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Horizon BCBSNJ
Uniform Medical Policy ManualSection:Pathology
Policy Number:113
Effective Date: 08/01/2017
Original Policy Date:11/25/2014
Last Review Date:10/08/2019
Date Published to Web: 04/03/2017
Subject:
Invasive Prenatal (Fetal) Diagnostic Testing

Description:
_______________________________________________________________________________________

IMPORTANT NOTE:

The purpose of this policy is to provide general information applicable to the administration of health benefits that Horizon Blue Cross Blue Shield of New Jersey and Horizon Healthcare of New Jersey, Inc. (collectively “Horizon BCBSNJ”) insures or administers. If the member’s contract benefits differ from the medical policy, the contract prevails. Although a service, supply or procedure may be medically necessary, it may be subject to limitations and/or exclusions under a member’s benefit plan. If a service, supply or procedure is not covered and the member proceeds to obtain the service, supply or procedure, the member may be responsible for the cost. Decisions regarding treatment and treatment plans are the responsibility of the physician. This policy is not intended to direct the course of clinical care a physician provides to a member, and it does not replace a physician’s independent professional clinical judgment or duty to exercise special knowledge and skill in the treatment of Horizon BCBSNJ members. Horizon BCBSNJ is not responsible for, does not provide, and does not hold itself out as a provider of medical care. The physician remains responsible for the quality and type of health care services provided to a Horizon BCBSNJ member.

Horizon BCBSNJ medical policies do not constitute medical advice, authorization, certification, approval, explanation of benefits, offer of coverage, contract or guarantee of payment.

__________________________________________________________________________________________________________________________

Invasive prenatal (fetal) diagnostic testing may be used to identify pathogenic genetic alterations in fetuses at increased risk based on prenatal screening or on women who choose to undergo diagnostic testing due to other risk factors. This policy only addresses the use of chromosomal microarray (CMA) testing, molecular diagnosis of single-gene disorders, and next-generation sequencing.

PopulationsInterventionsComparatorsOutcomes
Individuals:
    • Who are undergoing invasive prenatal (fetal) testing
Interventions of interest are:
    • Chromosomal microarray testing
Comparators of interest are:
    • Karyotyping
Relevant outcomes include:
    • Test accuracy
    • Test validity
    • Changes in reproductive decision making
Individuals:
    • Who are undergoing invasive prenatal (fetal) testing
Interventions of interest are:
    • Molecular testing for single-gene disorders
Comparators of interest are:
    • No molecular testing
Relevant outcomes include:
    • Test accuracy
    • Test validity
    • Changes in reproductive decision making
Individuals:
    • Who are undergoing invasive prenatal (fetal) testing
Interventions of interest are:
    • Next-generation sequencing
Comparators of interest are:
    • Chromosomal microarray
    • Molecular testing for single-gene disorders
Relevant outcomes include:
    • Test accuracy
    • Test validity
    • Changes in reproductive decision making

BACKGROUND

Prenatal Genetic Testing Methodologies

The focus of this policy is the use of certain invasive prenatal genetic testing methodologies in the prenatal (fetal) setting to provide a framework for evaluating the clinical utility of diagnosing monogenic disorders in this setting. The purpose of prenatal genetic testing is to identify conditions that might affect the fetus, newborn, or mother to inform pregnancy management-eg, prenatal treatment, decisions about delivery location and personnel, or pregnancy termination.

Invasive fetal diagnostic testing can include obtaining fetal tissue for karyotyping, fluorescence in situ hybridization, chromosomal microarray (CMA) testing, quantitative polymerase chain reaction (PCR), next-generation sequencing, and multiplex ligation-dependent probe amplification (MLPA).

This policy only addresses the following:

    • the diagnosis of copy number variants (CNVs) using CMA technology
    • the diagnosis of single-gene disorders, most of which are due to single nucleotide variants (SNVs) or very small deletions and use molecular methods to diagnose (mainly PCR but also MLPA)
    • Next-generation sequencing.

This policy applies only if there is not a separate policy that outlines specific criteria for diagnostic testing. If a separate policy exists, then the criteria in it supersede the guidelines herein. This policy does NOT cover the use of:
    • prenatal carrier testing (Carrier Screening for Genetic Diseases - Policy #095 in the Pathology Section)
    • preimplantation genetic diagnosis or screening (Preimplantation Genetic Testing - Policy #005 in the Obstetrics Section)
    • noninvasive prenatal testing (Noninvasive Prenatal Screening for Fetal Aneuploidies and Microdeletions Using Cell-Free Fetal DNA - Policy #017 in the Obstetrics Section)
    • testing in the setting of fetal demise (Chromosomal Microarray Analysis for the Evaluation of Pregnancy Loss - Policy #018 in the Obstetrics Section).
Genetic disorders are generally categorized into three main groups: chromosomal, single gene, and multifactorial. Single-gene disorders (also known as monogenic) result from errors in a specific gene, whereas those that are chromosomal include larger aberrations that are numerical or structural.

Invasive prenatal testing refers to the direct testing of fetal tissue, typically by chorionic villus sampling or amniocentesis. Invasive prenatal procedures are usually performed in pregnancies of women who have been identified as having a fetus at increased risk for a chromosomal abnormality, or if there is a family history of a single-gene disorder.

CMA Testing

CMA technology has several advantages over karyotyping, including improved resolution (detection of smaller chromosomal variants that are undetectable using standard karyotyping) and, therefore, can result in higher rates of detection of pathogenic chromosomal abnormalities. However, there are disadvantages to CMA testing, including the detection of variants of uncertain significance (VUS) and the fact that it cannot detect certain types of chromosomal abnormalities, including balanced rearrangements.

CMA analyzes abnormalities at the chromosomal level and measures gains and losses of DNA (known as CNVs) throughout the genome. CMA testing detects CNVs by comparing a reference genomic sequence ("normal") with the corresponding patient sequence. Each sample has a different fluorescent label so that they can be distinguished, and both are cohybridized to a sample of a specific reference (also normal) DNA fragment of the known genomic locus. If the patient sequence is missing part of the normal sequence (deletion) or has the normal sequence plus additional genomic material within that genomic location (eg, a duplication of the same sequence), the sequence imbalance is detected as a difference in fluorescence intensity. For this reason, standard CMA (non-SNVs, see the following) cannot detect balanced CNVs (equal exchange of material between chromosomes) or sequence inversions (the same sequence is present in reverse base-pair order) because the fluorescence intensity would not change.

CMA analysis uses thousands of cloned or synthesized DNA fragments of known genomic loci immobilized on a glass slide (microarray) to conduct thousands of comparative reactions at the same time. The prepared sample and control DNA is hybridized to the fragments on the slide, and CNVs are determined by computer analysis of the array patterns and intensities of the hybridization signals. Array resolution is limited only by the average size of the fragment used and by the chromosomal distance between loci represented by the reference DNA fragments on the slide. High-resolution oligonucleotide arrays are capable of detecting changes at a resolution of up to 50 to 100 Kb.

Types of CMA Technologies

There are differences in CMA technology, most notably in the various types of microarrays. They can differ first by construction; the earliest versions used DNA fragments cloned from a bacterial artificial chromosome. They have been largely replaced by oligonucleotide (oligos; short, synthesized DNA) arrays, which offer better reproducibility. Finally, arrays that detect hundreds of thousands of SNVs across the genome have some advantages as well. An SNV is a DNA variation in which a single nucleotide in the genomic sequence is altered. This variation can occur between two different individuals or between paired chromosomes from the same individual and may or may not cause disease. Oligo/SNV hybrid arrays have been constructed to merge the advantages of each.

The two types of microarrays both detect CNVs but they identify different types of genetic variation. The oligo arrays detect CNVs for relatively large deletions or duplications, including whole chromosome duplications (trisomies) but cannot detect triploidy. SNV arrays provide a genome-wide copy number analysis and can detect consanguinity, as well as triploidy and uniparental disomy.

Microarrays may be prepared by the laboratory using the technology, or more commonly by commercial manufacturers, and sold to laboratories that must qualify and validate the product for use in their assay, in conjunction with computerized software for interpretation. The proliferation of in-house developed and commercially available platforms prompted the American College of Medical Genetics and Genomics to publish guidelines for the design and performance expectations for clinical microarrays and associated software in the postnatal setting.

At this time, no guidelines have shown whether targeted or genome-wide arrays should be used or what regions of the genome should be covered. Both targeted and genome-wide arrays search the entire genome for CNVs, however, targeted arrays are designed to cover only clinically significant areas of the genome. The American College of Medical Genetics guidelines for designing microarrays has recommended probe enrichment in clinically significant areas of the genome to maximize detection of known abnormalities. Depending on the laboratory that develops a targeted array, it can include as many or as few microdeletions and microduplication syndromes as thought to be needed. The advantage, and purpose, of targeted arrays, is to minimize the number of VUS.

Whole-genome CMA analysis has allowed for the characterization of several new genetic syndromes, with other potential candidates currently under study. However, whole-genome arrays also have the disadvantage of potentially high numbers of apparent false-positive results, because benign CNVs are also found in phenotypically normal populations; both benign and pathogenic CNVs are continuously cataloged and, to some extent, made available in public reference databases to aid in clinical interpretation relevance.

Clinical Relevance of CMA Findings and VUS

CNVs are generally classified as pathogenic (known to be disease-causing), benign, or a VUS.

A CNV that is considered a VUS:

    • has not been previously identified in a laboratory's patient population, or
    • has not been reported in the medical literature, or
    • is not found in publicly available databases, or
    • does not involve any known disease-causing genes.
To determine clinical relevance (consistent association with a disease) of CNV findings, the following actions are taken:
    • CNVs are confirmed by another method (eg, fluorescence in situ hybridization, MLPA, PCR).
    • CNVs detected are checked against public databases and, if available, against private databases maintained by the laboratory. Known pathogenic CNVs associated with the same or similar phenotype as the patient are assumed to explain the etiology of the case; known benign CNVs are assumed to be nonpathogenic.
    • A pathogenic etiology is additionally supported when a CNV includes a gene known to cause the phenotype when inactivated (microdeletion) or overexpressed (microduplication).
    • The laboratory may establish a size cutoff; potentially pathogenic CNVs are likely to be larger than benign polymorphic CNVs; cutoffs for CNVs not previously reported typically range from 300 kilobases to 1 megabase.
    • Parental studies are indicated when CNVs of appropriate size are detected and not found in available databases; CNVs inherited from a clinically normal parent are assumed to be benign variants whereas those appearing de novo are likely pathogenic; etiology may become more certain as other similar cases accrue.
The International Standards for Cytogenomic Arrays (ISCA) Consortium (2008) was organized; it established a public database containing de-identified whole-genome microarray data from a subset of the ISCA Consortium member clinical diagnostic laboratories. Array analysis was carried out on subjects with phenotypes including intellectual disability, autism, and developmental delay. As of July 2018, nearly 10500 "expert reviewed" variants are listed in the ClinVar database. Data are currently hosted on ClinGen.1,

Use of the database includes an intralaboratory curation process, whereby laboratories are alerted to any inconsistencies among their own reported CNVs or other variants, as well as any inconsistent with the ISCA "known" pathogenic and "known" benign lists. The intralaboratory conflict rate was initially about 3% overall; following the release of the first ISCA curated track, the intralaboratory conflict rate decreased to about 1.5%. A planned interlaboratory curation process, whereby a group of experts curates reported CNVs/variants across laboratories, is currently in progress.

The consortium proposed "an evidence-based approach to guide the development of content on chromosomal microarrays and to support the interpretation of clinically significant copy number variation." The proposal defines levels of evidence (from the literature and/or ISCA and other public databases) that describe how well or how poorly detected variants or CNVs correlate with phenotype.

ISCA is also developing vendor-neutral recommendations for standards for the design, resolution, and content of cytogenomic arrays using an evidence-based process and an international panel of experts in clinical genetics, clinical laboratory genetics, genomics, and bioinformatics.

Single-Gene (Mendelian) Disorders

Single-gene (Mendelian) disorders include those with an inheritance mode of autosomal dominant or recessive, X-linked dominant or recessive. Women may be identified as being at increased risk for having a fetus with an inherited genetic condition because of previously affected pregnancies, a family history in a suggestive pattern of inheritance, or being a member of a subpopulation with elevated frequencies of certain autosomal recessive conditions.

Most Mendelian disorders are caused by SNVs or very small deletions or duplications. Monogenic variants are diagnosed by molecular methods, mainly PCR for SNVs but also other methods like MLPA for very small deletions and duplications. Approximately 5000 known disorders are inherited in this fashion. Diagnostic tests are currently available for most of the common monogenic disorders, as well as for a number of the more rare disorders. For most single-gene disorders, testing in the prenatal setting requires knowledge of the familial variants.

Next-Generation Sequencing

Next-generation sequencing has been used to identify pathogenic variants in disease-associated genes in many Mendelian disorders. Approximately 85% of known disease-causing variants occur within the 1% of the genome that encodes for proteins (exome). Therefore, whole-exome sequencing can cost-effectively capture the majority of protein-coding regions. However, concerns remain about technical complexity, coverage, bioinformatics, interpretation, VUSs, as well as ethical issues.2,

Commercially Available Tests

Many academic and commercial laboratories offer CMA testing and single-gene disorder testing. Many laboratories also offer reflex testing, which may be performed with microarray testing added if karyotyping is normal or unable to be performed (due to no growth of cells). The test should be cleared or approved by the Food and Drug Administration, or performed in a Clinical Laboratory Improvement Amendment-certified laboratory.

Regulatory Status

Clinical laboratories may develop and validate tests in-house and market them as a laboratory service; laboratory-developed tests must meet the general regulatory standards of the Clinical Laboratory Improvement Amendments. Laboratories that offer laboratory-developed tests must be licensed by the Clinical Laboratory Improvement Amendments for high-complexity testing. To date, the U.S. Food and Drug Administration has chosen not to require any regulatory review of this test.

Related Policies

  • Whole Exome and Whole Genome Sequencing for Diagnosis of Genetic Disorders Policy #094 in the Pathology Section)
  • Carrier Screening for Genetic Diseases (Policy #095 in the Pathology Section)
  • Chromosomal Microarray Analysis for the Evaluation of Pregnancy Loss (Policy #018 in the Obstetrics Section)
  • Genetic Testing for Developmental Delay/Intellectual Disability, Autism Spectrum Disorder, and Congenital Anomalies (Policy #047 in the Pathology Section)
  • Noninvasive Prenatal Screening for Fetal Aneuploidies and Microdeletions Using Cell-Free Fetal DNA (Policy #017 in the Obstetrics Section)
  • Preimplantation Genetic Testing (Policy #005 in the Obstetrics Section)

Policy:
(NOTE: For services provided August 1, 2017 and after, Horizon Blue Cross Blue Shield of New Jersey collaborates with eviCore healthcare to conduct Medical Necessity Determination for certain molecular and genomic testing services for members enrolled in Horizon BCBSNJ fully insured products as well as Administrative Services Only (ASO) accounts that have elected to participate in the Molecular and Genomic Testing Program (“the Program”). Beginning August 1, 2017, the criteria and guidelines included in this policy apply to members enrolled in plans that have NOT elected to participate in the Program.

To access guidelines that apply for services provided August 1, 2017 and after to members enrolled in plans that HAVE elected to participate in the Program, please visit www.evicore.com/healthplan/Horizon_Lab.

For Medicare Advantage, Medicaid and FIDE-SNP, please refer to the Coverage Sections below for coverage guidance.)

I. Chromosomal Microarray Analysis
    In members who are undergoing invasive diagnostic prenatal (fetal) testing, chromosome microarray (CMA) testing is considered medically necessary, as an alternative to karyotyping (see Policy Guidelines).

II. Single Gene Disorders
    A. Invasive diagnostic prenatal (fetal) testing for molecular analysis for single-gene disorders is considered medically necessary when a pregnancy has been identified as being at high risk:
        1. For autosomal dominant conditions, at least 1 of the parents has a known pathogenic variant.

        2. For autosomal recessive conditions:

             Both parents are suspected to be carriers or are known to be carriers, OR

             One parent is clinically affected and the other parent is suspected to be or is a known carrier.

        3. For X-linked conditions: A parent is suspected to be or is a known carrier.

      AND, ALL of the following are met:
        a. Testing is not performed for adult-onset conditions (unless an intervention initiated in childhood may reduce morbidity or mortality), AND
        b. The natural history of the disease is well understood, and there is a reasonable likelihood that the disease is one with high morbidity in the homozygous or compound heterozygous state, AND
        c. Any variants have high penetrance, AND
        d. The genetic test has adequate sensitivity and specificity to guide clinical decision making and residual risk is understood, AND
        e. An association of the marker with the disorder has been established.

    B. If the above criteria for molecular analysis for single-gene disorders are not met, invasive diagnostic prenatal (fetal) testing is not considered medically necessary.

III. Next Generation Sequencing
    The use of next generation sequencing in the setting of invasive prenatal testing is considered investigational.

Medicare Coverage:
Per National Coverage Determination (NCD) for Cytogenetic Studies 190.3, Medicare covers cytogenetic studies when they are reasonable and necessary for the diagnosis or treatment of Genetic disorders (e.g., mongolism) in a fetus.

Novitas Solutions, Inc, the Local Medicare Carrier for jurisdiction JL, has determined that CPT codes 81228 and 81229 are covered when all the following criteria are met:
    · The beneficiary must display clinical features of an associated disease: and
    · The result of the test will directly impact the treatment being delivered to the beneficiary; and
    · A definitive diagnosis remains uncertain after history, physical examination, pedigree analysis, genetic counseling, and completion of conventional diagnostic studies.

Coverage of molecular testing for carrier status or family studies is considered screening and is excluded from coverage. Please refer to Novitas Solutions Inc, LCD Biomarkers Overview (L35062) and Local Coverage Article: Billing and Coding: Biomarkers Overview (A56541). Available to be accessed at Novitas Solutions, Inc., Medical Policy Search page: https://www.novitas-solutions.com/webcenter/portal/MedicareJL/pagebyid?contentId=00024370.

National Coverage Determination (NCD) for Cytogenetic Studies (190.3). Available to be accessed at CMS National Coverage Determinations (NCDs) Alphabetical Index search page: https://www.cms.gov/medicare-coverage-database/indexes/ncd-alphabetical-index.aspx

National Coverage Determination (NCD) for Next Generation Sequencing (NGS) (90.2). Available to be accessed at CMS National Coverage Determinations (NCDs) Alphabetical Index search page: https://www.cms.gov/medicare-coverage-database/indexes/ncd-alphabetical-index.aspx.

Medicaid Coverage:

For members enrolled in Medicaid and NJ FamilyCare plans, Horizon BCBSNJ applies the above medical policy.

FIDE SNP:

For members enrolled in a Fully Integrated Dual Eligible Special Needs Plan (FIDE-SNP): (1) to the extent the service is covered under the Medicare portion of the member’s benefit package, the above Medicare Coverage statement applies; and (2) to the extent the service is not covered under the Medicare portion of the member’s benefit package, the above Medicaid Coverage statement applies.

Policy Guidelines: (Information to guide medical necessity determination based on the criteria contained within the policy statements above.)

Fetal Malformations
Fetal malformations identified by ultrasound, characterized as major or minor malformations, whether isolated or multiple, may be part of a genetic syndrome, despite a normal fetal karyotype.

Major malformations are structural defects that have a significant effect on function or social acceptability. They may be lethal or associated with possible survival with severe or moderate immediate or long-term morbidity. Examples by organ system include: genitourinary: renal agenesis (unilateral or bilateral), hypoplastic/cystic kidney; cardiovascular: complex heart malformations; musculoskeletal: osteochondrodysplasia/osteogenesis imperfecta, clubfoot, craniosynostosis; central nervous system: anencephaly, hydrocephalus, myelomeningocele; facial clefts; body wall: omphalocele/gastroschisis; and respiratory: cystic adenomatoid lung malformation.

Single-Gene Disorders
An individual may be suspected of being a carrier if there is a family history of or ethnic predilection for a disease. Carrier screening is not recommended if the carrier rate is less than 1% in the general population.

In most cases, before a prenatal diagnosis using molecular genetic testing can be offered, the familial variant must be identified, either in an affected relative or carrier parent(s). Therefore, panel testing in this setting would not be considered appropriate.

In some cases, the father may not be available for testing, and the risk assessment to the fetus will need to be estimated without knowing the father’s genetic status.

Genetics Nomenclature Update
The Human Genome Variation Society nomenclature is used to report information on variants found in DNA and serves as an international standard in DNA diagnostics. It is being implemented for genetic testing medical policy updates starting in 2017 (see Table PG1). The Society’s nomenclature is recommended by the Human Variome Project, the HUman Genome Organization, and by the Human Genome Variation Society itself.

The American College of Medical Genetics and Genomics and the Association for Molecular Pathology standards and guidelines for interpretation of sequence variants represent expert opinion from both organizations, in addition to the College of American Pathologists. These recommendations primarily apply to genetic tests used in clinical laboratories, including genotyping, single genes, panels, exomes, and genomes. Table PG2 shows the recommended standard terminology“pathogenic,” “likely pathogenic,” “uncertain significance,” “likely benign,” and “benign”to describe variants identified that cause Mendelian disorders.

Table PG1. Nomenclature to Report on Variants Found in DNA
Previous
Updated
Definition
MutationDisease-associated variantDisease-associated change in the DNA sequence
VariantChange in the DNA sequence
Familial variantDisease-associated variant identified in a proband for use in subsequent targeted genetic testing in first-degree relatives
Table PG2. ACMG-AMP Standards and Guidelines for Variant Classification
Variant Classification
Definition
PathogenicDisease-causing change in the DNA sequence
Likely pathogenicLikely disease-causing change in the DNA sequence
Variant of uncertain significanceChange in DNA sequence with uncertain effects on disease
Likely benignLikely benign change in the DNA sequence
BenignBenign change in the DNA sequence
ACMG: American College of Medical Genetics and Genomics; AMP: Association for Molecular Pathology.

Genetic Counseling
Experts recommend formal genetic counseling for patients who are at risk for inherited disorders and who wish to undergo genetic testing. Interpreting the results of genetic tests and understanding risk factors can be difficult for some patients; genetic counseling helps individuals understand the impact of genetic testing, including the possible effects the test results could have on the individual or their family members. It should be noted that genetic counseling may alter the utilization of genetic testing substantially and may reduce inappropriate testing; further, genetic counseling should be performed by an individual with experience and expertise in genetic medicine and genetic testing methods.


[RATIONALE: This policy was created in October 2014 and has been updated regularly with searches of the MEDLINE database. The most recent literature update was performed through June 10, 2019.

Evidence reviews assess whether a medical test is clinically useful. A useful test provides information to make a clinical management decision that improves the net health outcome. That is, the balance of benefits and harms is better when the test is used to manage the condition than when another test or no test is used to manage the condition.

The first step in assessing a medical test is to formulate the clinical context and purpose of the test. The test must be technically reliable, clinically valid, and clinically useful for that purpose. Evidence reviews assess the evidence on whether a test is clinically valid and clinically useful. Technical reliability is outside the scope of these reviews, and credible information on technical reliability is available from other sources.

There are many ethical considerations in testing a fetus for a condition that is of adult-onset. In general, there is consensus in the medical and bioethics communities that prenatal testing should not include testing for late- or adult-onset conditions, or for diseases for which there is a known intervention that would lead to improved health outcomes but would only need to be started after the onset of adulthood.

Chromosomal Microarray Testing

Clinical Context and Test Purpose

The purpose of CMA testing (copy number variants [CNVs]) in patients who are undergoing invasive prenatal testing is to inform reproductive decisions.

The question addressed in this policy is: What are the clinical validity and clinical utility of CMA testing of invasively obtained fetal samples?

The following PICOs were used to select literature to inform this review.

Patients

The relevant population of interest are patients undergoing invasive prenatal testing.

Interventions

The relevant intervention of interest is CMA testing.

Invasive prenatal testing is administered in an obstetrics practice setting. Interpretation of test results should include guidance from a genetics counselor.

Comparators

The following practice is currently being used to make decisions about prenatal testing: karyotyping.

Outcomes

The primary outcomes are test accuracy and test validity (ie, diagnostic yield); an accurate result will inform reproductive decision making. The premise of obtaining a test is that a woman or couple desires a result for the purposes of pregnancy decisions. Clinical management decisions may include continuation of the pregnancy, enabling timely treatment of a condition that could be treated medically or surgically either in utero or immediately after birth, and birthing decisions. Prenatal (fetal) testing may be performed for the purpose of anticipatory guidance and management, either during pregnancy or at the time of delivery.

Technically Reliable

Assessment of technical reliability focuses on specific tests and operators and requires a review of unpublished and often proprietary information. Review of specific tests, operators, and unpublished data are outside the scope of this policy and alternative sources exist. This policy focuses on the clinical validity and clinical utility.

Clinically Valid

A test must detect the presence or absence of a condition, the risk of developing a condition in the future, or treatment response (beneficial or adverse).

Most of the literature on CMA testing in the prenatal (fetal) setting consists of prospective and retrospective analyses comparing CMA testing with conventional karyotyping, either in patients with known karyotype results or in patients with concurrently performed karyotyping and CMA. CMA testing has been proposed as being used as either a first-tier test (in place of or in conjunction with karyotyping) or as a second-tier test (after a negative karyotyping).

Systematic Reviews

Jansen et al (2015) conducted a systematic review and meta-analysis of the additional diagnostic gain of array comparative genomic hybridization (aCGH) compared with standard karyotyping and 22q11 microdeletion ascertainment by fluorescence in situ hybridization in prenatally diagnosed cardiac malformations.3, Thirteen studies with 1131 cases of congenital heart disease were included from a literature search through September 2014. A meta-analysis identified an incremental yield of 7.0% (95% confidence interval [CI], 5.3% to 8.6%) for the detection of CNVs using aCGH, excluding aneuploidy and 22q11 microdeletion cases. A subgroup analysis showed a 3.4% (95% CI, 0.3% to 6.6%) incremental yield in isolated congenital heart disease cases, and 9.3% (95% CI, 6.6% to 12%) when extracardiac malformations were present. Overall, an incremental yield of 12% (95% CI, 7.6% to 16%) was found when 22q11 deletion cases were included. The rate of variants of uncertain significance (VUS) was 3.4% (95% CI, 2.1% to 4.6%).

Hillman et al (2013) conducted a prospective cohort study and systematic review.4, The cohort study involved 243 women undergoing CMA testing and karyotyping for a structural abnormality detected on prenatal ultrasound. There was an excess detection rate of abnormalities by CMA of 4.1% over conventional karyotyping, with a VUS rate of 2.1% (95% CI, 1.3% to 3.3%). The meta-analysis included studies through December 2012 that reported on prenatal microarray testing performed for any indication and was not limited to cases referred for abnormal fetal ultrasound findings. Twenty-five studies were included, with a collective number of 18113 samples analyzed. The detection rate in the meta-analysis was 10% (95% CI, 8% to 13%). The VUS rate was 1.4% (95% CI, 0.5% to 3.7%) when any indication for prenatal CMA testing was meta-analyzed and 2.1% (95% CI, 1.3 to 3.3) when the indication for the CMA testing was an abnormal ultrasound finding.

Prospective and Retrospective Studies

Robson et al (2017) reported on results of the U.K. Evaluation of Array Comparative genomic Hybridisation (EACH) study, a multicenter cohort study including an economic and qualitative substudy.5, Enrolled women underwent quantitative fluorescent polymerase chain reaction and conventional karyotyping after chorionic villus sampling (55.8%), amniocentesis (40.8%), or fetal blood sampling (2.7%). Testing indications included an isolated nuchal translucency (≥3.5mm) or any structural anomaly detected on ultrasound at 11 to 14 weeks. Nine laboratories performed testing with an identical oligonucleotide-CGH array. Between March 2012 and May 2014, 1718 women were recruited and result from 1123 analyzed. Irrespective of indication for testing, results were observed as shown in Table 1.

Table 1. Comparison of Karyotype and Chromosomal Microarray Testing Results (EACH Study)

KaryotypingChromosomal Microarray Testingn (%)
Pathogenic alterationBenign alteration15 (1.3)
Pathogenic alterationPathogenic alteration58 (5.2)
Benign alterationPathogenic alteration42 (3.7)
Benign alterationVariant of uncertain significance38 (3.4)

Adapted from Robson et al (2017).5,

Similar to other studies discussed below, results varied by indication for testing. The authors concluded: "The results suggest that CMA is a robust, acceptable and probably cost-effective diagnostic test and should replace karyotyping in care pathways when the indication for fetal testing is one or more structural anomalies or an isolated NT [nuchal translucency] of ≥ 3.5 mm on an ultrasound scan after a normal QF-PCR result."

Lovrecic et al (2016) evaluated the clinical usefulness of prenatal CMA testing for small (submicroscopic) imbalances (CNV) in 218 fetuses across a range of indications for testing.6, In fetuses with ultrasound findings, the diagnostic yield of CMA testing was 10% or 7.7% more than was obtained with karyotyping. Similar to other studies, diagnostic yield varied by indication for testing. For example, a pathogenic CNV rate was found in 6.3% of fetuses with intrauterine growth retardation and 16.7% of fetuses with multiple anomalies. The results support an increase in the diagnostic yield with CMA testing over conventional karyotyping.

Papoulidis et al (2015) compared the diagnostic yield of conventional karyotyping with aCGH in 1763 prenatal samples.7, Samples of trophoblastic tissue (n=458) and amniotic fluid (n=1305) were examined. Pathogenic alterations were identified in 125 (7.1%) and a VUS in 13 (0.7%). The incremental diagnostic yield from aCGH was 0.9%. Incremental improvements were greatest when test indications were second-trimester ultrasound markers (incremental improvement, 1.5%) or structural anomalies (1.3%) but lower with increased nuchal translucency (0.5%). The authors concluded: "The present study indicates that routine implementation of aCGH offers an incremental yield over conventional karyotype analysis, which is also present in cases with ‘milder' indications, further supporting its use as a first-tier test."

A review by Wapner et al (2014) summarized the existing literature of the largest studies that reported the estimates of detectable pathogenic CNVs according to the indication for CMA testing.8, For studies that included only high-risk pregnancies (which were primarily because of abnormal ultrasound abnormalities), the range of pathogenic CNV detection was 2.6% to 7.8%, with a combination of all studies (n=1800) being 5.0%. For pregnancies in which CMA was performed for only low-risk indications (advanced maternal age [AMA], abnormal Down syndrome screening test, parental anxiety), the range of pathogenic CNV detection was 0.5% to 1.6%, with a combination of all studies (n=10099) being 0.9%.

Armengol et al (2012) conducted a comparative study of available technologies, including karyotyping and CMA, for the detection of chromosomal abnormalities after invasive prenatal sampling.9, Multiple testing techniques were performed on the same sample. The study included 900 women with the main indications for testing being abnormal ultrasound findings, altered biochemical screening, family history of a chromosomal disorder or other genetic condition, and AMA. A total of 57 (6.3%) clinically relevant chromosomal aberrations were found, with CMA testing having the highest detection rate, 32% above other methods. Most VUSs could be classified as likely benign after proving they were inherited. Cross-validation was provided by the simultaneous use of multiple techniques, and additional molecular techniques were performed in the follow-up of some of the alterations identified by CMA.

Table 2 reports the data on karyotyping and CMA testing. The diagnostic accuracy was 98.2% (97.1% to 99.0%) for karyotyping and 99.7% (99.0% to 99.9%) CMA testing.

Table 2. Clinical Validity of Karyotyping vs CMA Testing

StudyInitial NFinal NClinical Validity (95% Confidence Interval), %
SensitivitySpecificityPPVNPV
Armengol et al (2012)9,906a57a
Karyotyping76.4 (63.0 to 87.0)99.9 (99.2 to 99.9)97.7 (87.7 to 99.9)98.3 (97.1 to 99.1)
CMA testing98.2 (90.4 to 99.9)99.7 (99.1 to 99.9)96.5 (87.9 to 99.5)99.9 (99.3 to 100)

CMA: chromosomal microarray; NPV: negative predictive value; PPV: positive predictive value.
Fifty-seven variants detected from 906 fetal samples from 900 women.

Shaffer et al (2012) reported on the results of microarray testing for prenatal diagnosis in over 5000 prospectively collected prenatal samples received from 2004 to 2011 for a variety of indications.10, They used aCGH microarrays targeted to known chromosomal syndromes, with later versions providing backbone coverage of the entire genome. Cases were stratified by test result (normal, VUS, abnormal) and indication for the study, and compared with karyotyping results. Of 5003 prenatal specimens, 56% were referred with normal karyotypes, 13% had known abnormal karyotypes, 16% had karyotypes performed concurrently with microarray testing, and 15% had unknown karyotype status. Indications for microarray testing included a known abnormal karyotype (n=648), family history of a parent known to carry a chromosomal rearrangement or imbalance (n=62), fetal demise (n=417), abnormal ultrasound (n=2858) (detailed in another study by the same group11,), abnormal first- or second-trimester screen (n=77), other family history of a genetic condition (n=487), AMA (n=346), parental anxiety (n=95), or other/not specified (n=13). The overall detection rate of clinically significant results with microarray testing was 5.3%. The detection rate of clinically significant CNVs was 5.5% among cases with known normal karyotypes. After excluding the cases of fetal demise, the VUS rate was 4.2% but if only de novo CNVs were considered (the rate was 0.39%).

In the other study, Shaffer et al (2012) retrospectively analyzed 2858 pregnancies with abnormal ultrasound findings (as stratified by organ system).11, Most cases had previously normal karyotypes (n=2052 [72%]). The remaining had karyotyping performed concurrently with microarray testing (n=465 [16%]) or had unknown or failed karyotypes (n=341 [12%]). Ultrasound anomalies were categorized in several ways: multiple structural anomalies, structural anomalies involving a single-organ system, isolated abnormalities of growth, isolated abnormal amniotic fluid volume, single or multiple soft marker(s), or multiple nonstructural anomalies (eg, intrauterine growth restriction). Soft markers included choroid plexus cysts, echogenic foci in the heart or bowel, isolated short long bones, absent nasal bones, sandal gap between the first and second toes, fifth finger clinodactyly, single umbilical artery, and persistent right umbilical vein. The average maternal age at the time of testing was 31.8 years. Most tests were whole genome, oligoarrays (n=2161 [76%]), and the remaining were bacterial artificial chromosome-based arrays, either with coverage of the whole genome (n=506 [18%]) or targeted coverage (n=191 [7%]). Overall, with microarray testing, 6.5% showed clinically significant results, and 4.8% had VUS. For the cases with a previously normal karyotype, the detection rate for significant CNVs was similar (6.2%). Clinically significant genomic alterations were identified in cases with a single ultrasound anomaly (n=99/1773 [5.6%]), anomalies in 2 or more organ systems (n=77/808 [9.5%]), isolated growth abnormalities (n=2/76 [2.6%]), and soft markers (n=2/77 [2.6%]). Certain anomalies, either in isolation or with additional anomalies, had higher detection rates: holoprosencephaly (n=9/85 [10.6%]), posterior fossa defects (n=21/144 [14.6%]), skeletal anomalies (n=15/140 [10.7%]), ventricular septal defect (n=14/132 [10.6%]), hypoplastic left heart (n=11/68 [16.2%]), and cleft lip/palate (n=14/136 [10.3%]).

Wapner et al (2012) conducted a prospective study to compare the accuracy, efficacy, and incremental yield of CMA testing with karyotyping for routine prenatal diagnosis.12, A total of 4406 women undergoing routine prenatal diagnosis in 1 of 29 diagnostic centers by either chorionic villus sampling or amniocentesis had a sample split in 2 for standard karyotyping and CMA testing. Indications for prenatal diagnosis included AMA (46.6%), a positive aneuploidy screening result (18.8%), structural anomalies detected by ultrasound (25.2%), and other indications (9.4%). CMA analysis was successful in 98.8% of the fetal samples. A total of 4282 samples were included in the primary analysis. Of these, common autosomal aneuploidies were identified in 317 (7.4%) and sex chromosome aneuploidies were identified in 57 (1.3%) by standard karyotyping. CMA testing identified all of these aneuploidies. None of the balanced rearrangements identified on karyotyping was identified with CMA, nor did CMA identify any of the triploid samples (0.4%).

Of the 3822 cases with a normal karyotype, on the microarray, 1399 samples were identified as having CNVs; of these, 88.2% were classified as common benign and 0.9% were on the predetermined list of pathogenic CNVs. The cases of uncertain clinical significance were adjudicated by a clinical advisory committee, which reclassified them as likely to be benign (1.8% of all 1399 samples) or of potential clinical significance (1.6% of all 1399 samples). Overall, 96 (2.5%; 95% CI, 2.1% to 3.1%) of the 3822 fetal samples with normal karyotypes had a microdeletion or duplication of clinical significance.

In a subgroup analysis of 755 women with normal karyotypes and fetuses with suspected growth or structural anomalies, 45 (6.0%; 95% CI, 4.5% to 7.9%) had clinically relevant findings on the microarray. These included CNVs that were predetermined as known pathogenic, as well as those classified by the clinical advisory committee as clinically relevant. In this population with structural abnormalities identified on ultrasound, CNVs of uncertain clinical significance, but likely benign, were found in 16 (2.1%) patients. Of the women tested for AMA, 1.7% (95% CI, 1.2% to 2.4%) had a clinically relevant finding on the microarray, as did 1.6% (95% CI, 0.9% to 2.9%) of women who tested positive on Down syndrome screening. Recurrent CNVs associated with autism and neurocognitive alterations were detected in 1.3% of karyotypically normal pregnancies-3.6% with, and 0.8% without structural anomalies.

In summary, the Wapner et al (2012) study included 3822 patients with normal karyotype and the following indications for prenatal diagnosis: AMA (n=1966), positive Down syndrome screen (n=729), an anomaly on ultrasound (n=755), and other (n=372).

Breman et al (2012) evaluated the prenatal CMA results of more than 1000 fetal samples sent for testing at the medical genetics laboratories of an academic institution between 2005 and 2011.13, A total of 1124 specimens were received, of which reportable results were obtained in 1115. Maternal blood samples were required with every fetal sample (and paternal if possible) to exclude maternal cell contamination and to assist with interpretation of CNVs.

In 881 (79%) of the 1115 samples, no deletions or duplications were observed using prenatal CMA analysis. Copy number changes were detected in 234 (21%) cases. Of these, 131 (11.7%) were classified as likely benign. Eighty-five (7.6%) cases were found to have clinically significant genomic imbalances. Twenty-seven microdeletion or microduplication findings (2.4% of total cases; 32% of abnormal cases) were small gains or losses below the resolution of prenatal karyotype analysis, and would not have been detected by conventional chromosome studies alone. Of these, family history was the indication for testing in 8 cases, an abnormal fluorescence in situ hybridization result was the indication for 1 case, and the remaining 18 abnormal findings were unanticipated. Eighteen (1.6%) of the 1115 specimens had results of uncertain clinical significance. An additional 17 cases were found to have multiple inherited CNVs interpreted as likely benign familial variants. The indications yielding the greatest number of clinically significant findings by microarray analysis were abnormal karyotype/fluorescence in situ hybridization (42.6%), a family history of a chromosomal abnormality (9.5%), all abnormal prenatal ultrasound findings (9.3%), abnormal serum screening (5.4%), and AMA (1.3%).

In summary, the overall detection rate in the Breman et al (2012) study for clinically significant CNVs was 7.6%; the detection rate was 4.2% when the abnormal cases that had a previously identified chromosome abnormality or a known familial genomic imbalance were excluded. In 1.7% of the cases, abnormal results were obtained that were neither anticipated before microarray analysis nor detectable by conventional prenatal chromosome analysis. The clinical significance of the microarray results could not be determined in 1.7% of cases.

Clinically Useful

A test is clinically useful if the use of the results informs management decisions that improve the net health outcome of care. The net health outcome can be improved if patients receive correct therapy, or more effective therapy, or avoid unnecessary therapy, or avoid unnecessary testing.

Direct Evidence

Direct evidence of clinical utility is provided by studies that have compared health outcomes for patients managed with and without the test. Because these are intervention studies, the preferred evidence would be from randomized controlled trials.

No randomized trials were identified on the use of CMA testing for this indication.

Chain of Evidence

Indirect evidence on clinical utility rests on clinical validity. If the evidence is insufficient to demonstrate test performance, no inferences can be made about clinical utility.

The premise of undergoing an invasive prenatal procedure and its attendant risks is that a test result will inform pregnancy decisions. Accordingly, evidence in addition to clinical validity is not required to support clinical utility.

Section Summary: CMA Testing

CMA testing has been shown to have a higher rate of detection (diagnostic yield) of pathogenic chromosomal abnormalities than karyotyping. CMA testing is associated with some VUSs. However, VUSs can be minimized by the use of targeted arrays, testing phenotypically normal parents for the CNV, and the continued accumulation of pathogenic variants in relevant databases.

Single-Gene Disorders

Clinical Context and Test Purpose

The purpose of testing for single-gene disorders in patients who are undergoing invasive prenatal testing is to inform reproductive decisions.

The question addressed in this policy is: What are the clinical validity and clinical utility of testing for single-gene disorders using invasively obtained fetal samples?

The following PICOs were used to select literature to inform this review.

Patients

The relevant population of interest are patients undergoing invasive prenatal testing.

Interventions

The relevant intervention of interest is molecular testing (eg, genotyping).

Invasive prenatal testing is administered in an obstetrics practice setting. Interpretation of test results should include guidance from a genetics counselor.

Comparators

The following practice is currently being used to make decisions about prenatal testing: no molecular testing.

Outcomes

The primary outcomes are test accuracy and test validity (ie, diagnostic yield); an accurate result will inform reproductive decision making. The premise of obtaining a test is that a woman or couple desires a result for the purposes of pregnancy decisions. Clinical management decisions may include continuation of the pregnancy, enabling timely treatment of a condition that could be treated medically or surgically either in utero or immediately after birth, and birthing decisions. Prenatal (fetal) testing may be performed for the purpose of anticipatory guidance and management, either during pregnancy or at the time of delivery.

Technically Reliable

Assessment of technical reliability focuses on specific tests and operators and requires a review of unpublished and often proprietary information. Review of specific tests, operators, and unpublished data are outside the scope of this policy and alternative sources exist. This policy focuses on the clinical validity and clinical utility.

Clinically Valid

A test must detect the presence or absence of a condition, the risk of developing a condition in the future, or treatment response (beneficial or adverse).

When there is a known pathogenic familial variant, the sensitivity and specificity for testing for the variant in other family members are expected to be very high. That a prenatal diagnosis established from fetal tissue is accurate is broadly accepted. For example, in a case series of spinal muscular atrophy, Kocheva et al (2008) tested Macedonian families.14, Using restriction fragment length polymorphism analysis of 12 prenatal diagnostic chorionic villus sampling samples, 4 fetuses were determined to be homozygous for exons 7 and 8 of the SMN1 gene and 8 fetuses were normal. The eight fetuses were carried to term and their unaffected state confirmed; four pregnancies were terminated and the deletions subsequently confirmed. Also relying on restriction fragment length polymorphism analysis, Chen et al (2007) reported agreement between invasive prenatal testing results in four Chinese aborted fetuses homozygous for SMN1 variants and seven (three normal, fourcarrier) live births.15,

Clinically Useful

A test is clinically useful if the use of the results informs management decisions that improve the net health outcome of care. The net health outcome can be improved if patients receive correct therapy, or more effective therapy, or avoid unnecessary therapy, or avoid unnecessary testing.

Direct Evidence

Direct evidence of clinical utility is provided by studies that have compared health outcomes for patients managed with and without the test. Because these are intervention studies, the preferred evidence would be from randomized controlled trials.

No randomized trials were identified on testing for single-gene disorders for this indication.

Chain of Evidence

Indirect evidence on clinical utility rests on clinical validity. If the evidence is insufficient to demonstrate test performance, no inferences can be made about clinical utility.

As with CMA testing, the premise of undergoing an invasive prenatal procedure and its attendant risks is that a test result will inform pregnancy decisions. Accordingly, evidence in addition to clinical validity is not required to support clinical utility.

Section Summary: Single-Gene Disorders

In general, it is necessary to identify the particular variant(s) in the affected parent(s) so that the particular variant(s) can be sought for prenatal diagnosis. When there is a known pathogenic familial variant, the sensitivity and specificity of testing for the variant in other family members is expected to be very high. Changes in reproductive decision making could include decisions on continuation of the pregnancy, facilitating timely treatment of a condition medically or surgically either in utero or immediately after birth, decisions concerning the place of delivery (ie, tertiary care center), and route of delivery.

Next-Generation Sequencing

Clinical Context and Test Purpose

The purpose of NGS in patients who are undergoing invasive prenatal testing is to inform reproductive decisions.

The question addressed in this policy is: What are the clinical validity and clinical utility of NGS testing using invasively obtained fetal samples?

The following PICOs were used to select literature to inform this review.

Patients

The relevant population of interest are patients undergoing invasive prenatal testing.

Interventions

The relevant intervention of interest is NGS.

Invasive prenatal testing is administered in an obstetrics practice setting. Interpretation of test results should include guidance from a genetics counselor.

Comparators

The relevant comparators of interest are CMA testing (CNV) and genotyping.

Outcomes

The primary outcomes are test accuracy and test validity (ie, diagnostic yield); an accurate result will inform reproductive decision making. The premise of obtaining a test is that a woman or couple desires a result for the purposes of pregnancy decisions. Clinical management decisions may include continuation of the pregnancy, enabling timely treatment of a condition that could be treated medically or surgically either in utero or immediately after birth, and birthing decisions. Prenatal (fetal) testing may be performed for the purpose of anticipatory guidance and management, either during pregnancy or at the time of delivery.

Technically Reliable

Assessment of technical reliability focuses on specific tests and operators and requires a review of unpublished and often proprietary information. Review of specific tests, operators, and unpublished data are outside the scope of this policy and alternative sources exist. This policy focuses on the clinical validity and clinical utility.

Clinically Valid

A test must detect the presence or absence of a condition, the risk of developing a condition in the future, or treatment response (beneficial or adverse).

The clinical validity of NGS in the prenatal setting is unknown.

Clinically Useful

A test is clinically useful if the use of the results informs management decisions that improve the net health outcome of care. The net health outcome can be improved if patients receive correct therapy, or more effective therapy, or avoid unnecessary therapy, or avoid unnecessary testing.

Direct Evidence

Direct evidence of clinical utility is provided by studies that have compared health outcomes for patients managed with and without the test. Because these are intervention studies, the preferred evidence would be from randomized controlled trials.

No randomized trials were identified on the use of NGS testing for this indication.

Chain of Evidence

Indirect evidence on clinical utility rests on clinical validity. If the evidence is insufficient to demonstrate test performance, no inferences can be made about clinical utility.

It is not possible to construct a chain of evidence for clinical utility due to the lack of clinical validity.

Section Summary: NGS Testing

NGS can include multigene panel testing, as well as whole-exome and whole-genome sequencing. While the use of NGS has been accepted in certain noninvasive prenatal testing settings, its use in the invasive prenatal testing setting for detecting CNVs and single-gene variants is still uncertain and includes concerns about the interpretation of the data generated and the data's clinical relevance. Evidence on the use of NGS in the invasive prenatal setting is lacking.

Summary of Evidence

For individuals who are undergoing invasive diagnostic prenatal (fetal) testing who receive CMA testing, the evidence includes a systematic review and meta-analysis and prospective cohort and retrospective analyses comparing the diagnostic yield of CMA testing with that of karyotyping. The relevant outcomes are test accuracy, test validity, and changes in reproductive decision making. CMA testing has a higher detection rate of pathogenic chromosomal alterations than karyotyping. CMA testing can yield results that have uncertain clinical significance; however, such results can be minimized by the use of targeted arrays, testing phenotypically normal parents for the copy number variant, and the continued accumulation of pathogenic variants in international databases. The highest yield of pathogenic copy number variants by CMA testing has been found in fetuses with malformations identified by ultrasound. Changes in reproductive decision making could include decisions on continuation of a pregnancy, enabling timely treatment of a condition that could be treated medically or surgically either in utero or immediately after birth, and birthing decisions. The American College of Obstetricians and Gynecologists has recommended CMA testing in women who are undergoing an invasive diagnostic procedure. The evidence is sufficient to determine that the technology results in a meaningful improvement in the net health outcome.

For individuals who are undergoing invasive diagnostic prenatal (fetal) testing who receive molecular testing for single-gene disorders, the evidence includes case series that may report disorders detected and test validity. The relevant outcomes are test accuracy, test validity, and changes in reproductive decision making. For clinical validity, when there is a known pathogenic familial variant, the sensitivity and specificity of testing for the variant in other family members is expected to be very high. Changes in reproductive decision making could include decisions on continuation of the pregnancy, facilitating timely treatment of a condition medically or surgically either in utero or immediately after birth, decisions concerning the place of delivery (ie, tertiary care center), and route of delivery. The evidence is sufficient to determine that the technology results in a meaningful improvement in the net health outcome.

For individuals who are undergoing invasive diagnostic prenatal (fetal) testing who receive NGS, the evidence is lacking. The relevant outcomes are test accuracy, test validity, and changes in reproductive decision making. There are concerns about the interpretation of data generated by NGS and the data's clinical relevance. The clinical validity of next-generation sequencing in the prenatal setting is unknown. The evidence is insufficient to determine the effects of the technology on health outcomes.

SUPPLEMENTAL INFORMATION

Practice Guidelines and Position Statements

The American College of Obstetricians and Gynecologists and the Society for Maternal-Fetal Medicine (2016) offered recommendations on the use of chromosomal microarray testing and next-generation sequencing in prenatal diagnosis16,:

    • "Chromosomal microarray analysis is a method of measuring gains and losses of DNA throughout the human genome. It can identify chromosomal aneuploidy and other large changes in the structure of chromosomes that would otherwise be identified by standard karyotype analysis, as well as submicroscopic abnormalities that are too small to be detected by traditional modalities.
    • Most genetic changes identified by chromosomal microarray analysis that typically are not identified on standard karyotype are not associated with increasing maternal age; therefore, the use of this test can be considered for all women, regardless of age, who undergo prenatal diagnostic testing.
    • Prenatal chromosomal microarray analysis is recommended for a patient with a fetus with one or more major structural abnormalities identified on ultrasonographic examination and who is undergoing invasive prenatal diagnosis. This test typically can replace the need for fetal karyotype.
    • In a patient with a structurally normal fetus who is undergoing invasive prenatal diagnostic testing, either fetal karyotyping or a chromosomal microarray analysis can be performed.
    • Comprehensive patient pretest and posttest genetic counseling from an obstetrician-gynecologist or other health care provider with genetics expertise regarding the benefits, limitations, and results of chromosomal microarray analysis is essential.
    • Chromosomal microarray analysis should not be ordered without informed consent, which should include discussion of the potential to identify findings of uncertain significance, nonpaternity, consanguinity, and adult-onset disease.
    • The routine use of whole-genome or whole-exome sequencing for prenatal diagnosis is not recommended outside of the context of clinical trials until sufficient peer-reviewed data and validation studies are published."
U.S. Preventive Services Task Force Recommendations

Not applicable.

Ongoing and Unpublished Clinical Trials

A search of ClinicalTrials.gov in June 2019 did not identify any ongoing or unpublished trials that would likely influence this review.]
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Horizon BCBSNJ Medical Policy Development Process:

This Horizon BCBSNJ Medical Policy (the “Medical Policy”) has been developed by Horizon BCBSNJ’s Medical Policy Committee (the “Committee”) consistent with generally accepted standards of medical practice, and reflects Horizon BCBSNJ’s view of the subject health care services, supplies or procedures, and in what circumstances they are deemed to be medically necessary or experimental/ investigational in nature. This Medical Policy also considers whether and to what degree the subject health care services, supplies or procedures are clinically appropriate, in terms of type, frequency, extent, site and duration and if they are considered effective for the illnesses, injuries or diseases discussed. Where relevant, this Medical Policy considers whether the subject health care services, supplies or procedures are being requested primarily for the convenience of the covered person or the health care provider. It may also consider whether the services, supplies or procedures are more costly than an alternative service or sequence of services, supplies or procedures that are at least as likely to produce equivalent therapeutic or diagnostic results as to the diagnosis or treatment of the relevant illness, injury or disease. In reaching its conclusion regarding what it considers to be the generally accepted standards of medical practice, the Committee reviews and considers the following: all credible scientific evidence published in peer-reviewed medical literature generally recognized by the relevant medical community, physician and health care provider specialty society recommendations, the views of physicians and health care providers practicing in relevant clinical areas (including, but not limited to, the prevailing opinion within the appropriate specialty) and any other relevant factor as determined by applicable State and Federal laws and regulations.

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Index:
Invasive Prenatal (Fetal) Diagnostic Testing
Invasive Prenatal (Fetal) Molecular and Cytogenetic Testing
Molecular and Cytogenetic Testing, Invasive Prenatal
Chromosal Microarry Testing, Invasive Prenatal
CMA Testing, Invasive Prenatal
Molecular Diagnostic Testing of Single Gene Disorders
Molecular Diagnostic Testing, Invasive Prenatal
Cytogenetic Testing, Invasive Prenatal
Single Gene Disorders, Invasive Prenatal Molecular and Cytogenetic Testing
Next-Generation Sequencing, Invasive Prenatal
Fetal Molecular and Cytogenetic Testing, Invasive

References:
1. ClinGen: Clinical Genome Resource. ClinGen and ClinVar Partnership. 2018; https://www.clinicalgenome.org/. Accessed August 29, 2019.

2. Babkina N, Graham JM, Jr. New genetic testing in prenatal diagnosis. Semin Fetal Neonatal Med. Jun 2014;19(3):214-219. PMID 24315623.

3. Jansen FA, Blumenfeld YJ, Fisher A, et al. Array comparative genomic hybridization and fetal congenital heart defects: a systematic review and meta-analysis. Ultrasound Obstet Gynecol. Jan 2015;45(1):27-35. PMID 25319878.

4. Hillman SC, McMullan DJ, Hall G, et al. Use of prenatal chromosomal microarray: prospective cohort study and systematic review and meta-analysis. Ultrasound Obstet Gynecol. Jun 2013;41(6):610-620. PMID 23512800.

5. Robson SC, Chitty LS, Morris S, et al. Evaluation of Array Comparative genomic Hybridisation in prenatal diagnosis of fetal anomalies: a multicentre cohort study with cost analysis and assessment of patient, health professional and commissioner preferences for array comparative genomic hybridisation (Efficacy and Mechanism Evaluation No. 4.1). Southampton, UK: National Institute for Health Research; 2017.

6. Lovrecic L, Remec ZI, Volk M, et al. Clinical utility of array comparative genomic hybridisation in prenatal setting. BMC Med Genet. Nov 15 2016;17(1):81. PMID 27846804.

7. Papoulidis I, Sotiriadis A, Siomou E, et al. Routine use of array comparative genomic hybridization (aCGH) as standard approach for prenatal diagnosis of chromosomal abnormalities. Clinical experience of 1763 prenatal cases. Prenat Diagn. Dec 2015;35(13):1269-1277. PMID 26289927.

8. Wapner RJ, Levy B. The impact of new genomic technologies in reproductive medicine. Discov Med. Jun 2014;17(96):313-318. PMID 24979251.

9. Armengol L, Nevado J, Serra-Juhe C, et al. Clinical utility of chromosomal microarray analysis in invasive prenatal diagnosis. Hum Genet. Mar 2012;131(3):513-523. PMID 21975797.

10. Shaffer LG, Dabell MP, Fisher AJ, et al. Experience with microarray-based comparative genomic hybridization for prenatal diagnosis in over 5000 pregnancies. Prenat Diagn. Oct 2012;32(10):976-985. PMID 22865506.

11. Shaffer LG, Rosenfeld JA, Dabell MP, et al. Detection rates of clinically significant genomic alterations by microarray analysis for specific anomalies detected by ultrasound. Prenat Diag. Oct 2012;32(10):986-995. PMID 22847778.

12. Wapner RJ, Martin CL, Levy B, et al. Chromosomal microarray versus karyotyping for prenatal diagnosis. N Engl J Med Dec 6 2012;367(23):2175-2184. PMID 23215555.

13. Breman A, Pursley AN, Hixson P, et al. Prenatal chromosomal microarray analysis in a diagnostic laboratory; experience with >1000 cases and review of the literature. Prenat Diagn. Apr 2012;32(4):351-361. PMID 22467166.

14. Kocheva SA, Plaseska-Karanfilska D, Trivodalieva S, et al. Prenatal diagnosis of spinal muscular atrophy in Macedonian families. Genet Test. Sep 2008;12(3):391-393. PMID 18752447.

15. Chen WJ, Wu ZY, Lin MT, et al. Molecular analysis and prenatal prediction of spinal muscular atrophy in Chinese patients by the combination of restriction fragment length polymorphism analysis, denaturing high-performance liquid chromatography, and linkage analysis. Arch Neurol. Feb 2007;64(2):225-231. PMID 17296838.

16. Committee Opinion No.682. Microarrays and next-generation sequencing technology: the use of advanced genetic diagnostic tools in obstetrics and gynecology. Obstet Gynecol. Dec 2016;128(6):e262-e268. PMID 27875474.

Codes:
(The list of codes is not intended to be all-inclusive and is included below for informational purposes only. Inclusion or exclusion of a procedure, diagnosis, drug or device code(s) does not constitute or imply authorization, certification, approval, offer of coverage or guarantee of payment.)

CPT*

    81228
    81229
    81405
    81470
HCPCS

* CPT only copyright 2019 American Medical Association. All rights reserved. CPT is a registered trademark of the American Medical Association.

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Medical policies can be highly technical and are designed for use by the Horizon BCBSNJ professional staff in making coverage determinations. Members referring to this policy should discuss it with their treating physician, and should refer to their specific benefit plan for the terms, conditions, limitations and exclusions of their coverage.

The Horizon BCBSNJ Medical Policy Manual is proprietary. It is to be used only as authorized by Horizon BCBSNJ and its affiliates. The contents of this Medical Policy are not to be copied, reproduced or circulated to other parties without the express written consent of Horizon BCBSNJ. The contents of this Medical Policy may be updated or changed without notice, unless otherwise required by law and/or regulation. However, benefit determinations are made in the context of medical policies existing at the time of the decision and are not subject to later revision as the result of a change in medical policy

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