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Horizon BCBSNJ
Uniform Medical Policy ManualSection:Treatment
Policy Number:012
Effective Date: 12/10/2019
Original Policy Date:11/20/1998
Last Review Date:05/12/2020
Date Published to Web: 09/04/2019
Subject:
Sacral Nerve Neuromodulation/Stimulation

Description:
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IMPORTANT NOTE:

The purpose of this policy is to provide general information applicable to the administration of health benefits that Horizon Blue Cross Blue Shield of New Jersey and Horizon Healthcare of New Jersey, Inc. (collectively “Horizon BCBSNJ”) insures or administers. If the member’s contract benefits differ from the medical policy, the contract prevails. Although a service, supply or procedure may be medically necessary, it may be subject to limitations and/or exclusions under a member’s benefit plan. If a service, supply or procedure is not covered and the member proceeds to obtain the service, supply or procedure, the member may be responsible for the cost. Decisions regarding treatment and treatment plans are the responsibility of the physician. This policy is not intended to direct the course of clinical care a physician provides to a member, and it does not replace a physician’s independent professional clinical judgment or duty to exercise special knowledge and skill in the treatment of Horizon BCBSNJ members. Horizon BCBSNJ is not responsible for, does not provide, and does not hold itself out as a provider of medical care. The physician remains responsible for the quality and type of health care services provided to a Horizon BCBSNJ member.

Horizon BCBSNJ medical policies do not constitute medical advice, authorization, certification, approval, explanation of benefits, offer of coverage, contract or guarantee of payment.

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Sacral nerve neuromodulation, also known as sacral nerve stimulation, involves the implantation of a permanent device that modulates the neural pathways controlling bladder or rectal function. This policy addresses the use of sacral nerve neuromodulation to treat urinary or fecal incontinence, fecal nonobstructive retention, and chronic pelvic pain in patients with intact neural innervation of the bladder and/or rectum.

PopulationsInterventionsComparatorsOutcomes
Individuals:
  • With urinary incontinence who have failed conservative treatment
Interventions of interest are:
  • Sacral nerve neuromodulation
Comparators of interest are:
  • Pharmacologic treatment
Relevant outcomes include:
  • Symptoms
  • Morbid events
  • Treatment-related morbidity
Individuals:
  • With fecal incontinence who have failed conservative treatment
Interventions of interest are:
  • Sacral nerve neuromodulation
Comparators of interest are:
  • Continued conservative therapy (eg, dietary modification, bulking, pharmacologic treatment)
Relevant outcomes include:
  • Symptoms
  • Morbid events
  • Treatment-related morbidity
Individuals:
  • With constipation who have failed conservative treatment
Interventions of interest are:
  • Sacral nerve neuromodulation
Comparators of interest are:
  • Continued conservative therapy (eg, dietary modification, pharmacologic treatment)
Relevant outcomes include:
  • Symptoms
  • Morbid events
  • Treatment-related morbidity
Individuals:
  • With chronic pelvic pain
Interventions of interest are:
  • Sacral nerve neuromodulation
Comparators of interest are:
  • Continued conservative therapy (eg, cognitive-behavioral therapy, pharmacologic treatment)
Relevant outcomes include:
  • Symptoms
  • Morbid events
  • Treatment-related morbidity

Treatment

Treatment using sacral nerve neuromodulation, also known as indirect sacral nerve stimulation, is 1 of several alternative modalities for patients with urinary or fecal incontinence (urge incontinence, significant symptoms of urgency-frequency, nonobstructive urinary retention) who have failed behavioral (eg, prompted voiding) and/or pharmacologic therapies.

The sacral nerve neuromodulation device consists of an implantable pulse generator that delivers controlled electrical impulses. This pulse generator is attached to wire leads that connect to the sacral nerves, most commonly the S3 nerve root. Two external components of the system help control the electrical stimulation. A control magnet, kept by the patient, is used to turn the device on or off. A console programmer is kept by the physician and used to adjust the settings of the pulse generator.

Before implantation of the permanent device, patients undergo an initial testing phase to estimate potential response to treatment. The first type of testing developed was percutaneous nerve evaluation. This procedure is done with the patient under local anesthesia, using a test needle to identify the appropriate sacral nerve(s). Once identified, a temporary wire lead is inserted through the test needle and left in place for 4 to 7 days. This lead is connected to an external stimulator, which is carried by patients in their pocket or on their belt. The results of this test phase are used to determine whether patients are appropriate candidates for the permanent device. If patients show a 50% or greater reduction in symptom frequency, they are deemed eligible for the permanent device

The second type of testing is a 2 stage surgical procedure. In the first stage, a quadripolar-tined lead is implanted (stage 1). The testing phase can last as long as several weeks, and if patients show a 50% or greater reduction in symptom frequency, they can proceed to stage 2 of the surgery, which is permanent implantation of the neuromodulation device. The 2 stage surgical procedure has been used in various ways. They include its use instead of percutaneous nerve evaluation, for patients who failed percutaneous nerve evaluation, for patients with an inconclusive percutaneous nerve evaluation, or for patients who had a successful percutaneous nerve evaluation to refine patient selection further.

The permanent device is implanted with the patient under general anesthesia. The electrical leads are placed in contact with the sacral nerve root(s) via an incision in the lower back, and the wire leads are extended through a second incision underneath the skin, across the flank to the lower abdomen. Finally, a third incision is made in the lower abdomen where the pulse generator is inserted and connected to the wire leads. Following implantation, the physician programs the pulse generator to the optimal settings for that patient. The patient can switch the pulse generator on and off by placing the control magnet over the area of the pulse generator for 1 to 2 seconds.

This policy does not address pelvic floor stimulation, which refers to electrical stimulation of the pudendal nerve. Pelvic floor stimulation is addressed separately (see Pelvic Floor Stimulation as a Treatment of Urinary and Fecal Incontinence and Dynamic Rectal Control System as a Treatment of Fecal Incontinence (Policy #024 in the Treatment Section)). Also, this policy does not address devices that provide direct sacral nerve stimulation in patients with spinal cord injuries.

Regulatory Status

In 1997, the InterStim® Sacral Nerve Stimulation system (Medtronic) was approved by the U.S. Food and Drug Administration (FDA) through the premarket approval process for the indication of urinary urge incontinence in patients who have failed or could not tolerate more conservative treatments. In 1999, the device received the FDA approval for the additional indications of urgency-frequency and urinary retention in patients without mechanical obstruction. In 2006, the InterStim II® System (Medtronic) was approved by the FDA through the premarket approval process for treatment of intractable cases of overactive bladder and urinary retention. The new device is smaller and lighter than the original and is reported to be suited for those with lower energy requirements or small stature. The device also includes updated software and programming options.

In 2011, the InterStim® System was approved by the FDA through the premarket approval process for the indication of chronic fecal incontinence in patients who have failed or could not tolerate more conservative treatments.

The InterStim® device has not been specifically approved by the FDA for treatment of chronic pelvic pain.

FDA product code: EZW.

Related Policies

  • Pelvic Floor Stimulation as a Treatment of Urinary and Fecal Incontinence and Dynamic Rectal Control System as a Treatment of Fecal Incontinence (Policy #024 in the Treatment Section)
  • Biofeedback (Policy #060 in the Treatment Section)
  • Transanal Radiofrequency Treatment of Fecal Incontinence (Policy #081 in the Treatment Section)
  • Percutaneous Tibial Nerve Stimulation (Policy #069 in the Surgery Section)

Policy:
(NOTE: For Medicare Advantage, Medicaid and FIDE-SNP, please refer to the Coverage Sections below for coverage guidance.)

I. Urinary Incontinence and Non-obstructive Retention
    A. A trial period of sacral nerve neuromodulation with either percutaneous nerve stimulation or a temporarily implanted lead is considered medically necessary in members who meet all of the following criteria:
      1. There is a diagnosis of at least one of the following:
        a. Urge incontinence
        b. Urgency-frequency syndrome
        c. Non-obstructive urinary retention
        d. Overactive bladder
      2. There is documented failure or intolerance to at least two conventional conservative therapies (e.g., behavioral training such as bladder training, prompted voiding, or pelvic muscle exercise training, pharmacologic treatment for at least a sufficient duration to fully assess its efficacy, and/or surgical corrective therapy)
        (NOTE: A copy of the medical record is required for documentation of trial of conservative therapies and the corresponding dates they were performed.)
      3. The member is an appropriate surgical candidate.
      4. Incontinence is not related to a neurologic condition.

    B. Permanent implantation of a sacral nerve neuromodulation device is considered medically necessary in members who meet all of the following criteria:
      1. All of the criteria in I. A (1-4) above are met.
      2. A trial stimulation period demonstrates at least 50% improvement in symptoms over a period of at least 48 hours.
    C. Other urinary/voiding applications of sacral nerve neuromodulation are considered investigational, including but not limited to treatment of stress incontinence or urge incontinence due to a neurologic condition, e.g., detrusor hyperreflexia, multiple sclerosis, spinal cord injury, or other types of chronic voiding dysfunction.

II. Fecal Incontinence
    A. A trial period of sacral nerve neuromodulation with either percutaneous nerve stimulation or a temporarily implanted lead is considered medically necessary in members who meet all of the following criteria:
      1. There is a diagnosis of chronic fecal incontinence of greater than 2 incontinent episodes on average per week with duration greater than 6 months or for more than 12 months after vaginal childbirth.
      2. There is documented failure or intolerance to conventional conservative therapy (eg, dietary modification, the addition of bulking and pharmacologic treatment) for at least a sufficient duration to fully assess its efficacy.
        (NOTE: A copy of the medical record is required for documentation of trial of conservative therapies and the corresponding dates they were performed.)
      3. The member is an appropriate surgical candidate.
      4. The condition is not related to an anorectal malformation (e.g., congenital anorectal malformation; defects of the external anal sphincter over 60 degrees; visible sequelae of pelvic radiation; active anal abscesses and fistulae) or chronic inflammatory bowel disease.
      5. Incontinence is not related to a neurologic condition.
      6. The member has not had rectal surgery in the previous 12 months, or in the case of cancer, the patient has not had rectal surgery in the past 24 months.

    B. Permanent implantation of a sacral nerve neuromodulation device is considered medically necessary in members who meet all of the following criteria:
      1. All of the criteria in II. A (1-6) above are met.
      2. A trial stimulation period demonstrates at least 50% improvement in symptoms over a period of at least 48 hours.
    C. Sacral nerve neuromodulation is investigational in the treatment of chronic constipation or chronic pelvic pain.

Policy Guidelines: (Information to guide medical necessity determination based on the criteria contained within the policy statements above.)

The International Continence Society has defined overactive bladder syndrome as “urinary urgency, usually accompanied by increased daytime frequency and/or nocturia, with urinary incontinence (OAB-wet) or without (OAB-dry), in the absence of urinary tract infection or other detectable disease” (available at https://www.ics.org/glossary/symptom/overactivebladderoaburgencysyndrome).


Medicare Coverage:
Sacral nerve stimulation (SNS) is covered for the treatment of urinary urge incontinence, urgency-frequency syndrome, and urinary retention. SNS involves both a temporary test stimulation to determine if an implantable stimulator would be effective and a permanent implantation in appropriate candidates. Both the test and the permanent implantation are covered.

The following limitations for coverage apply to all 3 indications:
    · Patients must be refractory to conventional therapy (documented behavioral, pharmacologic and/or surgical corrective therapy) and be appropriate surgical candidates such that implantation with anesthesia can occur.
    · Patients with stress incontinence, urinary obstruction, and specific neurologic diseases (eg, diabetes with peripheral nerve involvement) that are associated with secondary manifestations of the above three indications are excluded.
    · Patients must have had successful test stimulation in order to support subsequent implantation. Before patients are eligible for permanent implantation, they must demonstrate a 50% or greater improvement through test stimulation.
    · Improvement is measured through voiding diaries. Patients must be able to demonstrate adequate ability to record voiding diary data such that clinical results of the implant procedure can be properly evaluated.


For additional information and eligibility, refer to National Coverage Determination (NCD) for Sacral Nerve Stimulation For Urinary Incontinence (230.18). Available to be accessed at CMS National Coverage Determinations (NCDs) Alphabetical Index search page: https://www.cms.gov/medicare-coverage-database/indexes/ncd-alphabetical-index.aspx

National Coverage Determination (NCD) for Electrical Nerve Stimulators (160.7). Available to be accessed at CMS National Coverage Determinations (NCDs) Alphabetical Index search page: https://www.cms.gov/medicare-coverage-database/indexes/ncd-alphabetical-index.aspx

Local Coverage Article: Billing and Coding: Sacral Nerve Stimulation (A57617). Available to be accessed at Novitas Solutions, Inc., Medical Policy Search page: https://www.novitas-solutions.com/webcenter/portal/MedicareJL/pagebyid?contentId=00024370.

Medicaid Coverage:
For members enrolled in Medicaid and NJ FamilyCare plans, Horizon BCBSNJ applies the above medical policy.

FIDE-SNP Coverage:

For members enrolled in a Fully Integrated Dual Eligible Special Needs Plan (FIDE-SNP): (1) to the extent the service is covered under the Medicare portion of the member’s benefit package, the above Medicare Coverage statement applies; and (2) to the extent the service is not covered under the Medicare portion of the member’s benefit package, the above Medicaid Coverage statement applies.


[RATIONALE: This policy was created in 1998 and has been updated regularly with searches of the PubMed database. The most recent literature update was performed through February 11, 2020.

The original review was informed by TEC Assessments (1998, 2000), which focused on sacral nerve neuromodulation (SNM) for urge incontinence and urinary urgency/frequency, respectively.1,2,

Evidence reviews assess the clinical evidence to determine whether the use of technology improves the net health outcome. Broadly defined, health outcomes are length of life, quality of life, and ability to function, including benefits and harms. Every clinical condition has specific outcomes that are important to patients and managing the course of that condition. Validated outcome measures are necessary to ascertain whether a condition improves or worsens; and whether the magnitude of that change is clinically significant. The net health outcome is a balance of benefits and harms.

To assess whether the evidence is sufficient to draw conclusions about the net health outcome of technology, two domains are examined: the relevance, and quality and credibility. To be relevant, studies must represent one or more intended clinical use of the technology in the intended population and compare an effective and appropriate alternative at a comparable intensity. For some conditions, the alternative will be supportive care or surveillance. The quality and credibility of the evidence depend on study design and conduct, minimizing bias and confounding that can generate incorrect findings. The randomized controlled trial (RCT) is preferred to assess efficacy; however, in some circumstances, nonrandomized studies may be adequate. RCTs are rarely large enough or long enough to capture less common adverse events and long-term effects. Other types of studies can be used for these purposes and to assess generalizability to broader clinical populations and settings of clinical practice.

Urinary Incontinence
Clinical Context and Therapy Purpose

Urge incontinence is defined as leakage of urine when there is a strong urge to void. Urgency-frequency is an uncontrollable urge to urinate, resulting in very frequent, small volumes and is a prominent symptom of interstitial cystitis (also called bladder pain syndrome). Urinary retention is the inability to empty the bladder of urine completely.

The purpose of sacral nerve neuromodulation in patients with urinary incontinence is to provide a treatment option that is an alternative to or an improvement on existing therapies.

The question addressed in this policy is: Does sacral nerve neuromodulation in patients with urinary incontinence improve net health outcomes?

The following PICO was used to select literature to inform this policy.

Patients

The relevant population of interest is patients with urinary incontinence.

Intervention

The treatment being considered is sacral nerve neuromodulation, which is performed by a urologist or urogynecologist in an outpatient clinical or surgical setting.

Comparators

The comparator of interest is pharmacologic treatment.

Patients with urinary incontinence are managed by urologists or urogynecologists in an outpatient clinical setting.

Outcomes

The outcomes of interest are symptoms, morbid events, and treatment-related morbidity.

Positive outcomes include reduction or elimination of episodes of incontinence without complications from the device or implantation procedure.

Negative outcomes would be infection, bleeding, pain, and lead breakages, and lack of improvement in incontinence.

Although no set standard for length of follow-up has been established, the existing literature evaluating sacral nerve neuromodulation for urinary incontinence has lengths of follow-up ranging from 6 months to 5 years. Follow-up of at least 1 year would be preferred.

Study Selection Criteria

Methodologically credible studies were selected using the following principles:

    1. To assess efficacy outcomes, comparative controlled prospective trials were sought, with a preference for RCTs;
    2. In the absence of such trials, comparative observational studies were sought, with a preference for prospective studies.
    3. To assess long-term outcomes and adverse events, single-arm studies that capture longer periods of follow-up and/or larger populations were sought.

Studies with duplicative or overlapping populations were excluded.

Review of Evidence
Randomized Controlled Trials

Several RCTs on sacral nerve neuromodulation for urinary incontinence have been conducted. One was sponsored by Medtronic and submitted to the U.S. Food and Drug Administration (FDA) as part of the device approval process.3, Findings have not otherwise been published. Based on this RCT, a TEC Assessment (1998) concluded that sacral nerve neuromodulation reduced urge incontinence compared with control patients.1, The trial was well-designed, using standardized clinical and functional status outcomes measurements, and enrolled patients with severe urge incontinence who had failed extensive prior treatments. The magnitude of effect (approximately one-half of patients became dry, three-quarters experienced at least 50% reduction in incontinence) was fairly large, probably at least as great as with surgical procedures, and larger than expected from a placebo effect or conservative measures such as behavioral therapy or drugs. The therapy evaluation test, in which the device was turned off (ie, sham treatment was provided) and patients thus served as their controls, provided further evidence that the effect on incontinence was due to electrical stimulation and demonstrated that the effect of sacral nerve neuromodulation is reversible. The cohort analysis of the clinical trial provided some evidence that the effect of sacral nerve neuromodulation could be maintained for up to 2 years. There was a high rate of adverse events reported in this trial. Most were minor and reversible; however, approximately one-third of patients required surgical revision for pain at the operative sites or migration of the leads.

In this RCT, 177 of 581 patients had urinary retention. Patients with urinary retention reported significant improvements regarding volume per catheterization, a decrease in the number of catheterizations per day, and increased total voided volume per day. At 12 months postimplant, 61% of patients had ceased use of catheterization. At baseline, 220 (38%) of 581 had significant urgency-frequency symptoms. After 6 months, 83% of patients with urgency-frequency symptoms reported increased voiding volumes with the same or reduced degree of frequency. At 12 months, 81% of patients had reached normal voiding frequency. Compared with a control group, patients with implants reported significant improvements in quality of life, as evaluated by the 36-Item Short Form Health Survey.

An additional prospective RCT of 44 patients with urge incontinence was published by Weil et al (2000).4, At 6 months, the implant group showed significantly greater improvements in standardized clinical outcomes, compared with those receiving conservative therapy. The magnitude of effect was substantial.

Siegel et al (2015) published results of an industry-sponsored, FDA mandated, postapproval study known as the InSite (InSite for Over Active Bladder) trial. This RCT compared sacral nerve neuromodulation using a 2-stage surgical procedure with standard medical therapy.5, Study inclusion criteria were a diagnosis of overactive bladder (at least 8 voids per day and/or at least 2 involuntary leaking episodes in 72 hours) and a failed trial of at least 1 anticholinergic or antimuscarinic medication. Also, there needed to be at least 1 such medication that had not yet been prescribed. Patients with neurologic diseases and with primary stress incontinence were excluded. Seventy patients were allocated to sacral nerve neuromodulation and 77 to standard medical therapy. Of the 70 patients in the sacral nerve neuromodulation group, 11 elected not to receive test stimulation with the tined lead and 8 received the lead but did not receive a full system implant due to lack of response to a 14-day test stimulation period (response was defined as ≥50% reduction in average leaks and/or voids). Patients in the medical treatment group tried the next recommended medication or restarted a discontinued medication. Therapeutic success was defined as at least a 50% improvement in average leaks per day or at least a 50% improvement in the number of voids per day or a return to fewer than 8 voids per day. In intention-to-treat (ITT) analysis, the therapeutic success rate at 6 months was 61% in the sacral nerve neuromodulation group and 42% in the standard treatment group; the difference between groups was statistically significant (p=0.02). Quality of life at 6 months was a secondary outcome. Several validated quality of life scales were used, and all favored the sacral nerve neuromodulation group compared with the standard treatment group (p<0.002 for all comparisons).

Twelve-month follow-up of the InSite trial was published by Noblett et al (2016).6, They analyzed patients from in the sacral nerve stimulation group of initial RCT plus additional patients enrolled and implanted in the interim. A total of 340 patients underwent test stimulation, 272 underwent implantation, and 255 completed 12 months of follow-up. In a modified completers’ analysis, the therapeutic success rate was 82%. This modified completers’ analysis included patients who were implanted and had either a baseline or 12-month evaluation or withdrew from the trial due to a device-related adverse event or lack of efficacy. In an analysis limited to study completers, the therapeutic response rate was 85%. The Noblett et al (2016) analysis did not include data from the control group of patients receiving only standard medical therapy.

Amundsen et al (2016) reported on an RCT comparing intradetrusor injection of onabotulinumtoxinA (n=192) with sacral nerve neuromodulation (n=189) in women with refractory urgency urinary incontinence, defined as at least 1 supervised behavioral or physical therapy intervention and the use of a minimum of 2 anticholinergics (or inability to tolerate or contraindications to the medication).7, In intention-to-treat (ITT) analysis, patients in the onabotulinumtoxinA-treated group had greater reductions in urge incontinence per day (3.9 per day) than in the sacral nerve neuromodulation treated group (3.3 per day; mean difference, 0.63; 95% confidence interval [CI], 0.13 to 1.14; p=0.01). OnabotulinumtoxinA-treated patients had greater reductions in some overactive bladder-related quality of life questionnaire-related measures, although the clinical meaningfulness of the changes was uncertain. Patients in the onabotulinumtoxinA-treated group were more likely to have urinary tract infections (35% vs. 11%; risk difference, -23%; 95% CI, -33% to -13%; p<0.001).

Case Series

Case series have provided longer follow-up data than the RCTs. For example, a series by Groen et al (2011) in the Netherlands reported the longest follow-up.8, Sixty patients had at least 5 years of follow-up after sacral nerve neuromodulation for refractory idiopathic urge urinary incontinence. Success was defined as at least a 50% decrease in the number of incontinent episodes or pads used per day. The success rate was 52 (87%) of 60 at 1 month and gradually decreased to 37 (62%) at 5 years. The number of women who were completely continent was 15 (25%) at 1 month and 9 (15%) at 5 years. At the 5-year follow-up, sacral nerve neuromodulation was still used by 48 (80%) of 60 women. Fifty-seven adverse events were reported in 32 (53%) of 60 patients. The most frequent were hardware-related or pain or discomfort. There were 23 reoperations in 15 patients. In most cases, the pain was managed conservatively.

Findings from a large prospective series were reported by White et al (2009).9, The series focused on complications associated with sacral nerve neuromodulation in 202 patients with urge incontinence, urinary urgency, or urinary retention. At a mean follow-up of 37 months (range, 7-84 months), 67 (30%) patients had experienced adverse events that required either lead or implantable pulse generator revisions. Complications included pain (3%), device malfunction secondary to trauma (9%), infection (4%), postoperative hematoma (2%), and lead migration (6%). Also, 5% of patients underwent elective removal, 4% had device removal due to lack of efficacy, and 2% required removal due to battery expiration. At the last follow-up, 172 (85%) patients had functional implanted units.

Section Summary: Urinary Incontinence

Data from RCTs and case series with long-term follow-up have suggested that sacral nerve neuromodulation reduces symptoms of urge incontinence, urgency-frequency syndrome, nonobstructive urinary retention, and overactive bladder in selected patients.

Fecal Incontinence
Clinical Context and Therapy Purpose

Fecal incontinence can arise from a variety of mechanisms, including rectal wall compliance, efferent and afferent neural pathways, central and peripheral nervous systems, and voluntary and involuntary muscles. Fecal incontinence is more common in women, due mainly to muscular and neural damage that may occur during vaginal delivery.

The purpose of sacral nerve neuromodulation in patients with fecal incontinence is to provide a treatment option that is an alternative to or an improvement on existing therapies.

The question addressed in this policy is: Does sacral nerve neuromodulation in patients with fecal incontinence improve net health outcomes?

The following PICO was used to select literature to inform this policy.

Patients

The relevant population of interest is patients with fecal incontinence.

Intervention

The treatment being considered is sacral nerve neuromodulation, which is performed by a gastroenterologist in an outpatient clinical or surgical setting.

Comparators

The comparator of interest is continued conservative therapy, such as dietary modification, bulking, or pharmacologic treatment.

Patients with fecal incontinence are managed by gastroenterologists in an outpatient clinical setting.

Outcomes

The outcomes of interest are symptoms, morbid events, and treatment-related morbidity.

Positive outcomes include reduction or elimination of episodes of incontinence without complications from the device or implantation procedure.

Negative outcomes would be infection, bleeding, pain, and lead breakages, and lack of improvement in incontinence.

Although no set standard for length of follow-up has been established, the existing literature evaluating sacral nerve neuromodulation for fecal incontinence has lengths of follow-up ranging from 2 weeks to 84 months. Follow-up of at least 1 year would be preferred.

Study Selection Criteria

Methodologically credible studies were selected using the principles described in the first indication.

Review of Evidence
Systematic Reviews

Thaha et al (2015) conducted a Cochrane review assessing sacral nerve stimulation for fecal incontinence and constipation in adults, which included randomized, quasi-randomized, and crossover trials.10, For fecal incontinence, reviewers included 6 trials of sacral nerve neuromodulation (N=219 patients), 2 of which used parallel-group designs (Thin et al [2015], Tjandra et al [2008]; the latter described below); the others used crossover designs. The primary methodologic quality issue noted was a lack of clarity involving randomization techniques and allocation concealment. Reviewers concluded: “The limited evidence from the included trials suggests that sacral nerve stimulation can improve continence in a proportion of patients with faecal incontinence.”

Thin et al (2013) published a systematic review of randomized trials and observational studies evaluating sacral nerve neuromodulation for treating fecal incontinence.11, Sixty-one studies met the following eligibility criteria: assessed at least 10 patients, had a clear follow-up interval and reported the success rate of therapy based on a 50% or greater reduction in fecal incontinence episodes. Only 2 studies were RCTs (Tjandra et al [2008], Leroi et al [2005]; described next) and 50 were prospective case series. Data from two studies with long-term follow-up were pooled to calculate median success rates using intention-to-treat (ITT) analysis. These median success rates were 63% in the short term (≤12 months of follow-up), 58% in the medium term (12-36 months), and 54% in the long term (>36 months). The per-protocol short-, medium-, and long-term success rates were 79%, 80%, and 84%, respectively.

Previously, Tan et al (2011) published a meta-analysis of studies sacral nerve neuromodulation for treating fecal incontinence.12, They identified 34 studies that reported on at least 1 of their outcomes of interest and documented how many patients underwent temporary and permanent sacral nerve neuromodulation. Only 1 study was an RCT (Tjandra et al [2008], described below). In the 34 studies, 944 patients underwent temporary sacral nerve stimulation, and 665 subsequently underwent permanent sacral nerve stimulation implantation. There were 279 patients who did not receive permanent implantation, and 154 of them were lost to follow-up. Follow-up in the studies ranged from 2 to 35 weeks. In a pooled analysis of findings of 28 studies, there was a statistically significant decrease in the number of incontinence episodes per week with sacral nerve neuromodulation compared with maximal conservative therapy (weighted mean difference, -6.83; 95% CI, -8.05 to -5.60; p<0.001). Fourteen studies reported incontinence scores, and when these results were pooled, there was also a significantly greater improvement in scores with sacral nerve stimulation than with conservative therapy (weighted mean difference, -10.57; 95% CI, -11.89 to -9.24; p<0.001).

Maeda et al (2011) published a systematic review of studies on complications following permanent implantation of an sacral nerve stimulation device for fecal incontinence and constipation.13, Reviewers identified 94 articles. Most addressed fecal incontinence. A combined analysis of data from 31 studies on sacral nerve stimulation for fecal incontinence reported a 12% suboptimal response to therapy (149/1,232 patients). A review of complications reported in the studies found that the most commonly reported complication was pain around the site of implantation, with a pooled rate of 13% (81/621 patients). The most common response to this complication was repositioning the stimulator, followed by device explantation and reprogramming. The second most common adverse event was an infection, with a pooled rate of 4% (40/1025 patients). Twenty-five (63%) of the 40 infections led to device explantation.

Randomized Controlled Trials

Tjandra et al (2008) published an RCT assessing 120 patients with severe fecal incontinence.14, Patients were randomized to sacral nerve stimulation or best supportive therapy, consisting of pelvic floor exercises with biofeedback, bulking agents, and dietary management with a team of dieticians. Exclusion criteria included neurologic disorders and external anal sphincter defects of more than 120° of the circumference, although a “high proportion” of the patients had pudendal neuropathy. The trial was not blinded. Of the 60 patients randomized to sacral nerve stimulation, 54 (90%) had successful test stimulation and 53 proceeded with the implant of the pulse generator. At baseline, the sacral nerve stimulation group had an average of 9.5 incontinent episodes per week, and the controls had 9.2. Both groups had an average of 3.3 days per week with incontinence. At 12-month follow-up, episodes had decreased to 1 day per week, with 3.1 episodes in the sacral nerve stimulation group, but no change in the control group (mean, 3.1 d/wk), with 9.4 episodes. Complete continence was achieved in 22 (42%) of the 53 sacral nerve stimulation patients and 13 (24%) patients improved by 75% to 99%. None of the patients had worsening of fecal continence. Adverse events included pain at implant site (6%), seroma (2%), and excessive tingling in the vaginal region (9%).

Leroi et al (2005) in France published an industry-supported, double-blind, randomized crossover study.15, Thirty-four patients had successful temporary percutaneous stimulation and underwent permanent implantation of an sacral nerve neuromodulation device. Following a 1 to 3 month postimplantation period in which the device was turned on, patients had their device turned on for 1 month and off for 1 month, in random order. Twenty-four (71%) randomized patients completed the trial. There was a statistically significant greater decrease in fecal incontinence episodes with the device turned on (p=0.03). However, there was also a large decrease in incontinent episodes for the placebo group. The median frequency of fecal incontinence episodes decreased by 90% when the device was in the on position; it decreased by 76% when the device was in the off position.

Prospective Noncomparative Studies

A key multicenter prospective trial is the 16-site multicenter FDA investigational device exemption study of sacral nerve stimulation in 120 patients with fecal incontinence. Findings were initially reported by Wexner et al (2010).16, To be included, patients had to have chronic fecal incontinence for more than 6 months or more than 12 months after vaginal childbirth, defined as more than 2 incontinent episodes on average per week. All patients had failed or were not candidates for more conservative treatments. Exclusion criteria included congenital anorectal malformation; previous rectal surgery, if performed within the last 12 months (or 24 months in case of cancer); defects of the external anal sphincter over 60°; chronic inflammatory bowel disease; visible sequelae of pelvic radiotherapy; active anal abscesses and fistulae; neurologic diseases such as clinically significant peripheral neuropathy or complete spinal cord injury; and anatomic limitations preventing the successful placement of an electrode. A total of 285 patients were screened; 133 were enrolled and underwent acute test stimulation, and 120 showed at least 50% improvement during the test phase and received a permanent stimulator. Thirty-four of the 120 patients exited the study for various reasons both related (ie, lack of efficacy in 6, implant site infection or skin irritation in 5) and unrelated to the implant (ie, the death of a local principal investigator). Analysis based on the initial 133 patients showed a 66% success rate (≥50% improvement), while analysis based on 106 patients considered completed cases at 12 months showed an 83% success rate. The success rate based on the 120 patients who received a permanently implanted stimulator would fall between these 2 rates. Of 106 cases included in the 12-month results, perfect continence (100% improvement) was reported in approximately 40%, while an additional 30% of patients achieved 75% or greater reduction in incontinent episodes. Success was lower in patients with an internal anal sphincter defect (65% [n=20]) than in patients without a defect (87% [n=86]).

Three and 5 year findings were subsequently published. Mellgren et al (2011) reported on the 120 patients who received a permanently implanted stimulator.17, Mean length of follow-up was 3.1 years, and 83 (69%) completed at least part of the 3-year follow-up assessment. In ITT analysis using the last observation carried forward, 79% of patients experienced at least a 50% reduction in the number of incontinent episodes per week compared with baseline, and 74% experienced at least a 50% reduction in the number of incontinent days per week. In a per-protocol analysis at 3 years, 86% of patients experienced at least a 50% reduction in the number of incontinent episodes per week, and 78% experienced at least a 50% reduction in the number of incontinent days per week. By the 3-year follow-up, 334 adverse events considered potentially device-related had been reported in 99 patients; 67% of these occurred within the first year. The most frequently reported adverse events among the 120 patients were implant site pain (28%), paresthesia (15%), implant site infection (10%), diarrhea (6%), and extremity pain (6%). Six infections required surgical intervention (5 device removals, 1 device replacement). Hull et al (2013) reported on outcomes in 72 patients (60% of the 120 implanted patients) who had completed a 5-year follow-up visit.18, Sixty-four (89%) of the patients who contributed bowel diary data at 5 years had at least a 50% improvement from baseline in weekly incontinent episodes, and 26 (36%) of the 72 patients had achieved total continence. It is uncertain whether outcomes differed in the 40% of patients missing from the 5-year analysis.

A study by Altomare et al (2015) also reported on long-term outcome (minimum, 60-month follow-up; median, 84-month follow-up) in patients implanted with a sacral nerve stimulator for fecal incontinence.19, Patients were identified from a European registry and surveyed. Long-term success was defined as maintaining the temporary stimulation success criteria, ie, at least 50% reduction in the number of fecal incontinence episodes (or fecal incontinence symptom score) at last follow-up, compared with baseline. A total of 272 patients underwent permanent implantation of an sacral nerve stimulation device, and 228 were available for follow-up. A total of 194 (71.3%) of the 272 patients with implants, maintained improvement in the long-term.

Section Summary: Fecal Incontinence

The evidence base consists of 2 RCTs, observational studies including several with long-term follow-up, and systematic reviews of RCTs and uncontrolled studies. Collectively, findings from these studies have suggested that sacral nerve neuromodulation and sacral nerve stimulation improve outcomes when used to treat chronic fecal incontinence in well-selected patients who have failed conservative therapy.

Constipation
Clinical Context and Therapy Purpose

The purpose of sacral nerve neuromodulation in patients with constipation who have failed conservative treatment is to provide a treatment option that is an alternative to or an improvement on existing therapies.

The question addressed in this policy is: Does sacral nerve neuromodulation in patients with constipation who have failed conservative treatment improve net health outcomes?

The following PICO was used to select literature to inform this policy.

Patients

The relevant population of interest is patients with constipation who have failed conservative treatment.

Intervention

The treatment being considered is sacral nerve neuromodulation, which is performed by a gastroenterologist in an outpatient clinical or surgical setting.

Comparators

The comparator of interest is continued conservative therapy, such as dietary modification or pharmacologic treatment.

Patients with refractory constipation are managed by gastroenterologists in an outpatient clinical setting.

Outcomes

The outcomes of interest are symptoms, morbid events, and treatment-related morbidity.

Positive outcomes include regular bowel movements without complications from the device or implantation procedure.

Negative outcomes would be infection, bleeding, pain, and lead breakages, and lack of improvement in constipation.

Although no set standard for length of follow-up has been established, the existing literature evaluating sacral nerve neuromodulation for constipation has lengths of follow-up ranging from 3 weeks to 55 months.

Study Selection Criteria

Methodologically credible studies were selected using the principles described in the first indication.

Review of Evidence
Systematic Reviews

The Cochrane review by Thaha et al (2015) assessed sacral nerve stimulation for constipation and fecal incontinence in adults.10, Two trials on sacral nerve neuromodulation for constipation were included, Dinning et al (2015) and a crossover trial. In 1 trial, the time with abdominal pain and bloating decreased during the “on” period from 79% to 33%. However, in the larger Dinning et al (2015) trial (discussed below), there was no improvement with sacral nerve neuromodulation during the “on” period. Reviewers concluded: “sacral nerve stimulation did not improve symptoms in patients with constipation.”

Thomas et al (2013) published a systematic review of controlled and uncontrolled studies evaluating sacral nerve stimulation for treatment of chronic constipation.20, Reviewers identified 11 case series and 2 blinded crossover studies. Sample sizes for the case series ranged from 4 to 68 patients implanted with a permanent sacral nerve stimulation device; in 7 of the 11 studies, fewer than 25 patients underwent sacral nerve stimulation implantation. Among the 2 crossover studies, one included 2 patients implanted with an sacral nerve stimulation device. The other, a study by Knowles et al (2012),21, evaluated temporary stimulation in only 14 patients (see below). Patients were included if they were diagnosed with evacuatory dysfunction and rectal hyposensitivity and had failed maximal conservative treatment. They were randomized to 2 weeks of stimulation with the sacral nerve stimulation device turned on and 2 weeks with the sacral nerve stimulation device turned off, in random order. There was no washout period between treatments. The primary efficacy outcome was change in rectal sensitivity, which was assessed using 3 measures of rectal sensory thresholds. The trial found a statistically significantly greater increase in rectal sensitivity with the device turned on for 2 of the 3 measures. Among the secondary outcome measures, there was a significantly greater benefit of active treatment on the percentage of successful bowel movements per week and the percentage of episodes with a sense of complete evacuation. In addition to its small sample size, the trial lacked a washout period between treatments (ie, there could have been a carryover effect when the device was used first in the on position). Moreover, the patients were highly selected; only 14 of the approximately 1800 patients approached met the eligibility criteria and agreed to participate in the study.

Randomized Controlled Trials

Zerbib et al (2017) reported on a double-blind crossover RCT of sacral nerve stimulation in 36 women with refractory constipation.22, Subjects were eligible if they had chronic constipation (>1 year), with 2 or fewer bowel movements per week, straining to evacuate with more than 25% of attempts, or sensation of incomplete evacuation with more than 25% of attempts, with lack of response to standard therapies. Thirty-six subjects meeting inclusion criteria underwent an initial peripheral nerve evaluation; those who had adequate symptom improvement to a predefined level were offered permanent sacral nerve stimulation implant. After a 2-week washout, subjects were randomized to “on” or “off” for 8 weeks, followed by a 2-week washout, when the groups crossed over. Of the 36 patients enrolled, 20 responded and underwent randomization. Four were excluded (2 due to wound infection, 1 each due to the withdrawal of consent and lack of compliance). At 1 year follow-up, a positive response was observed in 12 of 20 and 11 of 20 patients after active and sham stimulation periods, respectively (p=0.746).

A larger randomized crossover trial was published by Dinning et al (2015).23, The trial included patients (age range, 18-75 years) with slow transit constipation. Potentially eligible patients completed a 3 week stool diary and, in order to continue participating, they had to indicate in the diary that they had complete bowel movements less than 3 days per week for at least 2 of the 3 weeks. Patients with metabolic, neurogenic, or endocrine disorders known to cause constipation were excluded. Fifty-seven met eligibility criteria and had temporary percutaneous nerve evaluation, and 55 underwent permanent implantation. In random order, patients received active stimulation (subsensory in phase 1, suprasensory in phase 2) or sham stimulation (device was on but pulse width and frequency were set to zero). The primary outcome measure, determined by stool diaries, was a bowel movement with feelings of complete evacuation more than 2 days per week for at least 2 of 3 weeks; it was only assessed in phase 2. Compared with sham stimulation, 16 (29.6%) of 54 patients met the primary outcome during suprasensory stimulation, and 11 (20.8%) of 53 patients met it during sham stimulation; the difference was not statistically significant (p=0.23). Other outcomes did not differ significantly with suprastimulation versus sham stimulation and outcomes did not differ in the phase 1 comparison of subsensory versus sham stimulation.

Case Series

One of the larger case series was published by Kamm et al (2010).24, This prospective study was conducted at multiple sites in Europe. It included 62 patients who had idiopathic chronic constipation lasting at least 1 year and who had failed medical and behavioral treatments. Constipation was defined as at least 1 of the following: fewer than 2 bowel movements per week, straining to evacuate in at least 25% of attempts, or a sensation of incomplete evacuation on at least 25% of occasions. Forty-five (73%) of the 62 met criteria for permanent implantation during the 3-week trial period. Criteria included an increase in evacuation frequency to at least 3 per week or a 50% reduction in either frequency of straining during evacuation or in episodes with the sensation of incomplete evacuation. After a median follow-up of 28 months (range, 1-55 months) after permanent implantation, 39 (87%) of 45 patients were classified as treatment successes (ie, met the same improvement criteria as used to evaluate temporary stimulation). There was a significant increase in the frequency of bowel movements from a median of 2.3 per week at baseline to 6.6 per week at latest follow-up (p<0.001). The frequency of spontaneous bowel movements (ie, without laxatives or other stimulation) increased from a median of 1.7 per week at baseline to 4.3 per week at last follow-up (p=0.001). A total of 101 adverse events were reported; 40 (40%) of these were attributed to underlying constipation or an unrelated diagnosis. Eleven serious adverse events related to treatment were reported (the authors did not specify whether any patients experienced >1 serious event). The serious adverse events included a deep postoperative infection (n=2), superficial erosion of lead through the skin (n=1), persistent postoperative pain at the site of implantation (n=2), conditions leading to lead revision (n=4), and device failure (n=2). The study was criticized for including a large number of patients who had more than 2 bowel movements per week at study entry.

Another study, published by Maeda et al (2010), focused on adverse events.25, This chart review included 38 patients with constipation who received permanent sacral nerve stimulation after a successful trial period. When charts were reviewed, a mean of 25.7 months had elapsed since implantation. A total of 58 reportable events were identified in 22 (58%) of the 38 patients. A median of 2 (range, 1-9) events per patient was reported; 26 (45%) of 58 events were reported in the first 6 months after device implantation. The most common reportable events were lack or loss of efficacy (26/58 [45%] events) and pain (16 [28%] events). Twenty-eight (48%) of the events were resolved by reprogramming. Surgical interventions were required for 19 (33%) of the events, most commonly permanent electrode replacement (14 events). Three (8%) of 38 patients discontinued device use due to reportable events.

Section Summary: Constipation

Four randomized crossover studies are available; two had very small sample sizes, and the others did not find significant differences in outcomes when active sacral nerve stimulation was compared with sham stimulation. There are also several, mainly small, case series. Collectively, they represent insufficient evidence to permit scientific conclusions about the effect of sacral nerve neuromodulation or sacral nerve stimulation on health outcomes in patients with constipation.

Chronic Pelvic Pain
Clinical Context and Therapy Purpose

The purpose of sacral nerve neuromodulation in patients with chronic pelvic pain is to provide a treatment option that is an alternative to or an improvement on existing therapies.

The question addressed in this policy is: Does sacral nerve neuromodulation in patients with chronic pelvic pain improve net health outcomes?

The following PICO was used to select literature to inform this policy.

Patients

The relevant population of interest is patients with chronic pelvic pain.

Intervention

The treatment being considered is sacral nerve neuromodulation. The type of physician who performs the procedure would depend on where the suspected source of the pain lies; the procedure could be performed by a gastroenterologist, gynecologist, or urologist in an outpatient clinical or surgical setting.

Comparators

The comparator of interest is continued conservative therapy, such as cognitive behavioral therapy or pharmacologic treatment.

Patients with chronic pelvic pain are managed by gastroenterologists, gynecologists, or urologists in an outpatient clinical setting.

Outcomes

The outcomes of interest are symptoms, morbid events, and treatment-related morbidity.

Positive outcomes include relief from chronic pelvic pain without complications from the device or implantation procedure.

Negative outcomes would be infection, bleeding, pain, and lead breakages, and lack of improvement in constipation.

Although no set standard for length of follow-up has been established, the existing literature evaluating sacral nerve neuromodulation for chronic pelvic pain has a length of follow-up of 1 year.

Study Selection Criteria

Methodologically credible studies were selected using the principles described in the first indication.

A systematic review by Tirlapur et al (2013), evaluating studies on nerve stimulation for chronic pelvic pain, did not identify any RCTs on sacral nerve stimulation for treatment of chronic pelvic pain or bladder pain.26, The published evidence was limited to case series. For example, Martellucci et al (2012) reported on 27 patients with chronic pelvic pain (at least 6 months) who underwent testing for sacral nerve neuromodulation implantation.27, After a 4-week temporary stimulation phase, 16 (59%) of 27 patients underwent implantation of an InterStim device. In the 16 implanted patients, mean pain on a visual analog scale was 8.1 before implantation and 2.1 at the 6- and 12-month follow-ups. An earlier study by Siegel et al (2001) reported on 10 patients and reported that 9 of them experienced a decrease in pain with sacral nerve stimulation.28,

Section Summary: Chronic Pelvic Pain

Data from several small case series with heterogenous patient samples represent insufficient evidence on the effect of sacral nerve neuromodulation and sacral nerve stimulation on health outcomes in patients with chronic pelvic pain. RCTs are needed, especially with sham controls, reporting pain as the primary outcome.

Trial Stimulation Techniques

As described in the Background section, there are 2 types of trial stimulation before permanent implantation of a neuromodulation device. They are percutaneous nerve evaluation and stage 1 (lead implantation) of a 2 stage surgical procedure. Percutaneous nerve evaluation was the initial method of trial stimulation and has been the standard of care before permanent implantation of the device. In review articles like that by Baxter and Kim (2010), lead migration was described as a potential problem with the percutaneous nerve evaluation technique but no studies were identified that quantified the rate of lead migration in large numbers of patients.29, The 2-stage surgical procedure is an alternative trial stimulation modality.

Comparative rates of lead migration and rates of progressing to permanent implantation are useful outcomes in that there may be reduced sensitivity of the percutaneous nerve evaluation test due to lead dislodgement. However, due to the potential placebo effect of testing, it is also important to compare the long-term efficacy of sacral nerve neuromodulation after these two trial stimulation techniques. Also, it would be useful to have data on the optimal approach to using the 2-stage surgical procedure. As noted in the Background section of this policy, the 2-stage surgical procedure has been used in various ways, including for patients who failed percutaneous nerve evaluation, for patients with an inconclusive percutaneous nerve evaluation, and for patients who had a successful percutaneous nerve evaluation to further refine patient selection.

No RCTs were identified that evaluated long-term health outcomes (eg, reduction in incontinence symptoms) after trial stimulation with percutaneous nerve evaluation versus stage-1 lead implantation. There are limited data on the rates of failure after sacral nerve neuromodulation in patients selected using the 2-stage test. Leong et al (2011), in a single-center prospective study, evaluated 100 urge incontinence patients with both percutaneous nerve evaluation and the first stage of the 2-stage technique (ie, patients served as their controls).30, Patients were first screened with the percutaneous nerve evaluation and, afterward, with lead implantation. Response to testing was based on diary data for 3 consecutive days after receiving each type of lead. In the test phase, 47 (47%) patients had a positive response to percutaneous nerve evaluation, and 69 (69%) had a positive response to the first-stage lead placement test. All patients who responded to percutaneous nerve evaluation also responded to stage-1 testing. The 69 patients who responded to stage-1 testing underwent implantation. They were then followed for a mean of 26 months, and 2 patients (3% of those with a positive test) failed therapy. Although this study showed a low failure rate, only 22 subjects had a successful test with the stage-1 technique but not with percutaneous nerve evaluation. This is a small number of patients on which to base conclusions about the comparative efficacy of the 2 techniques. Also, the order of testing could have biased findings. All patients had percutaneous nerve evaluation testing before the first-stage lead implantation and could have been biased by their first test. Stronger study designs would be to randomize the order of testing or to randomize patients to receive 1 type of testing or the other.

Scheepens et al (2002) analyzed 15 patients with urinary incontinence or retention who had a good initial response to percutaneous nerve evaluation but then failed percutaneous nerve evaluation in the longer term (ie, days 4-7 of testing).31, These 15 patients underwent stage 1 of the 2-stage technique. One patient failed the first stage and was explanted. Of the remaining 14 patients, 2 were explanted later due to lack of efficacy of sacral nerve neuromodulation. The other 12 patients were followed for a mean of 4.9 years and voiding diary data showed improvement in nearly all incontinence symptoms. There was a low failure rate after stage-1 testing but this is a small sample size, and stage-1 testing was not compared with another trial stimulation method (eg, percutaneous nerve evaluation).

Marcelissen et al (2010) published findings in 92 patients with urinary symptoms who underwent trial evaluation for sacral nerve neuromodulation treatment.32, Patients initially underwent percutaneous nerve evaluation (n=76) or stage-1 surgery (n=16). Patients who had a negative percutaneous nerve evaluation (n=41) then underwent stage-1 evaluation. Eleven (63%) of 16 patients had a positive initial stage-1 test and were implanted with a sacral nerve neuromodulation device. Thirty-five (46%) of 76 patients had a positive initial percutaneous nerve evaluation test and underwent permanent implantation. Forty-one (54% of those undergoing percutaneous nerve evaluation) patients had a negative test and then had stage-1 surgical evaluation. Eighteen (44%) of 41 had a positive stage-1 test and underwent implantation. Altogether 64 patients underwent implantation of an sacral nerve neuromodulation device. Mean follow-up was 51 months. Thirty-eight (59%) of 64 patients implanted experienced clinical success at last follow-up, defined as more than 50% improvement in symptoms reported in a voiding diary. The clinical success rate was not reported separately by trial stimulation method.

Several studies (eg, Borawski et al [2007]33, and Bannowsky et al [2008]34,) compared response rates during the test phase in patients with urinary incontinence symptoms; both found higher response rates with the stage-1 test than with percutaneous nerve evaluation. In these studies, more people who received the stage-1 test went on to undergo implantation. The Borawski et al (2007) study was an RCT with 30 patients (13 received percutaneous nerve evaluation, 17 received the stage-1 test). The Bannowsky et al (2008) study was not randomized; 42 patients received a percutaneous nerve evaluation, and 11 patients received a stage-1 test. Neither followed patients once devices were implanted, so neither provided data on the relative success rates of sacral nerve neuromodulation after these two test procedures. Without follow-up after implantation, it is not possible to determine whether the 2-stage procedure reduced false negatives (ie, selected more people who might benefit) or increased false negatives (ie, selected more people who might go on to fail).

No published studies were identified that compared different trial stimulation techniques in patients with nonurinary conditions (eg, fecal incontinence).

Summary of Evidence

For individuals with urinary incontinence who have failed conservative treatment who receive sacral nerve neuromodulation, the evidence includes randomized controlled trials (RCTs), systematic reviews, and case series. Relevant outcomes are symptoms, morbid events, and treatment, related morbidity. Results from the RCTs and case series with long-term follow-up have suggested that sacral nerve neuromodulation reduces symptoms of urge incontinence, urgency-frequency syndrome, nonobstructive urinary retention, and overactive bladder in selected patients. The evidence is sufficient to determine that the technology results in a meaningful improvement in the net health outcome.

For individuals with fecal incontinence who have failed conservative treatment who receive sacral nerve neuromodulation, the evidence includes RCTs and systematic reviews. Relevant outcomes are symptoms, morbid events, and treatment, related morbidity. Although relatively small, the available trials had a low-risk of bias and demonstrated improvements in incontinence relative to alternatives. The evidence is sufficient to determine that the technology results in a meaningful improvement in the net health outcome.

For individuals with constipation who have failed conservative treatment who receive sacral nerve neuromodulation, the evidence includes RCTs and systematic reviews. Relevant outcomes are symptoms, morbid events, and treatment, related morbidity. The available trials have not consistently reported improvements in outcomes with sacral nerve neuromodulation. Additional studies are needed to demonstrate the health benefits of this technology. The evidence is insufficient to determine the effects of the technology on health outcomes.

For individuals with chronic pelvic pain who receive sacral nerve neuromodulation, the evidence is limited to case series. Relevant outcomes are symptoms, morbid events, and treatment-related morbidity. The evidence is insufficient to determine the effects of the technology on health outcomes.

SUPPLEMENTAL INFORMATION
Clinical Input From Physician Specialty Societies and Academic Medical Centers

While the various physician specialty societies and academic medical centers may collaborate with and make recommendations during this process, through the provision of appropriate reviewers, input received does not represent an endorsement or position statement by the physician specialty societies or academic medical centers, unless otherwise noted.

In response to requests, input was received from 4 physician specialty societies and 2 academic medical centers while this policy was under review in 2012. Reviewers from 2 specialty societies and 2 academic medical centers provided opinions on the possible medical necessity of implantable leads for test stimulation, as part of a 2-stage process for device implantation. All 4 respondents supported the use of implantable leads for test stimulation as an alternative to percutaneous test stimulation, for patients who had failed percutaneous test stimulation and/or for patients with inconclusive percutaneous test stimulation. Reasons for support included a longer period of interrupted treatment with stage-1 stimulation due to less lead migration and a higher rate of positive tests compared with percutaneous test stimulation.

Practice Guidelines and Position Statements
Urinary Disorders
American Urological Association

In 2019, the American Urological Association updated its guidelines on the diagnosis and treatment of overactive bladder.35,The guidelines stated that sacral neuromodulation may be offered as a third-line treatment in carefully selected patients with severe refractory symptoms or into those who are not candidates for second-line therapy (eg, oral antimuscarinics, oral β3-adrenoceptor agonists, transdermal oxybutynin) and are willing to undergo surgery (recommendation, evidence strength grade C).

American College of Obstetricians and Gynecologists

A 2015 practice bulletin on urinary incontinence (replaced practice bulletin number 63, 2005; reaffirmed in 2018)from the College stated, “sacral neuromodulation may be considered for patients with recalcitrant urinary urge incontinence who have failed other conservative measures, including bladder training, pelvic floor physical therapy with biofeedback, and pharmacologic treatment.”.36,

Fecal Disorders
National Institute for Health and Care Excellence

In 2007, the National Institute for Health and Care Excellence issued guidance on the management of fecal incontinence. The guidance was reviewed in 2014 and 2018, and no changes were made. The guidance has recommended:

“a trial of temporary sacral nerve stimulation should be considered for people with faecal incontinence in whom sphincter surgery is deemed inappropriate…. All individuals should be informed of the potential benefits and limitations of this procedure and should undergo a trial stimulation period of at least 2 weeks to determine if they are likely to benefit. People with faecal incontinence should be offered sacral nerve stimulation on the basis of their response to percutaneous nerve evaluation during specialist assessment, which is predictive of therapy success.”37,

American College of Gastroenterology

In its 2014 clinical guideline on the management of benign anorectal disorders, including fecal incontinence, the American College of Gastroenterology found that "sacral nerve stimulation should be considered in [fecal incontinence] who do not respond to conservative therapy (strong recommendation, moderate quality of evidence)."38,

Pelvic Floor Society

In 2017, the Pelvic Floor Society conducted a systematic review as the basis for practice recommendations on the use of sacral nerve stimulation for the treatment of constipation.39, The systematic review assessed 7 observational studies, all generally of poor quality due to inadequate description of methods. Due to inconsistent reporting on harms and treatment success, and heterogeneity in the patient populations, the Society could not recommend sacral nerve stimulation.

U.S. Preventive Services Task Force Recommendations

Not applicable.

Medicare National Coverage

In 2002, the Centers for Medicare & Medicaid Services covers sacral nerve stimulation for the “treatment of urinary urge incontinence, urgency-frequency syndrome, and urinary retention.”40, Sacral nerve stimulation “involves both a temporary test stimulation to determine if an implantable stimulator would be effective and a permanent implantation in appropriate candidates. Both the test and the permanent implantation are covered.”

“The following limitations for coverage apply to all three indications:

    • Patients must be refractory to conventional therapy … and be appropriate surgical candidates such that implantation with anesthesia can occur.
    • Patients with stress incontinence, urinary obstruction, and specific neurologic diseases … that are associated with secondary manifestations … are excluded.
    • Patients must have had successful test stimulation in order to support subsequent implantation. Before patients are eligible for permanent implantation, they must demonstrate a 50% or greater improvement through test stimulation. Improvement is measured through voiding diaries.”
Ongoing and Unpublished Clinical Trials

Some currently ongoing trials that might influence this policy are listed in Table 1.

Table 1. Summary of Key Trials

NCT No.Trial NamePlanned EnrollmentCompletion Date
Ongoing
NCT02434874aSacral Nerve Stimulation to Treat Urgency Urinary Incontinence with Wireless Neuromodulation60Dec 2022
NCT03261622Sacral Nerve Stimulation for Fecal Incontinence - Placebo or Clinical Effective (SNS)75Nov 2020
NCT03139734Sacral Neuromodulation for Pelvic Pain Associated with Endometriosis50May 2022
NCT03811821Comparative Effects of Biofeedback, Sacral Nerve Stimulation, and Injectable Bulking Agents for Treatment of Fecal Incontinence: The Fecal Incontinence Treatment Study (FIT) Study569Mar 2023

a denotes an industry-sponsored trial
NCT: national clinical trial.
]
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Horizon BCBSNJ Medical Policy Development Process:

This Horizon BCBSNJ Medical Policy (the “Medical Policy”) has been developed by Horizon BCBSNJ’s Medical Policy Committee (the “Committee”) consistent with generally accepted standards of medical practice, and reflects Horizon BCBSNJ’s view of the subject health care services, supplies or procedures, and in what circumstances they are deemed to be medically necessary or experimental/ investigational in nature. This Medical Policy also considers whether and to what degree the subject health care services, supplies or procedures are clinically appropriate, in terms of type, frequency, extent, site and duration and if they are considered effective for the illnesses, injuries or diseases discussed. Where relevant, this Medical Policy considers whether the subject health care services, supplies or procedures are being requested primarily for the convenience of the covered person or the health care provider. It may also consider whether the services, supplies or procedures are more costly than an alternative service or sequence of services, supplies or procedures that are at least as likely to produce equivalent therapeutic or diagnostic results as to the diagnosis or treatment of the relevant illness, injury or disease. In reaching its conclusion regarding what it considers to be the generally accepted standards of medical practice, the Committee reviews and considers the following: all credible scientific evidence published in peer-reviewed medical literature generally recognized by the relevant medical community, physician and health care provider specialty society recommendations, the views of physicians and health care providers practicing in relevant clinical areas (including, but not limited to, the prevailing opinion within the appropriate specialty) and any other relevant factor as determined by applicable State and Federal laws and regulations.

___________________________________________________________________________________________________________________________

Index:
Sacral Nerve Neuromodulation/Stimulation
Sacral Nerve Neuromodulation/Stimulation for Pelvic Floor Dysfunction
Fecal Incontinence, Sacral Nerve Stimulation
Incontinence, Sacral Nerve Stimulation for Fecal
Incontinence, Sacral Nerve Stimulation for Urinary Urge
Interstim Continence Control Therapy
Pelvic Floor Dysfunction, Sacral Nerve Stimulation for
Sacral Nerve Modulation for Pelvic Floor Dysfunction
Stimulation, Sacral Nerve
Urge Incontinence, Sacral Nerve Stimulation for Urinary
Urgency-Frequency, Sacral Nerve Stimulation for
Urinary Retention, Sacral Nerve Stimulation for
Urinary Urge Incontinence, Sacral Nerve Stimulation for
Overactive Bladder, Sacral Nerve Stimulation for

References:
1. Blue Cross and Blue Shield Association Technology Evaluation Center (TEC). Sacral nerve stimulation for the treatment of urge incontinence. TEC Assessments 1998;Volume 13:Tab 18.

2. Blue Cross and Blue Shield Association Technology Evaluation Center (TEC). Sacral nerve stimulation for the treatment of refractory urinary urgency/frequency in adults. TEC Assessments. 2000;Volume 15:Tab 7.

3. Food and Drug Administration (FDA). Summary of Safety and Effectiveness: Medtronic Interstim System for Urinary Control. http://www.accessdata.fda.gov/cdrh_docs/pdf/P970004S004b.pdf. Accessed February 20, 2020.

4. Weil EH, Ruiz-Cerda JL, Eerdmans PH, et al. Sacral root neuromodulation in the treatment of refractory urinary urge incontinence: a prospective randomized clinical trial. Eur Urol. Feb 2000;37(2):161-171. PMID 10705194

5. Siegel S, Noblett K, Mangel J, et al. Results of a prospective, randomized, multicenter study evaluating sacral neuromodulation with InterStim therapy compared to standard medical therapy at 6-months in subjects with mild symptoms of overactive bladder. Neurourol Urodyn. Mar 2015;34(3):224-230. PMID 24415559

6. Noblett K, Siegel S, Mangel J, et al. Results of a prospective, multicenter study evaluating quality of life, safety, and efficacy of sacral neuromodulation at twelve months in subjects with symptoms of overactive bladder. Neurourol Urodyn. Feb 2016;35(2):246-251. PMID 25546568

7. Amundsen CL, Richter HE, Menefee SA, et al. OnabotulinumtoxinA vs sacral neuromodulation on refractory urgency urinary incontinence in women: a randomized clinical trial. JAMA. Oct 04 2016;316(13):1366-1374. PMID 27701661

8. Groen J, Blok BF, Bosch JL. Sacral neuromodulation as treatment for refractory idiopathic urge urinary incontinence: 5-year results of a longitudinal study in 60 women. J Urol. Sep 2011;186(3):954-959. PMID 21791355

9. White WM, Mobley JD, 3rd, Doggweiler R, et al. Incidence and predictors of complications with sacral neuromodulation. Urology. Apr 2009;73(4):731-735. PMID 19193415

10. Thaha MA, Abukar AA, Thin NN, et al. Sacral nerve stimulation for faecal incontinence and constipation in adults. Cochrane Database Syst Rev. Aug 24 2015(8):CD004464. PMID 26299888

11. Thin NN, Horrocks EJ, Hotouras A, et al. Systematic review of the clinical effectiveness of neuromodulation in the treatment of faecal incontinence. Br J Surg. Oct 2013;100(11):1430-1447. PMID 24037562

12. Tan E, Ngo NT, Darzi A, et al. Meta-analysis: sacral nerve stimulation versus conservative therapy in the treatment of faecal incontinence. Int J Colorectal Dis. Mar 2011;26(3):275-294. PMID 21279370

13. Maeda Y, Matzel K, Lundby L, et al. Postoperative issues of sacral nerve stimulation for fecal incontinence and constipation: a systematic literature review and treatment guideline. Dis Colon Rectum. Nov 2011;54(11):1443- 1460. PMID 21979192

14. Tjandra JJ, Chan MK, Yeh CH, et al. Sacral nerve stimulation is more effective than optimal medical therapy for severe fecal incontinence: a randomized, controlled study. Dis Colon Rectum. May 2008;51(5):494-502. PMID 18278532

15. Leroi AM, Parc Y, Lehur PA, et al. Efficacy of sacral nerve stimulation for fecal incontinence: results of a multicenter double-blind crossover study. Ann Surg. Nov 2005;242(5):662-669. PMID 16244539

16. Wexner SD, Coller JA, Devroede G, et al. Sacral nerve stimulation for fecal incontinence: results of a 120-patient prospective multicenter study. Ann Surg. Mar 2010;251(3):441-449. PMID 20160636

17. Mellgren A, Wexner SD, Coller JA, et al. Long-term efficacy and safety of sacral nerve stimulation for fecal incontinence. Dis Colon Rectum. Sep 2011;54(9):1065-1075. PMID 21825885

18. Hull T, Giese C, Wexner SD, et al. Long-term durability of sacral nerve stimulation therapy for chronic fecal incontinence. Dis Colon Rectum. Feb 2013;56(2):234-245. PMID 23303153

19. Altomare DF, Giuratrabocchetta S, Knowles CH, et al. Long-term outcomes of sacral nerve stimulation for faecal incontinence. Br J Surg. Mar 2015;102(4):407-415. PMID 25644687

20. Thomas GP, Dudding TC, Rahbour G, et al. Sacral nerve stimulation for constipation. Br J Surg. Jan 2013;100(2):174-181. PMID 23124687

21. Knowles CH, Thin N, Gill K, et al. Prospective randomized double-blind study of temporary sacral nerve stimulation in patients with rectal evacuatory dysfunction and rectal hyposensitivity. Ann Surg. Apr 2012;255(4):643-649. PMID 22418005

22. Zerbib F, Siproudhis L, Lehur PA, et al. Randomized clinical trial of sacral nerve stimulation for refractory constipation. Br J Surg. Feb 2017;104(3):205-213. PMID 27779312

23. Dinning PG, Hunt L, Patton V, et al. Treatment efficacy of sacral nerve stimulation in slow transit constipation: a two-phase, double-blind randomized controlled crossover study. Am J Gastroenterol. May 2015;110(5):733-740. PMID 25895520

24. Kamm MA, Dudding TC, Melenhorst J, et al. Sacral nerve stimulation for intractable constipation. Gut. Mar 2010;59(3):333-340. PMID 20207638

25. Maeda Y, Lundby L, Buntzen S, et al. Sacral nerve stimulation for constipation: suboptimal outcome and adverse events. Dis Colon Rectum. Jul 2010;53(7):995-999. PMID 20551750

26. Tirlapur SA, Vlismas A, Ball E, et al. Nerve stimulation for chronic pelvic pain and bladder pain syndrome: a systematic review. Acta Obstet Gynecol Scand. Aug 2013;92(8):881-887. PMID 23710833

27. Martellucci J, Naldini G, Carriero A. Sacral nerve modulation in the treatment of chronic pelvic pain. Int J Colorectal Dis. Jul 2012;27(7):921-926. PMID 22203519

28. Siegel S, Paszkiewicz E, Kirkpatrick C, et al. Sacral nerve stimulation in patients with chronic intractable pelvic pain. J Urol. Nov 2001;166(5):1742-1745. PMID 11586214

29. Baxter C, Kim JH. Contrasting the percutaneous nerve evaluation versus staged implantation in sacral neuromodulation. Curr Urol Rep. Sep 2010;11(5):310-314. PMID 20535593

30. Leong RK, De Wachter SG, Nieman FH, et al. PNE versus 1st stage tined lead procedure: a direct comparison to select the most sensitive test method to identify patients suitable for sacral neuromodulation therapy. Neurourol Urodyn. Sep 2011;30(7):1249-1252. PMID 21404317

31. Scheepens WA, Van Koeveringe GA, De Bie RA, et al. Long-term efficacy and safety results of the two-stage implantation technique in sacral neuromodulation. BJU Int. Dec 2002;90(9):840-845. PMID 12460343

32. Marcelissen TA, Leong RK, de Bie RA, et al. Long-term results of sacral neuromodulation with the tined lead procedure. J Urol. Nov 2010;184(5):1997-2000. PMID 20850820

33. Borawski KM, Foster RT, Webster GD, et al. Predicting implantation with a neuromodulator using two different test stimulation techniques: A prospective randomized study in urge incontinent women. Neurourol Urodyn. Nov 2007;26(1):14-18. PMID 17123297

34. Bannowsky A, Wefer B, Braun PM, et al. Urodynamic changes and response rates in patients treated with permanent electrodes compared to conventional wire electrodes in the peripheral nerve evaluation test. World J Urol. Dec 2008;26(6):623-626. PMID 18629503

35. Diagnosis and treatment of non-neurogenic overactive bladder (OAB) in adults: an AUA/SUFU Guideline (2019). https://www.auanet.org/guidelines/overactive-bladder-(oab)-guideline. Accessed February 20, 2020.

36. ACOG Practice Bulletin No. 155: Urinary Incontinence in Women. Obstet Gynecol. Nov 2015;126(5):e66-81. PMID 26488524

37. National Institute for Health and Care Excellence (NICE). Faecal incontinence in adults: management [CG49]. 2007; https://www.nice.org.uk/guidance/CG49. Accessed February 20, 2020.

38. Wald A, Bharucha AE, Cosman BC, et al. ACG clinical guideline: management of benign anorectal disorders. Am J Gastroenterol. 2014 Aug;109(8):1141-57; (Quiz) 1058. PMID: 25022811

39. Pilkington SA, Emmett C, Knowles CH, et al. Surgery for constipation: systematic review and practice recommendations: Results V: Sacral Nerve Stimulation. Colorectal Dis. Sep 2017;19(Suppl 3):92-100. PMID 28960926

40. Centers for Medicare & Medicaid Services. National Coverage Determination (NCD) for SACRAL NERVE Stimulation For Urinary Incontinence (230.18). 2002; https://www.cms.gov/medicare-coverage- database/details/ncd- details.aspx?NCDId=249&ncdver=1&CoverageSelection=National&KeyWord=sacral+nerve&KeyWordLookUp=T itle&KeyWordSearchType=And&clickon=search&bc=gAAAABAAAAAAAA%3d%3d&. Accessed February 20, 2020.

Codes:
(The list of codes is not intended to be all-inclusive and is included below for informational purposes only. Inclusion or exclusion of a procedure, diagnosis, drug or device code(s) does not constitute or imply authorization, certification, approval, offer of coverage or guarantee of payment.)

CPT*

    64561
    64581
    64585
    64590
    64595
HCPCS
    A4290
    E0745
    E1399
    L8680
    L8685
    L8686
    L8687
    L8688

* CPT only copyright 2020 American Medical Association. All rights reserved. CPT is a registered trademark of the American Medical Association.

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Medical policies can be highly technical and are designed for use by the Horizon BCBSNJ professional staff in making coverage determinations. Members referring to this policy should discuss it with their treating physician, and should refer to their specific benefit plan for the terms, conditions, limitations and exclusions of their coverage.

The Horizon BCBSNJ Medical Policy Manual is proprietary. It is to be used only as authorized by Horizon BCBSNJ and its affiliates. The contents of this Medical Policy are not to be copied, reproduced or circulated to other parties without the express written consent of Horizon BCBSNJ. The contents of this Medical Policy may be updated or changed without notice, unless otherwise required by law and/or regulation. However, benefit determinations are made in the context of medical policies existing at the time of the decision and are not subject to later revision as the result of a change in medical policy

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