically treated surgically. Patients with early-stage lung cancer who are not surgical candidates may be candidates for radiotherapy with curative intent. Cryoablation is being investigated in patients who are medically inoperable, with small primary lung cancers or lung metastases. Patients with a more advanced local disease or metastatic disease may undergo chemotherapy with radiation following resection. Treatment is rarely curative; rather, it seeks to retard tumor growth or palliate symptoms.

Pancreatic Cancer

Pancreatic cancer is a relatively rare solid tumor that occurs almost exclusively in adults, and it is largely considered incurable. Surgical resection of tumors contained entirely within the pancreas is currently the only potentially curative treatment. However, the nature of the cancer is such that few tumors are found at such an early and potentially curable stage. Patients with a more advanced local disease or metastatic disease may undergo chemotherapy with radiation following resection. Treatment focuses on slowing tumor growth and palliation of symptoms.

Renal Cell Carcinoma

Localized renal cell carcinoma is treated with radical nephrectomy or nephron-sparing surgery. Prognosis drops precipitously if the tumor extends outside the kidney capsule because chemotherapy is relatively ineffective against metastatic renal cell carcinoma.

Cryosurgical Treatment

Cryosurgical treatment of various tumors including malignant and benign breast disease, lung cancer, pancreatic cancer, and renal cell carcinoma has been reported in the literature.

Regulatory Status

Several cryoablation devices have been cleared for marketing by the U.S. Food and Drug Administration (FDA) through the 510(k) process for use in open, minimally invasive, or endoscopic surgical procedures in the areas of general surgery, urology, gynecology, oncology, neurology, dermatology, proctology, thoracic surgery, and ear, nose, and throat. Examples include:

    • Cryocare® Surgical System (Endocare);
    • CryoGen Cryosurgical System (Cryosurgical);
    • CryoHit® (Galil Medical) for the treatment of breast fibroadenoma;
    • IceSense3™, ProSense™, and MultiSense Systems (IceCure Medical);
    • SeedNet™ System (Galil Medical); and
    • Visica® System (Sanarus Medical).
FDA product code: GEH.

Related Policies

  • Cryosurgical Ablation of Primary or Metastatic Liver Tumors (Policy #084 in the Surgery Section)
  • Radiofrequency Ablation of Primary or Metastatic Liver Tumors (Policy #079 in the Surgery Section)
  • Radiofrequency Ablation of Miscellaneous Solid Tumors Excluding Liver Tumors (Policy #080 in the Surgery Section)

Policy:
(NOTE: For Medicare Advantage, Medicaid and FIDE-SNP, please refer to the Coverage Sections below for coverage guidance.)
  1. Cryosurgical ablation is considered medically necessary to treat localized renal cell carcinoma that is no more than 4 cm in size when either of the following criteria is met:
    1. Preservation of kidney function is necessary (i.e., the member has 1 kidney or renal insufficiency defined by a glomerular filtration rate of <60 mL/min/m2) and standard surgical approach (i.e., resection of renal tissue) is likely to worsen kidney function substantially; or
    2. The member is not considered a surgical candidate.
  2. Cryosurgical ablation is considered medically necessary to treat lung cancer when either of the following criteria is met:
    1. The member has early-stage non-small cell lung cancer and is a poor surgical candidate; or
    2. The member requires palliation for a central airway obstructing lesion.
  3. Cryosurgical ablation is considered investigational as a treatment of benign or malignant tumors of the breast, lung (other than defined above), pancreas, or bone and other solid tumors or metastases outside the liver and prostate and to treat renal cell carcinomas in members who are surgical candidates.


Medicare Coverage:
There is no National Coverage Determination (NCD). In the absence of an NCD, coverage decisions are left to the discretion of Local Medicare Carriers. Novitas Solutions, Inc, the Local Medicare Carrier for jurisdiction JL, has not issued a determination for this service. Therefore, Medicare Advantage Products will follow the Horizon BCBSNJ Medical Policy.

Medicaid Coverage:
For members enrolled in Medicaid and NJ FamilyCare plans, Horizon BCBSNJ applies the above medical policy.


FIDE-SNP Coverage:
For members enrolled in a Fully Integrated Dual Eligible Special Needs Plan (FIDE-SNP): (1) to the extent the service is covered under the Medicare portion of the member’s benefit package, the above Medicare Coverage statement applies; and (2) to the extent the service is not covered under the Medicare portion of the member’s benefit package, the above Medicaid Coverage statement applies.


[RATIONALE: This policy was created in 2009 and has been updated regularly with searches of the MEDLINE database. The most recent literature update was performed through May 30, 2020.

Evidence reviews assess the clinical evidence to determine whether the use of technology improves the net health outcome. Broadly defined, health outcomes are the length of life, quality of life, and ability to function-including benefits and harms. Every clinical condition has specific outcomes that are important to patients and managing the course of that condition. Validated outcome measures are necessary to ascertain whether a condition improves or worsens; and whether the magnitude of that change is clinically significant. The net health outcome is a balance of benefits and harms.

To assess whether the evidence is sufficient to draw conclusions about the net health outcome of technology, 2 domains are examined: the relevance, and the quality and credibility. To be relevant, studies must represent one or more intended clinical use of the technology in the intended population and compare an effective and appropriate alternative at a comparable intensity. For some conditions, the alternative will be supportive care or surveillance. The quality and credibility of the evidence depend on study design and conduct, minimizing bias and confounding that can generate incorrect findings. The randomized controlled trial (RCT) is preferred to assess efficacy; however, in some circumstances, nonrandomized studies may be adequate. RCTs are rarely large enough or long enough to capture less common adverse events and long-term effects. Other types of studies can be used for these purposes and to assess generalizability to broader clinical populations and settings of clinical practice.

Cryosurgical Treatment

Cryosurgical treatment of various tumors has been reported for malignant and benign breast disease, lung cancer, pancreatic cancer, renal cell carcinoma, and bone cancer. The following sections summarize studies that adequately described baseline characteristics of the patient populations and the methods used for cryosurgery; these studies report treatment outcomes for 8 or more patients with the same diagnosis or 8 or more procedures on the same malignancy.

Clinical Context and Therapy Purpose

The purpose of cryosurgical ablation is to provide a treatment option that is an alternative to or an improvement on existing therapies, such as surgical resection, other ablative techniques, or no intervention, in patients with solid tumors (located in the breast, lung, pancreas, kidney, or bone).

The question addressed in this policy is: Will cryoablation (CRA) of miscellaneous solid tumors (located in areas such as the breast, lung, pancreas, kidney, or bone) improve the net health outcome?

The following PICO was used to select literature to inform this policy.

Patients

The relevant population of interest is individuals with solid tumors (located in the breast, lung, pancreas, kidney, or bone).

Regarding tumors located in the breast, the selection of lumpectomy, modified radical mastectomy, or another approach is balanced against the patient's desire for breast conservation, the need for tumor-free margins in resected tissue, and the patient's age, hormone receptor status, and other factors.

Interventions

The therapy being considered is cryosurgical ablation.

Cryosurgical ablation involves freezing of target tissues; this is most often performed by inserting a coolant-carrying probe into the tumor. Cryosurgery may be performed as an open surgical technique or as a closed procedure under laparoscopic or ultrasound guidance.

Cryosurgical ablation is performed by oncologists in an inpatient clinical setting.

Comparators

Comparators of interest include surgical resection, and other ablative techniques such as laser surgery, radiofrequency ablation (RFA), irreversible electroporation, and argon beam coagulation.

Surgical resection and other ablative techniques are performed by surgical oncologists in an inpatient clinical setting.

Outcomes

The general outcomes of interest are overall survival (OS), disease-specific survival, quality of life, and treatment-related morbidity.

The hypothesized advantages of cryosurgery include improved local control and benefits common to any minimally invasive procedure (eg, preserving normal organ tissue, decreasing morbidity, decreasing length of hospitalization).

Table 1. Outcomes of Interest for Individuals with Solid Tumors (Located in The Breast, Lung, Pancreas, Kidney, or Bone)

OutcomesDetails
Disease-specific survivalOutcomes of interest include residual disease, and disease-free survival [Timing: 1-10 years]
Overall survivalOutcome of interest is death from any cause [Timing: 1-10 years]
Treatment-related morbidityOutcomes of interest include complications such as ecchymosis and hematoma, pain, tenderness, and edema for breast cancers and hemoptysis, pneumothorax, hemothorax, pleural effusion, and pulmonary infection for lung cancer [Timing: ≥1 week]
Potential complications of cryosurgery include those caused by hypothermic damage to normal tissue adjacent to the tumor, structural damage along the probe track, and secondary tumors if cancerous cells are seeded during probe removal.

Study Selection Criteria

Methodologically credible studies were selected using the following principles:

    • To assess efficacy outcomes, comparative controlled prospective trials were sought, with a preference for RCTs;
    • In the absence of such trials, comparative observational studies were sought, with a preference for prospective studies.
    • To assess long-term outcomes and adverse events, single-arm studies that capture longer periods of follow-up and/or larger populations were sought.
    • Within each category of study design, prefer larger sample size studies and longer duration studies.
    • Studies with duplicative or overlapping populations were excluded.
Breast Diseases
Breast Cancer
Review of Evidence
Systematic Reviews

Zhao and Wu (2010) reported on a systematic review of minimally invasive ablative techniques of early-stage breast cancer.1, They noted that studies assessing CRA for breast cancer were primarily limited to pilot and feasibility studies in the research setting. Complete ablation of tumors was reported within a wide range (36%-83%). Reviewers raised many areas of uncertainty, including patient selection criteria and the ability to precisely determine the size of tumors and achieve 100% tumor cell death. They suggested minimally invasive thermal ablation techniques for breast cancer treatment, including CRA, be limited until results from prospective, RCTs become available.

Randomized Controlled Trials

A prospective, single-arm, phase 2 trial was published by Simmons et al (2016) for the American College of Surgeons Oncology Group Z1072.2, This trial enrolled 86 evaluable patients from 19 institutions with invasive ductal breast carcinoma that was 2 cm or less in size. The primary endpoint was complete ablation, defined as no residual evidence of tumor on magnetic resonance imaging. The investigators assigned a priori the success rates indicating that CRA would be a potentially efficacious treatment (>90%) or that the results of CRA would be unsatisfactory (<70%). Following cryoablation and determination of complete ablation, all patients underwent surgery according to standard protocols for treatment of early breast cancer. Of 87 cancers in 86 patients, complete ablation was achieved in 66 (75.9%; 95% confidence interval [CI], 67.1% to 83.2%). Most cases without complete ablation were the result of multifocal disease outside the targeted lesion. Success rates were intermediate, indicating that cryoablation is not potentially efficacious, nor are the results of CRA satisfactory.

Nonrandomized Studies

Niu et al (2013) reported on a retrospective study of 120 patients with metastatic breast cancer, including 30 metastases to the contralateral breast and other metastases to the lung, bone, liver, and skin treated with chemotherapy (n=29) or CRA (n=91, 35 of whom also received immunotherapy).3, At 10-year follow-up, the median OS of all study participants was 55 months in the CRA group vs 27 months in the chemotherapy group (p<0.001). Moreover, the median OS was greater in patients receiving multiple CRA and in those receiving immunotherapy. Complications with cryotherapy to the breast included ecchymosis and hematoma, pain, tenderness, and edema-all these complications resolved within 1 week to 1 month.

In a case series by Manteni et al (2011), who assessed 15 breast cancer patients, percutaneous cryoablation (PCA) was performed 30 to 45 days before surgical resection.4, Resection of the lesions confirmed that complete necrosis had occurred in 14 patients but 1 lesion had residual disease considered to be due to incorrect probe placement. In a small series of 11 patients with breast cancer tumors less than 2 cm in diameter, Pusztaszeri et al (2007) found residual tumors present in 6 cases when follow-up lumpectomies were performed approximately 4 weeks after CRA.5, A case series by Sabel et al (2004) explored the role of CRA as an alternative to surgical excision as a primary treatment for early-stage breast cancer.6, This phase 1 study included 29 patients who underwent CRA of primary breast cancers measuring less than 2 cm in diameter, followed 1 to 4 weeks later by standard surgical excision. CRA was successful in patients with invasive ductal carcinoma less than 1.5 cm in diameter, and with less than 25% ductal carcinoma in situ identified in a prior biopsy specimen.

Other studies have described outcomes from cryosurgery for advanced primary or recurrent breast cancer.7,8,9,10, Collectively, these reports either did not adequately describe selection criteria for trial enrollees, procedure details, or procedure-related adverse events or had inadequate study designs, analyses, and reporting of results.

Breast Fibroadenomas

A variety of case series has focused on the role of cryosurgery as an alternative to surgical excision of benign fibroadenomas. Kaufman et al (2002-2005) have published several case series on office-based ultrasound-guided CRA as a treatment of breast fibroadenomas.11,12,13,14,15, These case series reported on a range of 29 to 68 patients followed for 6 months to 2.6 years. It is likely that these case series included overlapping patients. At 1 year, patients reported 91% patient satisfaction and fibroadenomas became nonpalpable in 75% of cases. At follow-up averaging 2.6 years in 37 patients, the authors noted only 16% of 84% palpable fibroadenomas remained palpable after treatment and, of the fibroadenomas initially 2 cm or less in diameter, only 6% remained palpable.15, In this series, the authors also noted that CRA did not produce artifacts that could interfere with the interpretation of mammograms. These small case series, which were done by the same group of investigators, are inadequate to permit scientific conclusions.

Nurko et al (2005) reported on outcomes at 6 and 12 months for 444 treated fibroadenomas reported to the FibroAdenoma Cryoablation Treatment registry by 55 different practice settings.16, In these patients, before CRA, 75% of fibroadenomas were palpable by the patient. Follow-up at 6- and 12-month intervals showed palpable masses in 46% and 35%, respectively. When fibroadenomas were grouped by size, for lesions 2 cm or less in diameter, the treatment area was palpable in 28% of subjects at 12 months. For lesions more than 2 cm, the treatment area was palpable in 59% at 12 months.

It is unclear whether "nonpalpability" is the most appropriate medical outcome. Fibroadenomas are benign lesions with only a very remote probability of malignant conversion, and thus complete surgical excision may be recommended primarily to allay patients' concerns about harboring a palpable lesion.

Section Summary: Breast Diseases

For the treatment of primary and recurrent breast cancer, available evidence has shown that complete ablation can be achieved in most cases for variably defined small tumors, but studies have not included control groups or compared outcomes of cryosurgery with alternative strategies for managing similar patients. Therefore, no conclusions can be made on the net health outcome of cryosurgery for breast cancer. For the treatment of fibroadenomas, there is a small body of evidence. This evidence has demonstrated that most fibroadenomas become "nonpalpable" following CRA. However, there is a lack of comparative trials. Comparative trials with adequate long-term follow-up are needed to assess this technology and determine how this approach compares with surgery, as well as with vacuum-assisted excision and with observation (approximately one-third of fibroadenomas regress over time after CRA).

Lung Cancer
Review of Evidence
Systematic Reviews

Lee et al (2011) conducted a systematic review of endoscopic CRA of lung and bronchial tumors.17, Included in the review were 15 case studies and a comparative observational study. CRA was performed for inoperable, advanced lung and bronchial cancers in most studies. Some studies included patients with comorbid conditions and poor general health who would not be considered surgical candidates. Complications occurred in 11.1% of patients (10 studies) and consisted of hemorrhage, mediastinal emphysema, atrial fibrillation, and dyspnea. Within 30 days of the procedure, death from hemoptysis and respiratory failure, considered to be most likely related to disease progression, occurred in 7.1% of patients.

Niu et al (2012) reviewed the literature on lung CRA and reported on their own experience with PCA in 150 patients with non-small-cell lung cancer followed for 12 to 38 months.18, The study population had stage IIIB or IV lung cancer. OS rates at 1, 2, and 3 years were 64%, 45%, and 32%, respectively. Thirty-day mortality was 2.6% and included cardiac arrest and hemopneumothorax. Complications included hemoptysis, pneumothorax, hemothorax, pleural effusion, and pulmonary infection.

Ratko et al (2013) conducted a comparative effectiveness review on local nonsurgical therapies for stage I and symptomatic obstructive non-small-cell lung cancer for the Agency for Healthcare Research and Quality.19, CRA was included as a potential therapy for airway obstruction due to endoluminal non-small-cell lung cancer. Reviewers were unable to draw any conclusions about local nonsurgical therapies, including CRA, due to lack of quality evidence.

Nonrandomized Studies

The Study of Metastatic Lung Tumors Targeted by Interventional Cryoablation Evaluation (SOLSTICE) study assessed the safety and local recurrence-free survival after CRA for treatment of pulmonary metastases. Callstrom et al (2020) performed this multicenter, prospective, single-arm, phase 2 study in 128 patients with 224 lung metastases ≤3.5 cm.20, Median tumor size was 1.0 cm. Local recurrence-free response was 85.1% at 12 months and 77.2% at 24 months. Secondary local recurrence-free response after retreatment with CRA for recurrent tumors was 91.1% at 12 months and 84.4% at 24 months. Overall survival at 12 and 24 months was 97.6% and 86.6%, respectively.

The Evaluating Cryoablation of Metastatic Lung/Pleura Tumors in Patients-Safety and Efficacy trial is a prospective, multicenter trial of CRA for metastatic disease in the lungs; interim results at 1-year follow-up were published by de Baere et al (2015).21, The trial enrolled 40 patients with 60 metastatic lung lesions who were treated with CRA and had at least 12 months of follow-up. Outcomes included survival, local tumor control, quality of life, and complications. Local tumor control was achieved in 94.2% (49/52) of treated lesions, and the 1-year OS rate was 97.5% (39/40). There were no significant changes in quality of life over the 12-month study. The most common adverse event was pneumothorax requiring chest tube intubation in 18.8% (9/48 procedures). No subsequent analyses have been identified.

Moore et al (2015) reported on a retrospective case review of 45 patients (47 tumors) managed with CRA during a 5-year period (2006-2011).22, All patients had biopsy-confirmed early-stage (T1a and T1b) primary lung tumors and had been assessed by a tumor board to be medically inoperable. Lesions were as small as 5 mm, with an average of 1.9 cm (range, 0.5-3 cm). CRA was performed under general anesthesia. The primary endpoint was the completion of the freeze-thaw cycle. Mean follow-up was 51 months, with an observed 5-year survival rate of 67.8%, 5-year cancer-specific survival rate of 56.6%, and 5-year progression-free survival rate of 87.9%. There were 7 (14.8%) local recurrences; 2 had device failure and retreatment, and another had retreatment for a tumor recurrence at 1 year after initial treatment. The ablation zone was less than 5 mm outside the margin of the tumor in 5 of the 47 treatments, and 4 of these 5 had local recurrences. Complications primarily included 19 (40%) patients with hemoptysis, 2 of which required bronchoscopy, and 24 (51%) cases of pneumothorax, 1 of which required surgical chest intubation with prolonged placement and mechanical sclerosis. These 3 (6.4%) patients were considered major complications but there were no reports of 30-day mortality.

Maiwand and Asimakopoulos (2004) reported on a large case series of 521 patients with symptomatic obstructive tracheobronchial malignant tumors who underwent cryosurgery with a mean of 2.4 treatments per patient.23, The patients were treated between 1995 and 2003, had a mean age of 67.9 years, and 72% were diagnosed with stage IIIB or IV disease. Improvement in 1 or more symptoms (hemoptysis, cough, dyspnea, chest pain) was demonstrated in 86.0% of patients. Postoperative complications were 9%, including 21 (4%) cases of hemoptysis, 12 (2%) cases of postoperative atrial fibrillation, and 16 (3%) patients developed respiratory distress and poor gas exchange that eventually resolved. There were 7 (1.2%) in-hospital deaths (cause of death was a respiratory failure in all 7 patients).

Asimakopoulos et al (2005) reported on a subset of the same population of patients, analyzing outcomes from 2 groups of patients.24, Group A consisted of 172 patients who underwent at least 2 sessions of CRA; group B consisted of 157 patients who underwent only 1 session of cryosurgery. The single treatment group (group B) was more diverse; it presented with a medical condition that did not permit patients to undergo a second session of cryosurgery. Group B was also more likely to have stage III or IV disease and less likely to have had prior palliative radiotherapy. Overall, there was a statistically significant chance (p<0.001) that dyspnea would improve by at least 1 New York Heart Association functional class, 2 weeks after the second session of cryosurgery. Patients in group B benefited to a lesser degree from cryosurgery. In group A, the chance of a patient experiencing improvement in cough by at least 1 class after 2 sessions of cryosurgery was statistically significant (p<0.001). Group B patients benefited less with regard to improvement in cough. Only 78 (43.3%) of the 172 patients in group A reported episodes of hemoptysis before or after treatment. Overall, there was a statistically significant reduction in hemoptysis (p<0.001). Group B had limited follow-up attendance.

Section Summary: Lung Cancer

The evidence on cryosurgery for lung cancer consists of studies that use cryosurgery for inoperable or metastatic disease. The available studies are small cohort studies and nonrandomized studies with relatively short-term follow-up as well as systematic reviews of these studies. Additionally, complications have frequently been reported and were severe, but the true incidence of complications is uncertain and difficult to differentiate from manifestations of the underlying malignancy. Because available studies do not include control groups or compare outcomes of cryosurgery with alternative strategies for managing similar patients, no conclusions can be made on the net health outcome of cryosurgery for lung cancer.

Pancreatic Cancer
Review of Evidence
Systematic Reviews

Tao et al (2012) reported on a systematic review of CRA for pancreatic cancer.25, Reviewers identified 29 studies and selected 5. All 5 were case series and considered of low quality. Adverse events, when mentioned, included delayed gastric emptying (0%-40.9% in 3 studies), pancreatic leak (0%-6.8% in 4 studies), biliary leak (0%-6.8% in 3 studies), and a single instance of upper gastrointestinal hemorrhage. Pain relief was reported in 3 studies and ranged from 66.7% to 100%. Median survival times reported in 3 studies ranged from 13.4 to 16 months. One-year total survival rates, as reported in 2 studies, were 57.5% and 63.6%. Keane et al (2014) reported on a systematic review of ablation therapy for locally advanced pancreatic cancer.26, Reviewers noted that studies had demonstrated ablative therapies, including CRA, are feasible, but larger studies are needed. No conclusions could be made on whether ablation resulted in better outcomes than best supportive care.

Nonrandomized Trials

Li et al (2011) reported on a retrospective study of 142 patients with unresectable pancreatic cancer treated with a palliative bypass with (n=68) or without CRA (n=74) from 1995 to 2002.27, Median dominant tumor sizes decreased from 4.3 to 2.4 cm in 36 (65%) of 55 patients 3 months after CRA. Survival rates did not differ significantly between groups, with the CRA group surviving a median of 350 days vs 257 days in the group without CRA. Complications did not differ significantly between groups. However, a higher percentage of delayed gastric emptying occurred in the CRA group (36.8%) than in the group without CRA (16.2%).

A pilot study assessing combination cryosurgery plus iodine 125 seed implantation for treatment of locally advanced pancreatic cancer was reported by Xu et al (2008).28, Forty-nine patients enrolled in the pilot study, and 12 had liver metastases; 20 patients received regional chemotherapy. At 3 months posttherapy, most patients showed tumor necrosis, with 20.4% having a complete response. Overall, the 6-, 12-, 24-, and 36-month survival rates were 94.9%, 63.1%, 22.8%, and 9.5%, respectively.

Kovach et al (2002) reported on 10 cryosurgical ablations in 9 patients with unresectable pancreatic cancer using intraoperative ultrasound guidance during laparotomy.29,The authors reported adequate pain control in all patients postoperatively and no intraoperative morbidity or mortality. At publication, all patients had died at an average of 5 months postoperatively (range, 1-11 months).

Section Summary: Pancreatic Cancer

The available evidence on cryosurgery for pancreatic cancer consists of retrospective case series that used cryosurgery for palliation of inoperable disease and a systematic review of these studies. These studies reported that pain relief was achieved in most cases and that complications (eg, delayed gastric emptying) are common but the true rate of complications is uncertain. Because these studies did not include control groups or compare outcomes of cryosurgery with alternative strategies for managing similar patients, no conclusions can be made on the net health outcome of cryosurgery for pancreatic cancer.

Renal Cell Carcinoma

There are a relatively large number of studies on CRA for renal cell carcinoma (RCC). However, there is also a lack of prospective controlled trials to determine comparative efficacy vs treatment alternatives. Numerous systematic reviews and meta-analyses have assessed these case series, some of which have indirectly compared cryosurgery outcomes with alternative strategies.

Review of Evidence
Systematic Reviews

Uhlig et al (2018) published a systematic review and meta-analysis comparing partial nephrectomy (PN), RFA, CRA, and microwave ablation (MWA) for small renal masses.30, Forty-seven studies published between 2005 and 2017, with a total of 24077 participants, were included. No significant difference in cancer-specific mortality for PN (p=0.8065), CRA (p=0.5519), RFA (p=0.3496), and MWA (p=0.2920) was found. Local recurrence was higher for CRA, RFA, and MWA compared with PN (respectively, incidence rate ratio=4.13; incidence rate ratio=1.79; incidence rate ratio=2.52; p<0.05). There was a less pronounced decline in renal function for RFA compared with PN, CRA, and MWA (respectively, mean difference in glomerular filtration rate =6.49; mean difference=5.82; mean difference MD=10.89; p<0.05).

The study was limited by the following30,:

    • Most studies included were retrospective;
    • 7 abstracts were included in the meta-analysis;
    • statistical adjustments for confounders such as patient age and comorbidities were missing;
    • few studies evaluated renal function; and
    • follow-up periods were inconsistent.
Pessoa et al (2017) reported on the results of a systematic review of studies comparing the use of laparoscopic cryoablation (LCA) with PCA for the treatment of small renal masses.31, Eleven studies were identified through March 2016 and represented a total of 1725 kidney CRA cases: 921 (53.4%) LCA and 804 (46.6%) PCA. All cases were obtained from observational retrospective case-control studies. No significant differences were found for baseline population characteristics including rates of premalignant histology and tumor sizes. Moreover, PCA was performed more frequently for posterior renal tumors. The rate of successful biopsies obtained did not differ significantly between techniques (88.5% for LCA vs 76.3% for PCA; p=0.59). The interventions were also comparable in operating times as well as intraoperative and postoperative complications.

Pessoa et al defined residual disease as a persistent imaging study enhancement in 7 of 8 studies, and only 1 study relied on histopathology to confirm the residual disease. Recurrent disease was defined as imaging enhancement after initial negative imaging in 4 of 7 studies. Imaging and confirmatory biopsy to confirm recurrence was reported in 3 studies. A PCA approach resulted in a higher likelihood of residual disease (odds ratio [OR], 2.6; 95% CI, 1.31 to 3.57; p=0.003) and a seemingly paradoxical lower likelihood of tumor recurrence (OR=0.62; 95% CI, 0.41 to 0.94; p=0.02). This systematic review provided some evidence, albeit low level, of the minimally invasive interventions emerging in clinical practice. The lack of pathologic confirmation of residual and recurrent lesions is a significant limitation.

Tang et al (2014) reported on a systematic review and meta-analysis comparing renal LCA with laparoscopic PN in the treatment of small renal masses.32, Reviewers identified 9 trials (2 prospective, 7 retrospective) in which the 2 techniques were assessed (555 cases, 642 controls). LCA was associated with statistically significant shorter surgical times, less blood loss, and fewer overall complications; however, it was estimated that laparoscopic PN might have a significantly lower local recurrence rate (OR=13.03; 95% CI, 4.20 to 40.39; p<0.001) and lower distant metastasis rate (OR=9.05; 95% CI, 2.31 to 35.51; p=0.002).

Klatte et al (2014) also reported on a systematic review and meta-analysis comparing LCA with laparoscopic PN for small renal tumors.33, Thirteen nonrandomized studies were selected for analysis, which found LCA was associated with better perioperative outcomes than laparoscopic PN. Oncologic outcomes, however, were inferior with CRA, which was significantly associated with greater risk of local (relative risk, 9.39) and metastatic (relative risk, 4.68) tumor progression.

Martin and Athreya (2013) reported on a meta-analysis that compared CRA with MWA for small renal tumors.34, Analysis of 51 studies did not reveal any significant differences between MWA and CRA in primary effectiveness (93.75% vs 91.27%; p=0.4), cancer-specific survival (98.27% vs 96.8%; p=0.47), local tumor progression (4.07% vs 2.53%; p=0.46), or progression to metastases (0.8% vs 0%; p=0.12), all respectively. In the MWA group, the mean tumor size was significantly larger (p=0.03). Open access was used more often in the MWA group (12.20% vs 1.04%, respectively; p<0.001) and percutaneous access was used more often in the CRA group (88.64% vs 37.20%, respectively; p=0.002).

El Dib et al (2012) conducted a meta-analysis evaluating CRA and RFA for small renal masses.35, Twenty CRA (n=457 patients) and 11 RFA (n=426 patients) case series, published through January 2011, were selected. Mean tumor size was 2.5 cm in diameter (range, 2-4.2 cm) in the CRA group and 2.7 cm (range, 2-4.3 cm) in the RFA group. Mean follow-up times for the CRA group and RFA group were 17.9 months and 18.1 months, respectively. Clinical efficacy measures, defined as rates of cancer-specific survival, radiographic success, no evidence of local tumor progression, or distant metastases, did not differ significantly between groups. The pooled proportion of clinical efficacy for CRA was 89% (95% CI, 0.83% to 0.94%) and 90% (95% CI, 0.86% to 0.93%) for RFA.

In another systematic review, Klatte et al (2011) reviewed 98 studies published through December 2010 to compare the treatment of small renal masses with LCA or PN.36, PN was performed in 5347 patients, and LCA was performed in 1295 patients. RCC was confirmed in 159 (2.9%) of patients. After CRA, local tumor progression of RCC occurred at a rate of 8.5% (70/821;range, 0%-17.7%). After PN, 1.9% (89/4689; range, 0%-4.8%) of patients experienced local tumor progression. Distant metastasis occurred more frequently in PN patients (n=91) than in CRA patients (n=9), although not significantly (p=0.126). However, mean tumor size for CRA patients (2.4 cm) was smaller than in the PN patients (3.0 cm; p<0.001). Fewer patients receiving CRA (17%; range, 0% to 42%) experienced perioperative complications than PN patients (23.5%; range, 8% to 66%; p<0.001).

Long et al (2011) also reported on a systematic review comparing PCA with surgical CRA of small renal masses.37, Forty-two studies treating small renal masses (totaln=1447 lesions) were reviewed, including 28 articles on surgical CRA and 14 articles on PCA. Reviewers concluded percutaneous and surgical CRA for small renal masses have similar, acceptable short-term oncologic outcomes, and each technique is relatively equivalent for rates of residual and recurrent tumors.

Van Poppel et al (2011) reviewed the literature on localized RCC treatment published between 2004 and May 2011.38, They concluded CRA is a reasonable treatment option for low-grade renal tumors less than 4 cm in diameter (mostly <3 cm) in patients not candidates for surgical resection or active surveillance.

In a Cochrane review, Nabi et al (2010) assessed evidence on the management of localized RCC.39, No randomized trials comparing CRA with open radical or PN were identified. One nonrandomized study, comparing laparoscopic PN with LCA using a matched-paired analysis,40, and 3 retrospective studies were selected. Reviewers noted PCA can successfully destroy small RCC and may be considered a treatment option in patients with serious comorbidities that pose surgical risks. Reviewers concluded that high-quality RCTs are requiredfor the management of localized RCC and that an area of emphasis should be the comparative efficacy of renal surgery with minimally invasive techniques for small tumors (<4 cm). This review was withdrawn and replaced by another with a narrower scope. The Cochrane review replacement by Kunath et al (2017) focused on PN and radical nephrectomy as the relevant surgical therapy options for localized RCC.41, Only 1 RCT was identified (n=541 participants) that compared PN with radical nephrectomy. The median follow-up was 9.3 years. The trial was judged to demonstrate a time-to-death of any cause, that favored using PN (hazard ratio [HR], 1.50; 95% CI, 1.03 to 2.18). No other analyses were performed. Study limitations included lack of blinding and imprecision (a substantial proportion of patients were ultimately found not to have a malignant lesion).

Kunkle and Uzzo (2008) conducted a comparative meta-analysis of CRA and RFA as primary treatment for small renal masses.42, Forty-seven case series representing 1375 renal tumors were analyzed. Of 600 lesions treated with CRA, 494 underwent biopsy before treatment vs 482 of 775 treated with RFA. The incidence of RCC with known pathology was 72% in the CRA group and 90% in the RFA group. The mean duration of follow-up after CRA was 22.5 months. Most studies used contrast-enhanced imaging to determine treatment effect. Local tumor progression was reported in 31 (5%) of 600 lesions after CRA and in 100 (13%) of 775 lesions after RFA. Progression to metastatic disease was described in 6 (1%) of 600 lesions after CRA and 19 (2.5%) of 775 after RFA. Reviewers cautioned that minimally invasive ablation had generally been performed selectively on older patients with smaller tumors, possibly resulting in selection bias; case series of ablated lesions tend to have shorter posttreatment follow-up compared with tumors managed by surgical excision or active surveillance, and treatment efficacy may be overestimated in series that include tumors with unknown pathology.

Matin and Ahrar (2008) reviewed studies evaluating CRA and RFA with at least a 12-month follow-up and found that 3- and 5-year outcomes showed 93% to 98% cancer-specific survival in small cohorts.43, They cautioned that, while selected studies suggested satisfactory outcomes, given the limitations of imaging and the indolent nature of the tumors, stringent selection criteria and rigorous follow-up were required.

Nonrandomized Comparative Studies

A retrospective, nonrandomized analysis of prospectively collected data compared robot-assisted PN with percutaneous ablation in patients with T1b renal cell carcinoma. Rembeyo et al (2020) compared patients treated with robot-assisted PN (n=36), CRA (n=55), and RFA (n=11).44, Median tumor sizes in each group were 4.5, 4.6, and 4.2 cm, respectively, and median follow-up times were 23.7, 19.9, and 51.3 months. Compared with PN, local recurrence-free survival was significantly shorter with CRA (adjusted HR, 4.3; 95% CI, 1.78-10.37). Two-year local recurrence-free survival rates for the PN, CRA, and RFA groups were 89.1%, 73.5%, and 81.8%, respectively (p<0001).

Another retrospective, nonrandomized study also compared PN with CRA and RFA, specifically in patients with T1aN0M0 renal cell carcinoma with tumor size ≤4 cm. Yan et al (2019), using Medicare Surveillance, Epidemiology, and End Results (SEER) data, compared OS and cancer-specific survival in patients treated with PN (n=15,395), CRA (n=1,381), and RFA (n=457).45, Median follow-up was 30 months in all groups. Overall survival was significantly improved with PN compared with CRA (HR, 2.995; 95% CI, 2.363 to 3.794) and RFA (HR, 4.085; 95% CI, 2.683 to 6.220). Similarly, cancer-specific survival was significantly improved with PN compared with CRA (HR, 3.562, 95% CI, 1.399–6.220) and RFA (HR, 3.457; 95% CI, 2.043 to 5.850). In subgroup analyses of patients with tumor size ≤2 cm, OS was again significantly improved with PN versus CRA (HR 1.958; 95% CI, 1.204 to 3.184) and RFA (HR, 2.841; 95% CI, 1.211 to 6.662); however, cancer-specific survival was not different. In patients with tumor size 2 to 4 cm, OS was significantly improved with PN versus CRA (HR 3.284; 95% CI, 2.513 to 4.292) and versus RFA (HR, 4.497; 95% CI, 2.782 to 7.269), as was cancer-specific survival (PN vs. CRA: HR, 3.536; 95% CI, 2.006 to 6.234; PN vs RFA: HR, 4.339; 95% CI, 1.573 to 11.971).

Another analysis of Medicare SEER data retrospectively compared PN with CRA in patients with T1b nonmetastatic renal cell carcinoma. Pecoraro et al (2019) compared patients undergoing CRA (n=434) with propensity score-matched patients undergoing PN (n=228).46, In patients treated with CRA versus PN at 5 years, cancer-specific mortality rates were 7.6% versus 2.8%, respectively (p=0.02), and other-cause mortality rates were 17.9% versus 11.8% (p=0.1). Findings were consistent in multivariable analyses, where other-cause mortality remained nonsignificant, and CRA was associated with higher risk of mortality (adjusted HR, 2.50).

A retrospective, nonrandomized study compared CRA with heat-based thermal ablation for treatment of T1a renal cell carcinoma. Wu et al (2019) analyzed data from the National Cancer Database including patients with renal cell carcinoma treated between 2004 and 2014 with CRA (n=3,936) or heat-based thermal ablation (n=2,322).47, Mean tumor sizes in each group were 2.5 cm in each group. After propensity score matching, and with a median follow-up of 4 years, OS was longer in patients treated with CRA compared with heat-based thermal ablation (median, 11.3 vs. 10.4 years; HR, 1.175; 95% CI, 1.03–1.341). However, in the subgroup of patients with tumors ≤2 cm (n=755 in each group), propensity score–matched analyses demonstrated no significant difference between groups. The 3-, 5-, and 10-year survival rates were, respectively, 91%, 82%, and 62% for CRA and 89%, 81%, and 55% for heat-based thermal ablation.

One retrospective, nonrandomized comparative study of different CRA techniques was identified. Strom et al (2011) reported on a retrospective comparison of 145 patients who underwent laparoscopic (n=84) or percutaneous (n=61) CRA of small renal masses at 5 U.S. academic medical centers.48, Patients were offered CRA because they were considered to be at higher risk for complications from PN or were not surgical candidates due to comorbidities. Mean tumor sizes were 2.7 cm in the laparoscopic group and 2.5 cm in the percutaneous group. Patients were followed longer in the laparoscopic group (mean, 42.3 months) than in the percutaneous group (31.0 months; p=0.008). Complications in both treatment groups were similar and did not occur with any significant difference in frequency. At a mean intermediate follow-up of 37.6 months, local tumor recurrence was significantly higher in the percutaneous group (16.4%; [10/61]) than in the laparoscopic group (5.9%; [5/84]). However, disease-free survival and OS did not differ significantly at the last follow-up in the laparoscopic group (91.7% and 89.3%) compared with the percutaneous group (93.7% and 88.9%), respectively.

Nonrandomized Studies

A retrospective analysis of prospectively collected data evaluated outcomes in patients with T1 renal cell carcinoma treated with CRA (n=180) was performed by Lim et al (2020).49, Median tumor size was 2.7 cm. Technical success was achieved in 183 of the 185 lesions treated (98.9%), and local tumor progression-free survival at 3 and 5 years was 98.3% and 94.9%, respectively.

Case Series

The individual case series do not add substantially to the evidence on efficacy, but a number have reported intermediate or longer-term outcomes for CRA with RCC. Murray et al (2019) reported outcomes of 47 patients with renal cancer treated with CRA at a mean of 56 months.50, Overall, 87% of all tumors (n=49) were recurrence-free at 56 months, and major complications occurred in 10% of procedures. Five of 6 local recurrences were successfully treated with repeat CRA.

Caputo et al (2015) reported on long-term outcomes on 138 patients with 142 tumors, with a mean follow-up of 98.8 months.51, Perioperative complications occurred in 15 patients, for a rate of 10.6%. Recurrence-free survival was 91.4% at 3 years, 86.5% at 5 years, and 86.5% at 10 years. The latest reported recurrence occurred 4.4 years posttreatment.

Weld et al (2007) reported on 3-year follow-up for 36 (22 malignant) renal tumors treated with LCA.52, In this series, the 3-year cancer-specific survival rate was 100%, and no patient developed metastatic disease. The authors concluded that these intermediate-term data seemed equivalent to results obtained with extirpative therapy. Hegarty et al (2006) reported on results for 164 LCAs and 82 percutaneous RFAs for localized renal tumors.53, Mean tumor size was 2.5 cm. Cancer-specific survival following cryotherapy was 98% at a median follow-up of 3 years and 100% for RFA at just 1-year median follow-up. Studies have also reported results for small numbers of patients who had LCA or laparoscopic PN for the treatment of renal masses.40,

In a prospective, single-institution study, Rodriguez et al (2011) reported on 113 patients consecutively treated with PCA for 117 renal lesions.54, The average renal lesion size in the study was 2.7 cm (83 [71%] were RCC). Patients were selected for CRA over surgery when tumors were 4 cm or less in diameter and percutaneously approachable or if the patient could not tolerate surgery when tumors were greater than 4 to 7 cm. Technical success was reported as 100%, with 93% of patients having no or only mild complications. At a median follow-up of 2 years (59 patients), efficacy was 98.3% and 92.3% at 3 years (13 patients). Metastatic disease did not occur in any patients during follow-up, and cancer-specific survival was 100%.

Nguyen et al (2008) evaluated options for salvage of ipsilateral tumor recurrence after previous ablation.55, Recurrence rates at their center were 13 (7%) of 175 after CRA and 26 (25%) of 104 after RFA. Extensive perinephric scarring was encountered in all salvage operations following CRA, leading authors to conclude that CRA, in particular, can lead to extensive perinephric fibrosis, which can complicate salvage attempts.

Section Summary: Renal Cancer

There is a large body of single-arm studies and systematic reviews of these studies reporting on CRA outcomes for small renal tumors, most of which involved patients who are inoperable or at high surgical risk. The success rate for CRA is high, likely greater than 95%, and the long-term disease-free survival is more than 90%. Some meta-analyses have performed indirect comparisons of CRA with surgery, but they had a selection bias and did not definitively provide evidence of comparative effectiveness. Some recent retrospective, nonrandomized comparative studies suggest improved survival outcomes with PN versus CRA at up to 5 years; however, p rospective controlled trials are needed to determine whether CRA achieves equivalent outcomes and/or reduced complications, compared with surgical treatment.

Bone Cancers
Review of Evidence

Meller et al (2008) retrospectively analyzed a single-center experience with 440 bone tumor cryosurgery procedures performed between 1988 and 2002, two-thirds of them for primary benign-aggressive and low-grade malignant lesions, and one-third for primary high-grade and metastatic bone tumors.56, At a median follow-up of 7 years (range, 3-18 years), the overall recurrence rate was 8%. Based on their data, the authors suggested that the ideal case for cryosurgery is a young adult with involvement of long bone, a benign-aggressive or low-grade malignant bone tumor, a good cavity with greater than 75%-thick surrounding walls, no or minimal soft-tissue component, and at least ±1 cm of subchondral bone left near a joint surface after curettage and burr drilling.

Callstrom et al (2013) reported on 61 patients treated with CRA for pain from 69 tumors (size, 1-11 cm) metastatic to the bone.57, Before treatment, patients rated their pain with a 4+ on a 1-to-10 scale using the Brief Pain Inventory, with a mean score of 7.1 for worst pain in a 24-hour period. The mean pain score gradually decreased after CRA to 1.4 (p<0.001) at 24 weeks for worst pain in a 24-hour period. A major complication of osteomyelitis was experienced by 1 (2%) patient.

Other articles identified in the literature search related to use of CRA in other cancers either involved small numbers of patients or limited follow-up.

Section Summary: Bone Cancers

There is a small amount of literature on CRA for bone cancers. This evidence base consists of case series and is inadequate to determine efficacy for any of the indications studied.

Summary of Evidence

For individuals who have solid tumors (located in areas of the breast, lung, pancreas, kidney, or bone) who receive cryosurgical ablation, the evidence includes nonrandomized comparative studies, case series, and systematic reviews of these nonrandomized studies. Relevant outcomes are overall survival, disease-specific survival, quality of life, and treatment-related morbidity. There is a lack of randomized controlled trials and high-quality comparative studies to determine the efficacy and comparative effectiveness of CRA. The largest amount of evidence assesses renal cell carcinoma in select patients (ie, those with small tumors who are not surgical candidates, or those who have baseline renal insufficiency of such severity that standard surgical procedures would impair their kidney function). CRA results in short-term tumor control and less morbidity than surgical resection but long-term outcomes may be inferior to surgery. For other indications, there is less evidence, with single-arm series reporting high rates of local control. Due to the lack of prospective controlled trials, it is difficult to conclude that CRA improves outcomes for any indication better than alternative treatments. The evidence is insufficient to determine the effects of the technology on health outcomes.

SUPPLEMENTAL INFORMATION
Clinical Input From Physician Specialty Societies and Academic Medical Centers

While the various physician specialty societies and academic medical centers may collaborate with and make recommendations during this process, through the provision of appropriate reviewers, input received does not represent an endorsement or position statement by the physician specialty societies or academic medical centers, unless otherwise noted.

2017 Input

In response to requests, clinical input on use of cryosurgical ablation to manage individuals with localized renal cell cancer, use of cryosurgical ablation to manage individuals with lung cancer, and use of cryosurgical ablation to manage individuals with breast, pancreatic, or bone cancers was received from 9 respondents, including 2 specialty society-level responses, 3 physician-level responses identified by specialty societies, and 4 physicians identified by 1 health system, while this policy was under review in 2017.

Based on the evidence and independent clinical input, the clinical input supports that the following indications provide a clinically meaningful improvement in the net health outcome and are consistent with generally accepted medical practice.

    • Use of cryosurgical ablation to manage individuals with localized renal cell cancer when either of the following criteria is met:
        • No more than 4 cm in size when preservation of kidney function is necessary (ie, the patient has 1 kidney or renal insufficiency defined by a glomerular filtration rate <60 mL/min/m2), and standard surgical approach (ie, resection of renal tissue) is likely to worsen kidney function substantially; or
        • When the patient is not considered a surgical candidate.
    • Use of cryosurgical ablation to manage individuals with lung cancer when either of the following criteria is met:
        • Poor surgical candidates with early-stage non-small-cell lung cancer; or
        • Palliation of a central airway obstructing lesion.
Based on the evidence and independent clinical input, the clinical input does not support whether the following indication provides a clinically meaningful improvement in the net health outcome or is consistent with generally accepted medical practice.
    • Use of cryosurgical ablation to manage individuals with:
        • Malignant or benign tumors of the breast;
        • Pancreatic cancer; or
        • Bone cancer.
2009 Input

In response to requests, input was received from 2 physician specialty societies (5 reviews) and from 2 academic medical centers (3 reviews) while this policy was under review in 2009. There was strong support for the use of cryoablation in the treatment of select patients with renal tumors. There also was support for its use in the treatment of benign breast disease. Reviewers generally agreed cryoablation was investigational in the treatment of pancreatic cancer.

Practice Guidelines and Position Statements
American College of Radiology

The American College of Radiology Appropriateness Criteria (2009) for post-treatment follow-up and active surveillance of renal cell carcinoma, updated most recently in 2019 , indicated that "Ablative therapies, such as radiofrequency ablation, microwave ablation, and cryoablation, have been shown to be an effective and safe alternative [to surgical resection] for the treatment of small, localized RCCs."58, These recommendations are based on a review of the data and consensus.

American Urological Association

The American Urological Association (2017) updated its guidelines on the evaluation and management of clinically localized sporadic renal masses suspicious for renal cell carcinoma.59, The guideline statements on thermal ablation (radiofrequency ablation, cryoablation) are listed in Table 2.

Table 2. Guidelines on Localized Masses Suspicious for Renal Cell Carcinoma
RecommendationsLORLOE
Guideline statement 24
Physicians should consider thermal ablation (TA) as an alternate approach for the management of cT1a renal masses <3 cm in size. For patients who elect TA, a percutaneous technique is preferred over a surgical approach whenever feasible to minimize morbidity.ConditionalC
Guideline statement 25
Both radiofrequency ablation and cryoablation are options for patients who elect thermal ablationConditionalC
Guideline statement 27
Counseling about thermal ablation should include information regarding an increased likelihood of tumor persistence or local recurrence after primary thermal ablation relative to surgical extirpation, which may be addressed with repeat ablation if further intervention is electedStrongB
LOE: level of evidence; LOR: level of recommendation.

National Comprehensive Cancer Network

The NCCN (v.2.2020) guidelines on kidney cancer state that "thermal ablation (cryosurgery, radiofrequency ablation) is an option for the management of patients with clinical stage T1 renal lesions. Thermal ablation is an option for masses <3 cm, but may also be an option for larger masses in select patients. Ablation in masses >3 cm is associated with higher rates of local recurrence/persistence and complications. Biopsy of small lesions confirms a diagnosis of malignancy for surveillance, cryosurgery, and radiofrequency ablation strategies. Ablative techniques are associated with a higher local recurrence rate than conventional surgery and may require multiple treatments to achieve the same local oncologic outcomes. NCCN guidelines also note that "ablative techniques such as cryo- or radiofrequency ablation are alternative strategies for selected patients, particularly the elderly and those with competing health risks." NCCN guidelines also note that "Randomized phase III comparison with surgical resection (ie, radical or partial nephrectomy by open or laparoscopic techniques) has not been done" and "Ablative techniques are associated with a higher local recurrence rate than conventional surgery."60,

The NCCN (v. 5.2020) guidelines for non-small-cell lung cancer indicate surgical "resection is the preferred local treatment modality" and "other modalities include … cryotherapy."61,

U.S. Preventive Services Task Force Recommendations

Not applicable.

Ongoing and Unpublished Clinical Trials

Some currently ongoing and unpublished trials that might influence this policy are listed in Table 3.

Table 3. Summary of Key Trials
NCT No.Trial NamePlanned EnrollmentCompletion Date
Ongoing
Renal cancer
NCT02399124aICE­SECRET PROSENSE™ Cryotherapy for Renal Cell Carcinoma Trial100Jan 202 5
NCT03390413Robot-assisted Surgical Resection vs Cryoablation of Localised Renal Cancer - a Randomised Trial of Functional, Oncological and Financial Aspects190Mar 2028
NCT: national clinical trial.
a
Denotes industry-sponsored or cosponsored trial.]
________________________________________________________________________________________

Horizon BCBSNJ Medical Policy Development Process:

This Horizon BCBSNJ Medical Policy (the “Medical Policy”) has been developed by Horizon BCBSNJ’s Medical Policy Committee (the “Committee”) consistent with generally accepted standards of medical practice, and reflects Horizon BCBSNJ’s view of the subject health care services, supplies or procedures, and in what circumstances they are deemed to be medically necessary or experimental/ investigational in nature. This Medical Policy also considers whether and to what degree the subject health care services, supplies or procedures are clinically appropriate, in terms of type, frequency, extent, site and duration and if they are considered effective for the illnesses, injuries or diseases discussed. Where relevant, this Medical Policy considers whether the subject health care services, supplies or procedures are being requested primarily for the convenience of the covered person or the health care provider. It may also consider whether the services, supplies or procedures are more costly than an alternative service or sequence of services, supplies or procedures that are at least as likely to produce equivalent therapeutic or diagnostic results as to the diagnosis or treatment of the relevant illness, injury or disease. In reaching its conclusion regarding what it considers to be the generally accepted standards of medical practice, the Committee reviews and considers the following: all credible scientific evidence published in peer-reviewed medical literature generally recognized by the relevant medical community, physician and health care provider specialty society recommendations, the views of physicians and health care providers practicing in relevant clinical areas (including, but not limited to, the prevailing opinion within the appropriate specialty) and any other relevant factor as determined by applicable State and Federal laws and regulations.

___________________________________________________________________________________________________________________________

Index:
Cryosurgical Ablation of Miscellaneous Solid Tumors Other Than Liver, Prostate, or Dermatologic Tumors
Ablation, Cryosurgical, of Miscellaneous Solid Tumors Other Than Liver, Prostate, or Dermatologic Tumors

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33. Klatte T, Shariat SF, Remzi M. Systematic review and meta-analysis of perioperative and oncologic outcomes of laparoscopic cryoablation versus laparoscopic partial nephrectomy for the treatment of small renal tumors. J Urol. May 2014; 191(5): 1209-17. PMID 24231845

34. Martin J, Athreya S. Meta-analysis of cryoablation versus microwave ablation for small renal masses: is there a difference in outcome?. Diagn Interv Radiol. Nov-Dec 2013; 19(6): 501-7. PMID 24084196

35. El Dib R, Touma NJ, Kapoor A. Cryoablation vs radiofrequency ablation for the treatment of renal cell carcinoma: a meta-analysis of case series studies. BJU Int. Aug 2012; 110(4): 510-6. PMID 22304329

36. Klatte T, Grubmuller B, Waldert M, et al. Laparoscopic cryoablation versus partial nephrectomy for the treatment of small renal masses: systematic review and cumulative analysis of observational studies. Eur Urol. Sep 2011; 60(3): 435-43. PMID 21616582

37. Long CJ, Kutikov A, Canter DJ, et al. Percutaneous vs surgical cryoablation of the small renal mass: is efficacy compromised?. BJU Int. May 2011; 107(9): 1376-80. PMID 21062399

38. Van Poppel H, Becker F, Cadeddu JA, et al. Treatment of localised renal cell carcinoma. Eur Urol. Oct 2011; 60(4): 662-72. PMID 21726933

39. Nabi G, Cleves A, Shelley M. Surgical management of localised renal cell carcinoma. Cochrane Database Syst Rev. Mar 17 2010; (3): CD006579. PMID 20238346

40. O'Malley RL, Berger AD, Kanofsky JA, et al. A matched-cohort comparison of laparoscopic cryoablation and laparoscopic partial nephrectomy for treating renal masses. BJU Int. Feb 2007; 99(2): 395-8. PMID 17092288

41. Kunath F, Schmidt S, Krabbe LM, et al. Partial nephrectomy versus radical nephrectomy for clinical localised renal masses. Cochrane Database Syst Rev. May 09 2017; 5: CD012045. PMID 28485814

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43. Matin SF, Ahrar K. Nephron-sparing probe ablative therapy: long-term outcomes. Curr Opin Urol. Mar 2008; 18(2): 150-6. PMID 18303535

44. Rembeyo G, Correas JM, Jantzen R, et al. Percutaneous Ablation Versus Robotic Partial Nephrectomy in the Treatment of cT1b Renal Tumors: Oncologic and Functional Outcomes of a Propensity Score-weighted Analysis. Clin Genitourin Cancer. Apr 2020; 18(2): 138-147. PMID 31982346

45. Yan S, Yang W, Zhu CM, et al. Comparison among cryoablation, radiofrequency ablation, and partial nephrectomy for renal cell carcinomas sized smaller than 2 cm or sized 2-4 cm: A population-based study. Medicine (Baltimore). May 2019; 98(21): e15610. PMID 31124938

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51. Caputo PA, Ramirez D, Zargar H, et al. Laparoscopic Cryoablation for Renal Cell Carcinoma: 100-Month Oncologic Outcomes. J Urol. Oct 2015; 194(4): 892-6. PMID 25912493

52. Weld KJ, Figenshau RS, Venkatesh R, et al. Laparoscopic cryoablation for small renal masses: three-year follow-up. Urology. Mar 2007; 69(3): 448-51. PMID 17382142

53. Hegarty NJ, Gill IS, Desai MM, et al. Probe-ablative nephron-sparing surgery: cryoablation versus radiofrequency ablation. Urology. Jul 2006; 68(1 Suppl): 7-13. PMID 16857454

54. Rodriguez R, Cizman Z, Hong K, et al. Prospective analysis of the safety and efficacy of percutaneous cryoablation for pT1NxMx biopsy-proven renal cell carcinoma. Cardiovasc Intervent Radiol. Jun 2011; 34(3): 573-8. PMID 20628879

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Codes:
(The list of codes is not intended to be all-inclusive and is included below for informational purposes only. Inclusion or exclusion of a procedure, diagnosis, drug or device code(s) does not constitute or imply authorization, certification, approval, offer of coverage or guarantee of payment.)

CPT*
    19105
    20983
    32994
    50250
    50542
    50593
    0581T
HCPCS

* CPT only copyright 2020 American Medical Association. All rights reserved. CPT is a registered trademark of the American Medical Association.
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Medical policies can be highly technical and are designed for use by the Horizon BCBSNJ professional staff in making coverage determinations. Members referring to this policy should discuss it with their treating physician, and should refer to their specific benefit plan for the terms, conditions, limitations and exclusions of their coverage.

The Horizon BCBSNJ Medical Policy Manual is proprietary. It is to be used only as authorized by Horizon BCBSNJ and its affiliates. The contents of this Medical Policy are not to be copied, reproduced or circulated to other parties without the express written consent of Horizon BCBSNJ. The contents of this Medical Policy may be updated or changed without notice, unless otherwise required by law and/or regulation. However, benefit determinations are made in the context of medical policies existing at the time of the decision and are not subject to later revision as the result of a change in medical policy

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